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Limit mixed Hodge structure and nilpotent orbit

Statement

Let VZ be a polarized integral variation of weight k on Δ∗ with unipotent monodromy T. Set N=log⁡T and choose the coordinate t=e2πiz on the universal cover. In a flat marking, let Φ(z) be the horizontal period map and let Ψ(t)=e−zNΦ(z), viewed in the compact dual of the period domain. Then Ψ extends holomorphically to t=0 with limit F∞; the filtration F∞ together with the monodromy weight filtration W(N)[−k] defines a polarized limit mixed Hodge structure. There is a holomorphic map Γ(t) into a local Lie-algebra chart with Γ(0)=0 such that Φ(z)=ezNeΓ(e2πiz)F∞, and the nilpotent orbit ezNF∞ belongs to the period domain for Im⁡z sufficiently large. The formula gives the precise local asymptotic: ∥Γ(t)∥=O(∣t∣) in that chart. The theorem does not assert global Torelli or a compactification of the entire moduli space.

Facts & Assumptions

Given: The polarized integral variation, unipotent marking action and coordinate in the Statement. Write h for its Hodge metric and ∇=D+θ+θ† for the flat-connection decomposition into its unitary and adjacent Hodge-degree components.

[F1]

The horizontal Schwarz bound is ||θ(∂/∂z)||≤C/Im z, with C depending only on Hodge numbers (Horizontal period maps have bounded metric differential). We use this actual completed supplier, not a nilpotent-orbit theorem.

[F2]

The definition of rational mixed Hodge structure and its polarization convention is Rational mixed Hodge structures. The zero-centred monodromy-weight convention and shift are Semistable degeneration and limit mixed Hodge structure data.

Proof

technique · direct
1.1F1F2givenconstruct

(The flat canonical extension, without assuming extension of F.) Use the marked quotient convention (z,v)∼(z+1,Tv), which is the convention Φ(z+1)=TΦ(z). The vectors ezNea form an equivariant holomorphic frame, where (ea) is a constant marked basis. Coefficients in this frame are obtained by e−zN, so the Hodge filtration in this frame is exactly Ψ. Extend the frame freely across t=0. Differentiating ezN gives connection matrix N dz=(N/(2πi))dt/t; its residue is nilpotent. This fixes both the bundle convention and the scalar/sign without changing the stated period-map convention.

2.1F1F2step 1.1givenalgebra

Here is uniqueness of the nilpotent-residue logarithmic lattice, not an assumption of regular singularity. The transition G(t) between two such logarithmic frames satisfies tG′=A(t)G−GB(t), with A,B holomorphic and with nilpotent residues at zero. Integrating the norm inequality along radii gives ∣∣G(t)∣∣≤C∣t∣−b; the same equation for G−1 gives its polynomial bound, uniformly in the angle on one fixed circle. Hence G and its inverse are meromorphic at zero, by multiplying by a sufficiently large integral power and applying the removable-singularity theorem entry by entry.

3.1F1F2step 2.1givenalgebra

Let a be the least integer with taE1⊂E2. The image of taE1 in E₂/tE₂ is nonzero by minimality and is stable under the logarithmic operator. Its residue has the single eigenvalue a, because the original residue on E₁ is nilpotent, but also has eigenvalue zero, because it is a subquotient of the nilpotent residue on E₂. Therefore a=0. Interchanging the lattices gives both inclusions. This proves the uniqueness of the canonical logarithmic extension with nilpotent residue. It does not yet assert that its Hodge filtration extends.

4.1F1F2step 3.1givenalgebra

(Coarse Hodge norm bounds from the existing Schwarz root.) Use the decomposition ∇=D+θ+θ† from the actual curvature supplier, and write θ=A(z)dz. That supplier proves ||A(z)||≤c/y. For a flat vector v, ∇v=0 gives Dzv=−Av and Dzˉv=−A†v. Metric compatibility of D, with h linear in its first argument, gives ∂z hz(v,v)=hz(Dzv,v)+hz(v,Dzˉv)=−2hz(Av,v) and ∂zˉhz(v,v)=−2hz(A†v,v).

