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The open flat slab: an incomplete timelike geodesic, a Cauchy slice and global hyperbolicity

Statement

For the general causal-curve conclusions (c) and (d), assume Countable Choice and Dependent Choice (The Axiom of Countable Choice (ACω), The axiom of dependent choice: a relation in which every element is related to something admits an N-indexed chain) as required by the absolutely continuous flat-curve calculus. The geometric restriction and explicit incomplete geodesic in (a)-(b) use no choice premise.

Let A:=R4 carry the flat structure (η,N) of The flat model: Minkowski space R^4, its standard Lorentz form, inertial charts and cone sets, with global inertial chart x=(x0,z)=(x0,x1,x2,x3), and write e0:=(1,0,0,0)∈A. Put M:=x−1((0,1)×R3)={p∈A:0<x0(p)<1}, an open subset of A, and let g:=η∣M and N:=∂0∣M be the restrictions of the metric and of the time-orientation field; write x also for the restricted chart x∣M:M→(0,1)×R3. Then:

(a) The slab model. (M,g,N) is a time-oriented smooth Lorentzian four-manifold (Smooth time-oriented Lorentzian four-manifolds: the geometric objects of the model) whose restricted chart x has the constant components gab=diag⁡(−1,1,1,1)ab; the Christoffel symbols of the metric-selected connection vanish on M, the curvature of that connection vanishes on M, and every coordinate curve of the chart is a geodesic (A chart with constant metric components has vanishing metric-selected Christoffel symbols and curvature). Every curve in M is locally absolutely continuous, future causal or future timelike for (M,g) exactly when it is so for (A,η) (Causal curves, chronological and causal reachability, and inextendibility).

(b) An incomplete timelike geodesic. Fix z0∈R3 and let γ:(0,1)→M,γ(s):=x−1(s,z0), be the vertical line through z0. Then γ is a smooth future timelike curve and a geodesic with affine parameter s and unit tangent γ′(s)=∂0∣γ(s); its velocity satisfies ∇γ′γ′=0. There is no geodesic γ~:(a,b)→M with b>1 (or a<0) whose restriction to (0,1) equals γ: the parameter interval (0,1) is the maximal domain of a geodesic with these data. Moreover γ does not converge to any point of M as s→1 (it converges in A to the boundary point x−1(1,z0), which does not lie in M); hence γ is future-inextendible in the sense of Causal curves, chronological and causal reachability, and inextendibility clause (d) and its affine parameter is bounded above. The model is therefore timelike geodesically incomplete: it carries an inextendible future-directed timelike geodesic whose affine parameter domain is bounded.

(c) A Cauchy slice. The set Σ1/2:=x−1({1/2}×R3) is a spacelike embedded hypersurface of (M,g) and a Cauchy set (Spacelike hypersurfaces, acausal sets, Cauchy sets, domains of dependence and Cauchy horizons clauses (a) and (c)): every inextendible causal curve of (M,g) meets it in exactly one parameter value. Hence Σ1/2 is a Cauchy hypersurface.

(d) Global hyperbolicity. (M,g,N) is strongly causal and its causal diamonds J+(p)∩J−(q), p,q∈M, are compact; hence it is globally hyperbolic in the sense of Chronology, causality, strong causality, global hyperbolicity and time functions clause (c).

Facts & Assumptions

Given: The flat model (A,η,N) of The flat model: Minkowski space R^4, its standard Lorentz form, inertial charts and cone sets, the slab M=x−1((0,1)×R3) with g=η∣M and N=∂0∣M, a point z0∈R3, and curves in M as in the claims.

[L1]

The flat model: the chart x is global and inertial, η=diag⁡(−1,1,1,1) in its coordinates, N=∂0 is future unit timelike, and the cone sets of clause (f) are C+={v:v0>∣vs∣e} and C+‾={v:v0≥∣vs∣e} (The flat model: Minkowski space R^4, its standard Lorentz form, inertial charts and cone sets clauses (a)-(f), Time orientation, future and past timelike/null/causal vectors, and the closed cones).

[L2]

M is an open subset of A, hence an open embedded submanifold with the restricted smooth structure and the restricted chart x; the restrictions of smooth fields and the curve class are those of A read on M (Smooth manifolds and their smooth charts, Embedded submanifolds and slice charts, Causal curves, chronological and causal reachability, and inextendibility).

