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Conjugacy, the exponential differential and the local proper-time maximum before the first conjugate instant

Statement

Let (M,g,N) be a time-oriented smooth Lorentzian four-manifold with metric-selected connection ∇ (Smooth time-oriented Lorentzian four-manifolds: the geometric objects of the model, Metric compatibility, torsion freedom and the metric-selected connection class, Existence and uniqueness of the metric-selected connection of a nondegenerate metric, and its extension to tensor fields). Let b>0 and let γ:[0,b]→M be a smooth future timelike geodesic with g(T,T)=−1, T:=γ′, p:=γ(0), and suppose that no s∈(0,b] is a conjugate instant of γ relative to 0 (Jacobi fields, geodesic variations and conjugate instants along a geodesic clause (d)).

(a) Conjugacy and the exponential differential. For every s∈(0,b], γ(s) is conjugate to p along γ if and only if d(exp⁡p)sT(0) is not injective; consequently d(exp⁡p)sT(0) is invertible for every s∈[0,b].

(b) Local proper-time maximum. Fix a finite family of charts (U1,x1),…,(Um,xm) whose domains cover γ([0,b]) and a partition 0=s0<s1<⋯<sm=b with γ([si−1,si])⊆Ui for each i. For δ>0 call a piecewise-C1 curve α:[0,b]→M C1-δ-close to γ relative to this data when α([si−1,si])⊆Ui for every i and, on the common refinement of the admissible partitions of α and γ, the coordinate representatives satisfy sup⁡∥xi∘α−xi∘γ∥<δ,sup⁡∥(xi∘α)′−(xi∘γ)′∥<δ on each common open piece contained in (si−1,si). Then there exists δ>0 such that every piecewise-C1 future timelike curve α:[0,b]→M with α(0)=p and α(b)=γ(b) that is C1-δ-close to γ relative to the fixed data satisfies Lg(α)≤b=Lg(γ), with equality if and only if there is a piecewise-C1 strictly increasing surjection ρ:[0,b]→[0,b] with α=γ∘ρ; that is, α is a strictly monotone reparametrization of γ.

(c) The normal index form. The normal index form of The normal index form before the first conjugate instant is positive definite on the space of piecewise-C1 normal fields along γ vanishing at 0 and b is positive definite.

Facts & Assumptions

Given: A smooth future unit timelike geodesic γ:[0,b]→M with p=γ(0), no conjugate instant in (0,b], a chart-and-partition cover of γ([0,b]), and a piecewise-C1 future timelike curve α with the same endpoints that is C1-close to γ.

[L1]

For s>0 with sT(0) in the exponential domain, γ(s) is conjugate to p along γ if and only if d(exp⁡p)sT(0) is not injective; and d(exp⁡p)tv(tu)=Ju(t) for the Jacobi field Ju with Ju(0)=0, DtJu(0)=u (The differential of the exponential map and conjugacy along a geodesic clauses (a) and (c)).

[L2]

The normal index form is positive definite under the present hypotheses (The normal index form before the first conjugate instant is positive definite clause (c)).

[L3]

Ep is open and star-shaped, exp⁡p is smooth with d(exp⁡p)0=id⁡TpM, and t↦exp⁡p(tv) is the geodesic with initial tangent v; in particular γ(t)=exp⁡p(tT(0)) for t∈[0,b] and the exponential map is a local diffeomorphism wherever its differential is invertible (The geodesic initial-value problem and the exponential map of the metric-selected connection clauses (a)-(d), Point-normal and exponential coordinate charts of the metric-selected connection).

[L4]

Gauss lemma: gexp⁡pv(d(exp⁡p)v(v),d(exp⁡p)v(w))=gp(v,w) (The Lorentzian Gauss lemma and the radial maximum of proper time clause (a)).

[L5]

If n is a future unit timelike vector and w a future timelike vector at the same point, then −g(n,w)≥−g(w,w), with equality exactly when w is a positive multiple of n (Pairing of an observer with future causal vectors, Observers, rest spaces and the spatial projection at an event).

[L6]

Length is invariant under increasing piecewise-C1 reparametrization whose derivative is strictly positive on every piece, including its one-sided endpoint derivatives, comparing the actual image interval. For a future timelike geodesic γ:[0,b]→M with g(T,T)=−1, one has Lg(γ)=b (Proper time is well defined and reparametrization invariant; the four-velocity is its proper-time tangent clause 2, Timelike worldlines, proper time, length and four-velocity on a Lorentzian four-manifold clause (d)).