5.1F1F2step 4.1givenalgebra

Since ∂y=i(∂z−∂zˉ), Cauchy–Schwarz applied to the two identities in step 4.1 gives ∣∂y log hz(v,v)∣≤4∣∣A(z)∣∣≤c1/y.

6.1F1F2step 5.1givenalgebra

Integrating on each vertical ray, and using compactness of 0≤x≤1 at y=Y, gives

7.1F1F2step 6.1givenalgebra

c y−b∣∣v∣∣02≤hz(v,v)≤C yb∣∣v∣∣02.

8.1F1F2step 7.1givenalgebra

The nilpotent matrices e±zN and their inverses have polynomial growth in y for bounded x. Consequently in the untwisted canonical frame the Hodge metric and its inverse are bounded by powers of y. Exterior-power metrics have the same property, with enlarged exponents. No sharp monodromy-weight asymptotic is being inferred from these coarse bounds.

9.1F1F2step 8.1givenalgebra

(Determinant Hodge lines have controlled scalar curvature.) Fix p and r=rank⁡ Fp. The Plücker line ℓp=det⁡ Fp is a holomorphic line subbundle of ∧r of the canonical flat bundle on Δ*. Give it the determinant of the Hodge metric. Its scalar curvature coefficient in the z coordinate has absolute value at most Cp/y2.

10.1F1F2step 9.1givenalgebra

To check this, the Chern connection of the holomorphic flat bundle with its Hodge metric is D−θ+θ†: its (0,1) part is the given holomorphic structure and its off-diagonal parts are opposite adjoints. Flatness and DzˉA=0 give curvature −2[A,A†]. The second fundamental form of Fp is the boundary lowering block of −θ. The subbundle curvature formula is obtained by multiplying the two block connection matrices; taking its trace bounds the determinant curvature by a fixed dimension multiple of ||A||². Thus for any nonzero holomorphic local frame s of ℓp,

11.1F1F2step 10.1givenalgebra

∣Δz log ∣∣s∣∣h2∣≤Cp/y2.

12.1F1F2step 11.1givenalgebra

This calculation only uses the finite-dimensional connection identities already established for the variation. It does not posit ambient period-domain curvature or positivity of this individual determinant line.

13.1F1F2step 12.1givenalgebra

(A scalar cylinder lemma.) Let u(x,y) be smooth and 1-periodic for y>Y, and suppose |Δu|≤C/y². Then

14.1F1F2step 13.1givenalgebra

u(x,y)=a y+Re H(e2πiz)+O(log⁡y),

15.1F1F2step 14.1givenalgebra

where H is holomorphic on the punctured disk. More precisely there exists a smooth periodic v=O(log⁡y) with Δv=Δu; u−v is harmonic and has the displayed linear-plus-holomorphic form.

16.1F1F2step 15.1givenalgebra

Here is the construction. Let f=Δu and fn(y) its Fourier coefficients. Its mean has |f₀(y)|≤C/y². Choose v₀ with v0′′=f0 and v0′(y)=−∫y∞f0(s)ds, so v0=O(log⁡y). For n≠0 solve vn′′−(2πn)2vn=fn on the half-line with the decaying Green kernel

17.1F1F2step 16.1givenalgebra

vn(y)=−(4π∣n∣)−1∫Y∞e−2π∣n∣∣y−s∣ fn(s)ds.

18.1F1F2step 17.1givenalgebra

The series of nonzero modes converges uniformly, bounded by a constant times y−2+e−c(y−Y), because the integral contributes another factor ∣n∣−1; split the s integral at y/2 to see the stated bound uniformly. Local elliptic regularity, or differentiating the locally rapidly convergent Fourier series of the smooth right side, makes v smooth and gives Δv=f. The harmonic periodic function u−v has a harmonic conjugate after subtracting its one real period, represented by a y term. The remaining conjugate is periodic, so it is the real part of a single-valued holomorphic H(t). This proves the lemma, including the possible essential harmonic terms; those are not being assumed absent.

19.1F1F2step 18.1givenalgebra

(Extension of each Hodge filtration.) A holomorphic line bundle on Δ* has a nowhere-zero holomorphic section. An elementary construction suffices here: choose a smooth nonzero frame on the cylinder, solve its scalar ∂bar equation, and multiply by the resulting exponential. The scalar ∂bar equation on Δ* can be solved by a locally finite annular decomposition and Cauchy transforms; subtract finite Laurent polynomials on earlier compact annuli so that the series converges there with all derivatives. This uses the ordinary Laurent expansion of a holomorphic function on an annulus, not a Hodge extension theorem.