[L3]

In a chart with constant metric components the Christoffel symbols and curvature of the metric-selected connection vanish, and coordinate curves are geodesics (A chart with constant metric components has vanishing metric-selected Christoffel symbols and curvature).

[L4]

For a future causal curve u:I→A of the curve class, x0∘u is strictly increasing, ∣z(u(b))−z(u(a))∣e≤x0(u(b))−x0(u(a)) for a<b, and x0 is a temporal function on A (Monotonicity of inertial time and the Lipschitz graph property for causal curves in the flat model clauses (a), (b), (d)). In particular such a curve is injective and its spatial graph is 1-Lipschitz in x0.

[L5]

In A: q∈J+(p) exactly when q−p∈C+‾, and q∈I+(p) exactly when q−p∈C+ (The flat model is globally hyperbolic and its inertial level sets are Cauchy hypersurfaces clause (a), Time orientation, future and past timelike/null/causal vectors, and the closed cones).

[L6]

Cone additivity: C++C+‾⊆C+ and C+‾+C+‾⊆C+‾ (The causal cones of the flat model in inertial coordinates, and closure of the future cone under sums clause (c)). Convexity: x(M)=(0,1)×R3 is convex, so the straight segment between two points of M lies in M; consequently, for p,q∈M, the displacement vector q−p lies in C+‾ exactly when q∈JM+(p), and in C+ exactly when q∈IM+(p) (Time orientation, future and past timelike/null/causal vectors, and the closed cones, Causal curves, chronological and causal reachability, and inextendibility).

[L7]

A causal curve is future-inextendible exactly when it has no point limit in the manifold at its upper end (finite or infinite), with the dual condition at its past end (Causal curves, chronological and causal reachability, and inextendibility clause (d)).

[L8]

Solutions of a first-order ODE with a locally Lipschitz right-hand side that agree at one parameter value agree wherever both are defined, and every initial value has a unique maximal solution (Every Picard–Lindelöf initial value problem has one maximal solution on an open interval); the geodesic equation in a chart with vanishing Christoffel symbols is the first-order system (y˙,v˙)=(v,0) (Coordinate geodesic equation, A chart with constant metric components has vanishing metric-selected Christoffel symbols and curvature).

[L10]

For L>0, the flat cylinder C=R4/(LZe0) has a smooth surjective local diffeomorphism qC:R4→C with qC∗gC=η and the nonconstant closed future timelike curve α(s)=qC(se0), α(s+L)=α(s) (Quotients of Lorentzian manifolds by free proper isometric discrete actions clauses (a)-(b), The flat cylinder model: closed timelike curves, total viciousness and no Cauchy set clauses (a)-(b)).

Proof

technique · direct
1.1givenL1L2L3

(The slab model.) By [L2] the set M is an open submanifold of A with the restricted chart x, and the restricted fields g=η∣M and N=∂0∣M are smooth; the components of g in the restricted chart are the constants diag⁡(−1,1,1,1), and g(N,N)=η(∂0,∂0)=−1<0, so N is a time orientation of (M,g) and (M,g,N) is a time-oriented smooth Lorentzian four-manifold. Applying [L3] to this chart gives the vanishing of the Christoffel symbols and the curvature of the metric-selected connection and the geodesic character of coordinate curves. Since M is open in A and g restricts η, the notions of locally absolutely continuous curve, velocity and pointwise causal character agree for curves in M whether read in (M,g) or in (A,η). This proves (a).

2.1step 1.1givenL4

(Monotonicity and Lipschitz bounds.) Let u:I→M be a future causal curve of (M,g). By (a) it is a future causal curve of (A,η), so [L4] applies: x0∘u is strictly increasing and ∣z(u(t′))−z(u(t))∣e≤x0(u(t′))−x0(u(t)) for t<t′ in I, and x0∘u is locally absolutely continuous. This is the quantitative input used below.

2.2step 1.1givenL1L5L6

(Cone characterization and convexity in the slab.) By [L1] and g=η∣M, the future cones at points of M are those of the chart. Since M is convex in the coordinates of x, the straight segment between p,q∈M lies in M. If p=q, reflexivity gives q∈JM+(p) and q−p=0∈C+‾; this case uses no constant causal curve. For p≠q, if q−p∈C+ (respectively C+‾) the straight path s↦p+s(q−p) is a future timelike (respectively causal) curve in M from p to q, so q∈IM+(p) (respectively q∈JM+(p)). Conversely a future causal curve in M is one in A, and [L5] gives q−p∈C+‾ when q∈JM+(p); for q∈IM+(p) the strict cone membership is the same statement with C+. Finally, [L6] gives C++C+‾⊆C+ and C+‾+C+‾⊆C+‾.