[L7]

The inverse function theorem: if f is smooth on an open subset of R4 and df is invertible at a point, then f is a diffeomorphism from some open neighborhood of that point onto its image (The Euclidean inverse function theorem, The differential of a smooth map).

Proof

technique · direct
1.1L1L2L3given

(Invertibility of the exponential differential along the geodesic.) By [L1] and the hypothesis, for every s∈(0,b] there is no nonzero Jacobi field vanishing at 0 and s, so d(exp⁡p)sT(0) is injective for every s∈(0,b]; at s=0 the differential is the identity by [L3] and hence injective. This proves (a), and together with [L2] proves (c).

1.2L3L4L8givenalgebra

(Gauss identity throughout the exponential domain.) The identity in [L4] holds at each lift value even if it is outside the small injective normal domain of that supplier's Statement. Indeed fix v∈Ep and w∈TpM. Openness and star-shapedness of Ep let us form F(t,r):=exp⁡p(t(v+rw)) for 0≤t≤1 and all sufficiently small r. Put A:=∂tF and J:=∂rF. By [L3], DtA=0 and g(A,A)=gp(v+rw,v+rw). Torsion freedom gives DtJ=DrA by the symmetric coordinate connection formula, and metric compatibility gives ∂tg(A,J)=g(A,DrA)=12∂rg(A,A)=gp(v+rw,w). Since J(0,r)=0, integrating in t and taking r=0 yields gexp⁡pv(d(exp⁡p)v(v),d(exp⁡p)v(w))=gp(v,w), with no injectivity hypothesis. The metric compatibility and torsion identities used here are supplied by Existence and uniqueness of the metric-selected connection of a nondegenerate metric, and its extension to tensor fields and Metric compatibility, torsion freedom and the metric-selected connection class.

2.1step 1.1L3L7

(Finite local-inverse data.) For each s∈[0,b], d(exp⁡p)sT(0) is invertible, so by [L7] there is an open Ds⊆TpM containing sT(0) such that exp⁡p∣Ds is a diffeomorphism onto Vs:=exp⁡p(Ds). In particular, d(exp⁡p)v is invertible for every v∈Ds. Since {sT(0):s∈[0,b]} is compact, finitely many of these sets Ds1,…,DsN cover the segment; write ψj:Vj→Dj for the inverse of each diffeomorphism. Thus every selected Dj lies in the locus where d(exp⁡p) is invertible.

3.1step 2.1L3L7given

(Compatible local inverse branches and the lift.) Refine the fixed chart partition of (b) by a finite partition 0=t0<⋯<tM=b so that each radial subsegment {sT(0):tk−1≤s≤tk} is contained in one Dj(k). Such a refinement exists by compactness and a Lebesgue number for the open cover of the parameter interval induced by the Dj. Write Dk∗:=Dj(k), Vk∗:=Vj(k), and ψk∗:=ψj(k). At a junction tk, the point zk:=tkT(0) lies in both Dk∗ and Dk+1∗, and both inverses send γ(tk) to zk. Therefore Ok:=Vk∗∩Vk+1∗∩(ψk∗)−1(Dk∗∩Dk+1∗)∩(ψk+1∗)−1(Dk∗∩Dk+1∗) is an open neighborhood of γ(tk). On Ok both inverse values belong to Dk∗ and have the same exponential image, so injectivity on Dk∗ makes the inverses agree. Choose the tolerance δ so small that α([tk−1,tk])⊆Vk∗ for each k, and α(tk)∈Ok at every junction. These requirements follow from C0 closeness in the fixed charts: each reference subsegment is compact in its corresponding open target, each junction lies in its open Ok, and there are only finitely many such conditions. Define v(s):=ψk∗(α(s)) on [tk−1,tk]. The definitions agree at junctions, giving a continuous piecewise-C1 lift with exp⁡p(v(s))=α(s). Injectivity of the initial and final branches gives v(0)=0 and v(b)=bT(0). This construction allows distinct inverse branches at a repeated spacetime event; compatibility is imposed only at adjacent parameter junctions.