20.1F1F2step 19.1givenalgebra

Choose such a frame s(t) of ℓp. Apply the scalar cylinder lemma in steps 13.1–18.1 to u=log⁡∣∣s∣∣h2. Multiplying s by the nowhere-zero holomorphic gauge exp(−H(t)/2) removes the harmonic term. The resulting holomorphic frame satisfies

21.1F1F2step 20.1givenalgebra

∣∣s(t)∣∣h2=eay yO(1).

22.1F1F2step 21.1givenalgebra

By the coarse norm bounds in steps 4.1–8.1 its coefficient vector in the trivial exterior-power canonical frame has Euclidean norm at most C eay/2 yb. This is bounded by an integral power of ∣t∣−1. Every coefficient is therefore meromorphic at zero. Multiply by a common power of t, then remove their common zero of finite order, obtaining a holomorphic vector with a nonzero value at zero. Its line defines the holomorphic extension of the Plücker map. Decomposability is preserved because the Grassmannian is closed in its Plücker embedding. Thus Fp extends as a holomorphic subbundle of the canonical extension.

23.1F1F2step 22.1givenalgebra

All incidences Fp+1⊂Fp and Q-isotropy identities hold on the punctured disk and hence at zero by holomorphic continuation. The result is a holomorphic map Ψ:Δ→check D, with F∞=Ψ(0). Logarithmic Griffiths transversality gives N F∞p⊂F∞p−1: multiply the connection equation by t, extend the holomorphic subbundles, and set t=0. The nonzero scalar 1/(2πi) in the residue does not affect this inclusion.

24.1F1F2step 23.1givenalgebra

(A polynomial lower bound for distance to the period-domain boundary.) The coarse metric bounds also control how near Φ(z) can lie to the boundary of D in the compact dual. Fix F₀∈D with Hodge metric h₀ and Weil operator C₀. For any F∈D, let S be defined by hF(u,v)=h0(Su,v). It is positive self-adjoint and belongs to the real Q-isometry group: S=C0−1CF, with the signs dictated by Q's parity. Also C0SC0−1=S−1. The positive square root gives g=S−1/2 in that group and gC0g−1=CF. Indeed in an h₀-orthogonal eigenbasis, Q pairs only reciprocal eigenvalues, so every real power of S preserves Q.

25.1F1F2step 24.1givenalgebra

Therefore g−1F has Weil operator C₀ and lies in the compact orbit K·F₀, where K is the h₀-unitary subgroup of the Q-isometry group. Its stabilizer is the compact product preserving the fixed Hodge blocks. The compact orbit lies entirely inside D. The coarse norm bounds in steps 4.1–8.1 bound ||g|| and ∣∣g−1∣∣ by powers of y for F=Φ(z).

26.1F1F2step 25.1givenalgebra

For the fixed projective Plücker embedding, the Lipschitz constant of the action of a matrix g and of its inverse is bounded by a fixed power of ∣∣g∣∣+∣∣g−1∣∣. This follows by differentiating its exterior-power coordinate matrices and using the lower bound ∣∣gv∣∣≥∣∣g−1∣∣−1∣∣v∣∣ in normalized projective coordinates. As g preserves D and its boundary, and K·F₀ has a positive distance from that boundary, there are constants c,b>0 with

27.1F1F2step 26.1givenalgebra

dist(Φ(z),∂D)≥c y−b, 0≤x≤1,

28.1F1F2step 27.1givenalgebra

for the fixed compact-dual metric. This is a finite-dimensional metric calculation, not an SL₂-orbit estimate.

29.1F1F2step 28.1givenalgebra

(The nilpotent orbit and the exponential correction.) The holomorphic extension lies in an opposite-cell Lie-algebra chart around F∞. In that chart uniquely write

30.1F1F2step 29.1givenalgebra

Ψ(t)=eΓ(t)F∞, Γ(0)=0,

31.1F1F2step 30.1givenalgebra

with Γ holomorphic. Its Taylor expansion gives ||Γ(t)||≤C|t| on a smaller disk. Since e±zN have polynomial matrix growth,

32.1F1F2step 31.1givenalgebra

dist(Φ(z),ezNF∞)≤C yb e−2πy, 0≤x≤1.