2.3step 1.1givenL1L3L8

(The vertical geodesic, its maximal domain and inextendibility.) Let γ(s):=x−1(s,z0) for s∈(0,1). Its coordinate path is y(s)=(s,z0), so y˙=(1,0,0,0) and y¨=0; by [L3] and [L8] it is a smooth geodesic with affine parameter s, and its tangent γ′(s)=∂0 satisfies g(γ′,γ′)=−1<0, so γ is a future timelike curve. Suppose a geodesic γ~:(a,b)→M with a<1/2<b restricts to γ on (0,1) and has b>1. In the chart, both coordinate paths satisfy the first-order geodesic system of [L8] with the same initial data at s=1/2, namely (y,y˙)=((1/2,z0),(1,0,0,0)), because the Christoffel symbols vanish; by uniqueness in [L8] the coordinate paths agree on (a,b), so γ~(s)=x−1(s,z0) for s∈(1/2,b). But for s∈(1,b) the point (s,z0) does not lie in x(M)=(0,1)×R3, so γ~ is not defined there — a contradiction. The same argument at the past end excludes a<0. Hence no geodesic with these data extends the parameter interval beyond (0,1). If γ(s) converged to a point q∈M as s→1, then continuity of the chart coordinate x0 on M would give 1=lim⁡s→1x0(γ(s))=x0(q)<1, a contradiction; hence γ is future-inextendible in the sense of clause (d) of Causal curves, chronological and causal reachability, and inextendibility, and its affine parameter is bounded above by 1. Thus (M,g,N) admits an inextendible future timelike geodesic with bounded affine domain: it is timelike geodesically incomplete. This proves (b).

3.1step 2.1givenL4L7L9

(Range of an inextendible causal curve.) Let u:I→M be an inextendible causal curve (future-inextendible and past-inextendible). Suppose first that u is future-inextendible, and put T:=sup⁡ (x0∘u)(I)≤1, finite because x0<1 on M. If T<1, then x0∘u is increasing with limit T, and by the Lipschitz bound of step 2.1 the spatial curve z∘u is Cauchy as t→sup⁡I: for t,t′ close to sup⁡I one has ∣z(u(t′))−z(u(t))∣e≤∣x0(u(t′))−x0(u(t))∣→0. By [L9] it converges to some z∞∈R3; hence u(t)→q:=x−1(T,z∞) as t→sup⁡I, and q∈M because T<1 and T≥x0(u(t0))>0 for any fixed t0∈I. This point limit contradicts future-inextendibility directly by [L7]. Hence T=1. The past argument is the time reverse and gives inf⁡ (x0∘u)(I)=0; so x0∘u is a strictly increasing continuous function on the interval I whose image has infimum 0 and supremum 1 and contains neither endpoint (all values lie in (0,1)). Therefore its image is exactly the interval (0,1), and for every c∈(0,1) there is exactly one t∈I with x0(u(t))=c: existence by surjectivity, uniqueness by strict monotonicity.

3.2step 2.2givenL6

(Strong causality.) Let p∈M and let U⊆M be an open neighborhood of p. Choose 0<ε<min⁡(x0(p), 1−x0(p)) so small that the open set V:={q∈M:p−εe0≪Mq≪Mp+εe0} is contained in U; this is possible because V shrinks to {p} as ε↓0 (in the chart it is an open double cone around p intersected with M). By the choice of ε, the points p±εe0 lie in M. Let γ:[a,b]→M be a future causal curve with γ(a),γ(b)∈V and let a<t<b. Since γ∣[a,t] and γ∣[t,b] are future causal curves, step 2.2 gives γ(t)−γ(a)∈C+‾ and γ(b)−γ(t)∈C+‾; since γ(a)∈V, step 2.2 gives γ(a)−(p−εe0)∈C+, and by [L6] γ(t)−(p−εe0)=(γ(a)−(p−εe0))+(γ(t)−γ(a))∈C+. Similarly (p+εe0)−γ(b)∈C+ and (p+εe0)−γ(t)=((p+εe0)−γ(b))+(γ(b)−γ(t))∈C+. By the convexity and cone characterization of step 2.2, p−εe0≪Mγ(t)≪Mp+εe0, that is γ(t)∈V. Hence no future causal curve leaves V and later re-enters it, and (M,g,N) is strongly causal.