4.1step 3.1L3L7L8algebrastep 2.1

(Uniform timelike control of the lift.) On every refined interval the inverse branch and its derivative are continuous near the compact reference image, so the fixed-chart C1 closeness implies uniform closeness of v to sT(0) and, on each smooth piece, of v′ to T(0); the chain rule gives v′=dψk∗α(s)(α′(s)). To control the endpoint s=0 uniformly, choose a convex norm ball B about T(0) whose closure is inside the future timelike cone of TpM, and first shrink the tolerance so that v′(s)∈B throughout the initial refined interval, including one-sided values. Since v(0)=0, piecewise integration gives v(s)/s=s−1∫0sv′(t) dt∈B there; hence v(s) is future timelike for every positive s in this interval. On the remaining compact radial subsegment, bounded away from 0, uniform C0 control keeps v(s) in the open future timelike cone. Thus one tolerance works for all s∈(0,b]. Every v(s) lies in its Dk∗, so d(exp⁡p)v(s) is invertible by step 2.1.

5.1step 4.1step 1.2L3L5L8algebra

(Length inequality.) Define R(s):=−gp(v(s),v(s))>0 on (0,b]. On each smooth piece, step 1.2 gives R′=−gp(v,v′)/R=−gα(N,α′), where N:=d(exp⁡p)v(v)/R and α′=d(exp⁡p)v(v′). The radial tangent has constant squared norm gp(v,v)=−R2 by metric compatibility along its geodesic. It starts future timelike and remains so by continuity of its pairing with the time-orientation field; hence N is a future unit timelike vector. By [L5], R′≥−g(α′,α′). Integrating over the pieces from ε>0 to b and letting ε↓0, using R→0 and bounded piecewise-continuous length density, gives Lg(α)≤R(b)=−gp(bT(0),bT(0))=b.

6.1step 5.1L5L8algebrastep 4.1

(Equality case.) If equality holds in step 5.1, the nonnegative function R′−−g(α′,α′) has total limiting integral zero. Its integral over every compact subinterval of a smooth piece inside (0,b] is therefore zero, since it is bounded above by that total integral. It is continuous on each such compact subinterval, so [L8] makes it vanish there. These subintervals cover the smooth interiors, and by the equality case of [L5] the vector α′(s) is a positive multiple of N(s) at every interior parameter value; since α′=d(exp⁡p)v(v′) and N=d(exp⁡p)v(v)/R, and d(exp⁡p)v(s) is injective by step 4.1, v′(s) is a positive multiple of v(s): v′(s)=λ(s)v(s) with λ(s)>0, piecewise continuous.

7.1step 6.1step 5.1L3L8algebra

(Monotone reparametrization.) Under equality, step 6.1 gives v′=λv with λ>0 on the smooth pieces. Differentiating R gives R′=λR, so (v/R)′=0 there. Continuity across the finitely many corners makes v/R one constant vector on (0,b], and its terminal value is v(b)/R(b)=T(0). Thus v(s)=R(s)T(0) and α(s)=γ(R(s)). Put ρ(s):=R(s) for s>0 and ρ(0):=0. One has ρ(b)=b and ρ′=−g(α′,α′)>0 on every smooth piece, so ρ is strictly increasing and surjects onto [0,b]. At 0, v(s)=sα′(0)+o(s) and v′(s)→α′(0) from the initial piece. Consequently R(s)/s→−gp(α′(0),α′(0)) and R′(s)=−gp(v,v′)/R has the same limit, proving the required one-sided C1 extension. Hence ρ is piecewise C1 on [0,b] and gives the equality characterization.

8.1step 5.1step 7.1L6algebrastep 1.1∎

(Converse and conclusion.) Conversely, if α=γ∘ρ with ρ a piecewise-C1 strictly increasing surjection of [0,b] onto itself, and α belongs to the comparison class of (b), then α′=ρ′ T∘ρ on every piece and at its one-sided endpoints. Since α is future timelike and T is future timelike, these tangents force ρ′>0 there. Its image interval is [0,b], so [L6] gives Lg(α)=Lg(γ)=b and equality holds in the stated sense. Steps 5.1 and 7.1 give the inequality and the forward equality characterization for every α in the chosen neighborhood, and steps 1.1 and 2.1 give (a) and (c); the proof is complete.

Remarks

  • What "local" means. The maximum is asserted only among curves with the same endpoints that are C1-close to γ in the fixed finite chart cover; it implies no global maximality of γ, no statement about curves leaving that neighborhood or wrapping around M, and no assertion that γ stops being a maximum at or after the first conjugate instant. The neighborhood is nonempty and depends on γ through the fixed chart-and-partition data and through the branch choices of step 2.1.

  • No Riemannian index lemma is consumed. The proof uses the Gauss lemma, the reverse Cauchy-Schwarz inequality and the inverse function theorem; the positivity of the index form in (c) is proved separately in The normal index form before the first conjugate instant is positive definite within the positive definite normal three-space, not by a positive-definite hypothesis on TM.

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