33.1F1F2step 32.1givenalgebra

For large y this is smaller than the boundary-distance lower bound in steps 24.1–28.1. The nilpotent-orbit point is therefore inside D. Real translations exN preserve D, so membership holds for all x once it holds on one fundamental strip. This proves the analytic extension, opposite-cell correction and nilpotent-orbit-membership parts of the target, with the asserted chart estimate O(|t|).

34.1F1F2step 33.1givenalgebra

(The canonical monodromy weight filtration.) First, exp⁡(aN)=Ta preserves Q for every integer a; since exp(aN) is polynomial in a, this identity holds for every real a. Differentiating gives Q(Nu,v)+Q(u,Nv)=0. Choose finite nilpotent Jordan strings e,N e,…,Nm e. Give Nj e weight m−2j and let Wl be the span of all vectors of weight at most l. Then NWl⊂Wl−2, and Nl:GrlW→Gr−lW is an isomorphism for l≥0.

35.1F1F2step 34.1givenalgebra

These conditions uniquely determine W. If Nr=0 and Nr−1≠0, all graded pieces outside [−r+1,r−1] vanish, because the required isomorphisms there are zero maps. Moreover W−r+1=im Nr−1 and Wr−2=ker⁡ Nr−1. Pass to ker Nr−1/im Nr−1, whose nilpotence index is smaller, and induct. The Jordan construction restricts to exactly that smaller centred filtration, proving uniqueness and independence of the chosen strings. This argument also proves functoriality under maps commuting with N.

36.1F1F2step 35.1givenalgebra

Q makes the filtration self-dual:

37.1F1F2step 36.1givenalgebra

(Wl)⊥=W−l−1.

38.1F1F2step 37.1givenalgebra

Indeed the dual filtration defined by the right side has the same lowering and Nl-isomorphism properties, since N is Q-skew. Uniqueness identifies it with W.

39.1F1F2step 38.1givenalgebra

(A real Q-skew grading and its SL₂ representation.) A Jordan grading H₀ acts by m−2j on each Nj e. It splits W and satisfies [H0,N]=−2N. Any two such gradings H₀,H₁ are conjugate by a unique exp B where [B,N]=0 and B lowers W strictly. To prove this, decompose H₁−H₀ by the negative weights of ad H₀. At its highest remaining negative weight a, conjugation by Ba=−(H1−H0)a/a removes that term. This commutes with N because its weight components do separately. Continue through the finitely many negative weights, using the finite nilpotent exponential/BCH formulas. Uniqueness follows from the first nonzero weight of a putative stabilizing B.

40.1F1F2step 39.1givenalgebra

Write † for the Q-adjoint. Self-duality of W shows that −H₀† is another such grading. Let −H0†=eB H₀ e−B. Adjointing and using the uniqueness just proved gives B†=B. Thus

41.1F1F2step 40.1givenalgebra

H=eB/2H0e−B/2

42.1F1F2step 41.1givenalgebra

satisfies H†=−H, is real, splits W and has [H,N]=−2N. This is an explicit finite construction, not an invocation of Jacobson–Morozov.

43.1F1F2step 42.1givenalgebra

The grading and N determine a unique raising operator XR with [H,XR]=2XR and [XR,N]=H. On a primitive highest string of length m+1 it is

44.1F1F2step 43.1givenalgebra

XR Nj e=j(m−j+1)Nj−1e.

45.1F1F2step 44.1givenalgebra

The Nl-isomorphisms prove the primitive-string decomposition by induction, so these formulas define the operator on the whole space. The Q-adjoint relations and uniqueness give XR†=−XR.

46.1F1F2step 45.1givenalgebra

Set BQ(u,v)=ikQ(u,barv), the flat Hermitian polarization form. Then H is BQ-skew, while

47.1F1F2step 46.1givenalgebra

Y=iN, X=−iXR

48.1F1F2step 47.1givenalgebra

are BQ-self-adjoint and satisfy [H,X]=2X, [H,Y]=−2Y, [X,Y]=H. This fixes the factors of i used in the later primitive polarization calculation.