3.3step 2.2givenL9

(Compactness of the causal diamonds.) Let p,q∈M. By the cone characterization of step 2.2, JM+(p)∩JM−(q)={r∈M:r−p∈C+‾, q−r∈C+‾}. The corresponding set K:={r∈R4:r−p∈C+‾, q−r∈C+‾} in the chart is closed (the cone is closed) and bounded with x0(r)∈[x0(p),x0(q)]⊂(0,1); hence K is a compact subset of R4 by [L9] and, being contained in the open box x(M), it is a compact subset of x(M)≅M. Therefore the diamond x−1(K)=JM+(p)∩JM−(q) is compact in M.

4.1step 3.1givenL1L2

(The Cauchy slice.) The set Σ1/2=x−1({1/2}×R3) has the smooth slice chart y=(x1,x2,x3,x0−1/2), with image R3×{0} inside y(M)=R3×(−1/2,1/2); hence it is an embedded three-dimensional submanifold by Embedded submanifolds and slice charts; its tangent space is spanned by ∂1,∂2,∂3 with g(∂i,∂j)=δij>0, so it is spacelike. By step 3.1 every inextendible causal curve of (M,g) has x0-range exactly (0,1) and meets the level x0=1/2 in exactly one parameter value; by clause (c) of Spacelike hypersurfaces, acausal sets, Cauchy sets, domains of dependence and Cauchy horizons this says that Σ1/2 is a Cauchy set, and with the first part a Cauchy hypersurface. This proves (c).

5.1step 1.1step 2.3step 3.2step 3.3step 4.1given

(Conclusion.) Part (a) is step 1.1, part (b) is step 2.3, part (c) is step 4.1. By steps 3.2 and 3.3 the model is strongly causal and all its causal diamonds are compact, which is global hyperbolicity in the sense of clause (c) of Chronology, causality, strong causality, global hyperbolicity and time functions; this is (d). The same model is timelike geodesically incomplete by (b), so in this class global hyperbolicity does not imply geodesic completeness.

6.1step 5.1L3L8L10construct∎

(The converse non-implication.) A metric is geodesically complete here when every maximal affinely parametrized geodesic has domain R. For the cylinder of [L10], fix any p∈C and w∈TpC, choose a lift a∈R4 with qC(a)=p, and put v=(dqC∣a)−1w, using the canonical coordinate identification TaR4=R4. The smooth curve β(s)=qC(a+sv) is defined for all s∈R and has initial data (p,w). Near each s0, take a neighborhood of a+s0v on which qC is a diffeomorphism; the quotient chart x∘(qC∣U)−1 gives constant metric components η by [L10], so its Christoffel symbols vanish by [L3], and the coordinate path of β is a+sv. It satisfies the geodesic equation [L8]. Thus β is a geodesic on R through every initial datum, including w=0; local uniqueness [L8], continued through overlapping charts, makes any geodesic with these data its restriction. The cylinder is geodesically complete. It is not strongly causal: α(0)≠α(L/2), so choose an open neighborhood U of α(0) excluding α(L/2); for every V with α(0)∈V⊆U, the causal segment α∣[0,L] has both endpoints in V but leaves V. This violates the strong-causality definition, hence the cylinder is not globally hyperbolic. Together with step 5.1, this proves both non-implications asserted in the Remarks.

Remarks

  • What the model shows. The open slab is flat, time-oriented and globally hyperbolic, yet incomplete: the vertical lines leave the slab at the absent boundaries x0=0 and x0=1 after finite affine parameter. Geodesic completeness and global hyperbolicity are logically independent conditions on this class of models.
  • What the model does not show. The slab is an open submanifold of the flat model of The flat model: Minkowski space R^4, its standard Lorentz form, inertial charts and cone sets, not an inextendible spacetime: the incomplete geodesics end at the boundary of the region on which the model is posed. The theorem asserts nothing about singularity formation, curvature blow-up or the field equation; in fact the curvature vanishes identically on M.

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