49.1F1F2step 48.1givenalgebra

(A boundedness lemma for a monodromy-invariant flat vector.) For a graded Hermitian flat bundle with ∇=D+θ+θ†, write θ=A dz and let v be flat and nonzero. The same finite connection identities as in the existing horizontal-curvature root give

50.1F1F2step 49.1givenalgebra

∂z h(v,v)=−2h(Av,v),

51.1F1F2step 50.1givenalgebra

∂z∂barz h(v,v)=2(∣∣Av∣∣2+∣∣A†v∣∣2).

52.1F1F2step 51.1givenalgebra

Therefore log h(v,v) is subharmonic: Cauchy–Schwarz bounds |h(Av,v)|² by both ||Av||²h(v,v) and ||A†v||²h(v,v). Also |d log h(v,v)|≤C||A||. These identities do not require a real lattice; they hold for an auxiliary complex graded Hermitian flat bundle as well.

53.1F1F2step 52.1givenalgebra

Suppose v is monodromy invariant and ||A||≤C/y. Then u=log⁡ h(v,v) is 1-periodic in x, has |du|≤C'/y, and is subharmonic. Its mean u₀(y) satisfies u₀''≥0 and |u₀'|≤C'/y. Thus u₀' increases to zero and is nonpositive; u₀ is bounded above. Moreover |u−u₀|≤C'/y on a period by the x-derivative bound. Hence the Hodge norm of this invariant flat vector is uniformly bounded near the puncture.

54.1F1F2step 53.1givenalgebra

For two such metrics on isomorphic flat bundles, apply this to the invariant identity section in their Hom bundle and then to its inverse. The Hom Higgs operator is the difference of the two Higgs actions, so its norm is bounded by their sum. Its flat connection and induced Hermitian metric have the same D+θ+θ† identities. The Hilbert–Schmidt norm bounds the operator norm. Consequently the two metrics are uniformly mutually bounded. This comparison does not assume that the flat isomorphism preserves a Hodge filtration or a polarization.

55.1F1F2step 54.1givenalgebra

(Explicit auxiliary models and the sharp weight bound.) On the two-dimensional complex space with basis e₊,e₋ take H=diag⁡(1,−1), Y e+=e−, Y e−=0 and the Hermitian form with matrix (0110). Its split filtration is F1=Ce+, F0=V. At z=x+iy, y>0, the filtration

56.1F1F2step 55.1givenalgebra

F(z)=e−izYF

57.1F1F2step 56.1givenalgebra

is a polarized complex Hodge structure of weight one: at x=0 its positive line is C(e₊+y e₋), its negative line is C(e₊−y e₋), and the Hodge metric is diag⁡(y,y−1). Real x acts by an isometry of the flat Hermitian form. The period map is horizontal, its connection has the required graded harmonic decomposition, and its Higgs norm is a constant times 1/y, directly from this matrix. Its monodromy logarithm is −iY.

58.1F1F2step 57.1givenalgebra

Take its m-th symmetric power. In the standard string basis its metric at iy is diagonal, with positive constant multiples of ym−2j. Direct differentiation gives the same 1/y Higgs bound. Relabel the second Hodge index by k−m, multiplying the flat Hermitian form by the corresponding sign; this changes its weight to k without changing its positive metric or connection. These auxiliary models are complex graded Hermitian variations; no artificial integral lattice or real polarization is asserted for them.

59.1F1F2step 58.1givenalgebra

Use the N,H primitive-string decomposition to identify the original complex flat bundle with a direct sum of these models, adjusting the constant string scalings to make their monodromy logarithm exactly N. At x=0 the resulting model metric is yH in a fixed positive weight-orthogonal reference metric. Apply the invariant Hom comparison in steps 49.1–54.1 to the invariant flat identity in both directions. The original Higgs norm is bounded by C/y by the existing Schwarz root, and the model bound is explicit. We obtain constants c,C>0 with

60.1F1F2step 59.1givenalgebra

c hmodel(y)≤horiginal(y)≤C hmodel(y).

61.1F1F2step 60.1givenalgebra

In particular, for every nonzero constant vector,

62.1F1F2step 61.1givenalgebra

v∈Wl∖Wl−1 iff hy(v,v) is bounded above and below by positive multiples of yl.

63.1F1F2step 62.1givenalgebra

More strongly the rescaled metrics hy(y−H/2−,y−H/2−) are uniformly positive and bounded on the whole fixed vector space. For bounded x the same statement follows by exN and yH/2exNy−H/2=exN/y. This is the actual sharp growth root, proved from the explicit model and invariant-vector comparison, not from an assumed asymptotic SL₂ theorem.

64.1F1F2step 63.1givenalgebra

(The rescaled limit is inside the period domain.) Let Ψ(t) be the holomorphic extended untwisted filtration from the analytic root. The real Q-isometry yH/2 takes Φ(iy) to

65.1F1F2step 64.1givenalgebra

yH/2Φ(iy)=eiNyH/2Ψ(e−2πy).

66.1F1F2step 65.1givenalgebra

The model comparison in steps 59.1–63.1 says that these filtrations have uniformly bounded positive Hodge metrics. The compact-fibre/polar-decomposition argument of the analytic root therefore puts them in a compact subset of D, not just in its compact dual.

67.1F1F2step 66.1givenalgebra

The algebraic one-parameter action yH/2 on a flag has a limit as y→∞. In an H-eigenbasis this is obtained by taking the leading weights of each Plücker coordinate, or equivalently by Gaussian elimination against the increasing W filtration. Denote

68.1F1F2step 67.1givenalgebra

FH=lim⁡y→∞yH/2F∞.

69.1F1F2step 68.1givenalgebra

It is H-invariant, and on Vl=El(H) its filtration identifies with the one induced by F∞ on GrlW. The exponential error Ψ(e−2πy)−F∞ is still negligible after this polynomial rescaling. Thus the displayed rescaled period maps converge to eiNFH. Compact containment proves eiNFH∈D. Passing the closed incidence NF∞p⊂F∞p−1 through the rescaling also gives NFHp⊂FHp−1.

70.1step 48.1step 69.1construct

We now prove the finite recognition assertion needed at FH, rather than import it. Let H,X,Y be an sl2 representation with [H,Y]=−2Y, [X,Y]=H, and Hermitian adjoints H†=−H, X†=X, Y†=Y for a nondegenerate Hermitian form B. Let HF=F, YFp⊆Fp−1 and suppose eYF is a pure complex Hodge filtration of weight k polarized by B; on type (p,q) our sign convention is (−1)qB>0. We shall identify its total split filtration and its primitive forms by finite matrices.

71.1step 70.1algebra

Decompose Y and H by Hodge degree for eYF. Transversality and Y†=Y imply Y=Y−1+Y0+Y1, with Y−1†=Y1 and Y0†=Y0. Since eYHe−Y=H+2Y preserves eYF, its negative-degree part vanishes. Skew-adjointness gives H=−2Y−1+H0+2Y1 and H0†=−H0. Taking the degree-zero part of [Y,H]=2Y gives 2Y0=4[Y−1,Y1]+[Y0,H0]. These identities come directly from the two displayed commutators, including the factor four.

72.1step 71.1algebra

The invariant subspace Vsl2=ker⁡H∩ker⁡Y is a pure Hodge subspace for eYF. Indeed for an invariant v=∑pvp choose its least nonzero first Hodge index p. The lowest components of Yv=Hv=0 give Y−1vp=0 and H0vp=−2Y0vp. Hermitian self-adjointness of Y0 and skew-adjointness of H0 imply B(Y0vp,vp)=0. Pairing the last identity in step 71.1 with vp gives 0=4B(Y1vp,Y1vp)−4B(Y0vp,Y0vp). The two terms have opposite polarization signs because their Hodge indices differ by one. Both positive norms therefore vanish. Thus Yvp=Hvp=0; subtract vp and repeat. This proves the assertion. On invariants F and eYF agree and B restricts to their pure polarization.

73.1step 70.1step 72.1constructalgebra

For the standard representation S1 take Ya=b, Xb=a, Ha=a, Hb=−b, with Hermitian pairing B1(a,b)=1 and B1(a,a)=B1(b,b)=0. Give the split lines Ca,Cb total types (1,1),(0,0) respectively, and use their first indices for F. Its eYF has first line C(a+b), with positive B1, and complementary line C(a−b), with negative B1; it is pure polarized of weight one. On Sm=Sym⁡mS1, the monomial vj=am−jbj has H-weight m−2j and total type (m−j,m−j), and the induced pairing has Bm(vj,vm−j)=j!(m−j)!/m!, all other pairs zero. Symmetrized tensor products prove these formulas and the pure polarization of eYF without a representation-theoretic Hodge theorem.

74.1step 73.1algebra

On Hom⁡(Sm,V) put FaHom⁡={f:f(FpSm)⊆Fp+aV} and let H,X,Y act by commutators with the source and target actions. These formulas show that H preserves this filtration and Y lowers it by one. The Hermitian form BHom(f,g)=(m+1)−1tr⁡(g†f) has the same adjoint identities. Its eY-filtration is exactly the Hom filtration of the two pure structures, because (eYf)(s)=eYf(e−Ys). In Hodge-orthogonal frames its alternating signs are the differences of the source and target second indices and its positive metric is the normalized Hilbert–Schmidt metric. It is consequently a pure polarized structure of weight k−m.

75.1step 72.1step 74.1algebra

Apply step 72.1 to this Hom space. Its invariant space Pm=Hom⁡sl2(Sm,V) is a polarized pure Hodge structure of weight k−m. The finite string decomposition gives the bijective evaluation map ⨁mSm⊗Pm→V. For two intertwining maps f,g, their composite g†f is a scalar on Sm: its highest-weight line is one-dimensional and the lowering operator generates the string. The scalar equals the normalized trace. Different isotypical terms are orthogonal by the same intertwiner argument. Thus evaluation preserves the tensor Hermitian forms.

76.1step 75.1algebra

Evaluation preserves the pure eY Hodge structures by the definition of the Hom filtration, and a bijective pure-Hodge map is strict: its kernel and image are direct sums of its Hodge components. Undo eY on both sides to obtain equality of their total filtrations F. Hence every H-weight-l space has a pure complex Hodge structure of weight k+l, and Y and X have total types (−1,−1) and (1,1). This proves the recognition assertion from steps 70.1–75.1.

77.1step 73.1step 75.1step 76.1algebra

Its primitive polarization is equally explicit. On the highest string vector am one has Ymam=m!bm, so Bm(am,(−Y)mam)=(−1)mm!. The highest vector's second Hodge index has increased by m from that of its multiplicity space. Therefore B(u,(−Y)mv) has the required sign (−1)q+m and is a polarization on the primitive H-weight-m space; its positive form is m! times the multiplicity metric. Orthogonality and nondegeneracy follow from the evaluation decomposition. This also proves that the primitive kernel is a pure Hodge subspace, since the raising/lowering maps have the stated types.

78.1step 48.1step 69.1step 76.1step 77.1algebra

Apply this construction with B(u,v)=ikQ(u,vˉ), Y=iN, X=−iXR, and F=FH. The adjoint identities were checked in steps 42.1–48.1. Step 69.1 supplies precisely HFH=FH, YFHp⊆FHp−1 and eYFH∈D. Thus every conclusion of steps 76.1–77.1 is available for this actual normalized limit.

79.1step 69.1step 78.1algebra

We must identify its second filtration with actual real conjugation; a complex pure recognition alone would not suffice. Since FH is a limit of real Q-isometry translates of F∞, it lies in Dˇ. Its rank and isotropy identities give (FHk−q+1)⊥Q=FHq. Hence the Hermitian-annihilator filtration F~Hq:={v:B(v,FHk−q+1)=0} equals FHq‾. The second pure filtration for eYFH is e−YF~H: Hermitian self-adjointness of Y transfers its exponential across B, and the pure annihilator identity then gives this formula. It also equals eYFH‾, since Yˉ=−Y.

80.1step 73.1step 75.1step 79.1algebra

The evaluation construction respects both filtrations: on the elementary factor its Hermitian-annihilator total second filtration is the one with second index m−j on vj from step 73.1; on each pure multiplicity space it is its usual second Hodge filtration. Tensor products and the pairing-preserving evaluation map therefore identify the recognition construction's total second filtration with F~H=FˉH. Consequently each real H-weight-l space, stable under conjugation, has opposed filtrations FH and FˉH of weight k+l. This proves the required real, rather than merely complex, pure structures on the graded spaces.

81.1F2step 69.1step 80.1algebra

By step 69.1, El(H)≅Gr⁡lW(N) identifies the filtration of FH with that induced by F∞. The same holds for conjugates because H is real. The opposed filtrations in step 80.1 therefore prove that (W(N)[−k],F∞) is a real mixed Hodge structure. Its weight filtration is rational when the input is integral, since the canonical kernel/image formula for W(N) is rational and N=log⁡T is rational. Thus this is the claimed rational limiting structure as well.

82.1step 77.1step 78.1step 81.1algebra

For the primitive part in degree m, the Hermitian primitive form in step 77.1 is B(u,(−Y)mv)=ik+mQ(u,Nmvˉ): the scalar in the second argument is conjugated. It is therefore exactly the Hermitian form associated with the real bilinear form Qm(u,v)=Q(u,Nmv) in weight k+m. Its sign calculation in step 77.1 proves the positive polarization condition in the repository convention h=Qm(C⋅,⋅ˉ). The parity is (−1)k+m by Q-skewness of N.

83.1F2step 38.1step 81.1step 82.1algebra

The primitive forms descend to Gr⁡mW(N) by self-duality of W(N) and its lowering identity, as in the canonical filtration supplier; their primitive kernels and filtrations identify under Em(H)≅Gr⁡mW(N). Thus step 82.1 proves their nondegeneracy and positivity for the actual limiting filtration, not only for an auxiliary model.

84.1F2step 23.1step 81.1step 83.1algebra

Logarithmic transversality from step 23.1 gives NF∞p⊆F∞p−1; the real conjugate inclusion and NWl⊆Wl−2 make N a morphism of mixed Hodge structures of type (−1,−1). Together with the primitive polarizations just proved, this is the polarized limiting mixed Hodge structure with the stated centre k.

85.1step 23.1step 69.1step 84.1algebra

The analytic extension was constructed in steps 19.1–23.1 without assuming the limiting mixed Hodge conclusion. Its normalized interior limit was proved from explicit invariant-vector comparison and finite models in steps 49.1–69.1. The recognition argument in steps 70.1–84.1 therefore has no circular dependence on a nilpotent-orbit or limiting-MHS theorem.

86.1step 31.1step 85.1algebra

The opposite-cell map Γ from steps 29.1–31.1 is holomorphic with zero constant term, so ∥Γ(t)∥=O(∣t∣) in its fixed finite-dimensional chart. This is the exact chart asymptotic in the Statement.

87.1step 1.1step 33.1step 86.1algebra

Step 33.1 proves that ezNF∞ is in the period domain for all sufficiently large Im⁡z. Together with the canonical-frame identity in step 1.1 and the chart formula it gives Φ(z)=ezNeΓ(e2πiz)F∞.

88.1step 81.1step 84.1step 87.1algebra

All constructions apply to the real flat bundle; integrality is used only for the rational structure on the weight filtration in step 81.1. In particular real positive combinations of commuting generators may use this analytic and real limiting-structure argument without assuming that combination is integral.

89.1step 84.1step 86.1step 87.1step 88.1algebra∎

The holomorphic extension, polarized limiting mixed Hodge structure, nilpotent-orbit membership and chart asymptotic prove every assertion of the Statement.

Source-reading limits

The reconstruction uses the explicitly read Sabbah–Schnell §§113–128 (PDF pp. 53–58), §§132–142 (pp. 60–66) and §§239–241 (pp. 107–108). The finite invariant-subspace, Hom and evaluation proof of their §114 recognition theorem is supplied in steps 70.1–83.1, including the real-conjugate and primitive-sign identifications. Cattani–Kaplan Definition (1.16), printed p. 72, fixes the primitive convention; its §§2–4 (printed pp. 72–86) give the comparison context. No theorem in those sources substitutes for a local proof premise here, and no reading of the rest of the Sabbah–Schnell preprint is claimed.

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