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Several-variable SL(2)-orbit approximation for polarized nilpotent orbits

Statement

Fix a weight k, Hodge numbers, a real vector space VR, and a nondegenerate real bilinear polarization Q of parity (−1)k. Let Dˇ be the flag variety of decreasing filtrations of the prescribed ranks satisfying the algebraic incidence conditions QC(Fp,Fk−p+1)=0; let D⊂Dˇ consist of those filtrations whose induced decomposition with the real structure is opposed and polarized. This is the period-domain convention defined by the polarized-VHS supplier cited below. Define GR:=Aut⁡R(VR,Q)={g∈GL⁡R(VR):Q(gu,gv)=Q(u,v) for all u,v}, acting on D by (gF)p=g(Fp). A polarized nilpotent orbit is data N1,…,Nr∈End⁡R(VR) and F∈Dˇ such that the Ni are commuting nilpotent Q-skew endomorphisms, NiFp⊆Fp−1, and Φ(z):=exp⁡(∑iziNi)F lies in D whenever Im⁡zi>ci for some fixed ci>0. Here z∈Hr, H={w∈C:Im⁡w>0}.

An ordered sector datum consists of 1≤d≤r, nested subsets ∅=I0⊆I1⊆⋯⊆Id⊆{1,…,r}, linearly independent fixed directions θ1,…,θd∈Rr, and a compact set B⊂Rr. For i∈Ij∖Ij−1 require θij>0; require θij=0 for i∉Ij. Coefficients on Ij−1 may have either sign. Fix a lower-triangular matrix C=(cji)1≤i,j≤d with cjj=1, cji=0 for i>j, such that θ^j:=∑i≤jcjiθi has nonnegative coordinates on Ij−1 and positive coordinates on Ij∖Ij−1. The support conditions imply θ^ij=0 for i∉Ij. Such a matrix exists by successively adding sufficiently large positive multiples of earlier directions. Define τ^ by τ^TC=τT, so ∑jτjθj=∑jτ^jθ^j. In a sufficiently ordered sector, every τ^j is positive and τ^j/τj→1 uniformly as the successive ratios diverge. If the original directions already satisfy the nonnegative cone conditions, take C=I. The sector is y=∑j=1dτjθj+b,b∈B,τj>0, where omitted coordinates i∉Id remain in a fixed compact subset of their admissible interior. Choose real linear forms ℓ^j dual to θ^a on the coordinate subspace RId and extend them by zero on omitted coordinates. For a compact set K⊂Rr of real parts x, the bounded parameter is λ=((xi)i∉Id,(bi)i∉Id); require bi>ci for every omitted coordinate, so those fixed complex coordinates stay in the admissible interior. The bounded parts of x and b on the growing face are not included in λ. For j<d put tj=τ^j/τ^j+1, put td=τ^d, and set ϵord:=∑j=1d−1tj−1/2+td−1/2. Set wj=ℓ^j(x)+iτ^j.

For each fixed sector datum and each λ in its compact admissible parameter set, locally in λ there are commuting real sl2 triples integrating to a Q-preserving representation ρλ:SL(2,R)d→Aut⁡(VR,Q), a filtration F0,λ∈D, and a polarized equivariant map ΦSL,λ(w1,…,wd)=ρλ(gw1,…,gwd)F0,λ,ga+ib:=(ba/b01/b), such that the following estimates hold whenever x∈K, b∈B, the omitted-coordinate parameter is λ, and tj≥R for every j. The choices are locally defined in λ, and the constants are uniform on the fixed compact parameter set by a finite cover. Put M^j=∑iθ^ijNi and let Wj=W(∑a≤jM^a) be the zero-centred weight filtration of the cumulative face generator. The commuting real gradings Hj(λ) grade these Wj, are Q-skew, and define the real Q-isometry βλ(τ^)=∏jtjHj(λ)/2. Put Yj=Hj−Hj−1, with H0=0; with the displayed upper-triangular convention, dρλ(diag⁡(1,−1)j)=−Yj. The normalized actual and comparison filtrations remain in fixed compact-dual charts around F0,λ, and dD(Φ(x+iy),ΦSL,λ(w1,…,wd))≤Cϵord, ∣hΦ(x+iy)(v,w)−hΦSL,λ(w1,…,wd)(v,w)∣≤Cϵord hΦSL,λ(v,v)1/2hΦSL,λ(w,w)1/2 for all flat complexified vectors v,w∈VC. Here dD is the distance of any fixed GR-invariant Riemannian metric on D, and h is the positive Hodge metric. For fixed bounded x,b with omitted-coordinate parameter λ, the normalized comparison means the ordered pair of filtration maps Rx,b,λ(u):=βλ(τ^)Φ(x+iy),Sx,λ(u):=βλ(τ^)ΦSL,λ(w), initially for positive real uj=tj−1/2, where τ^j=∏a=jdua−2 and y=∑jτ^jθ^j+b. Both maps extend holomorphically to a complex polydisk about u=0 with values in Dˇ, and both take the value F0,λ at zero. In local holomorphic flag charts about these values, every fixed-order derivative in u is bounded on a smaller closed polydisk, uniformly for the stipulated compact x,b sets and on a finite cover of the compact λ-set. Since τ^j/τj→1 uniformly in the sector, ϵord is comparable to ∑j<d(τj+1/τj)1/2+τd−1/2. The constants may depend on the fixed nilpotent orbit, sector directions and normalization matrix, compact parameter sets, and metric normalization, but are uniform in the divergent ratios. This makes the several-variable output and its ordered-sector estimates explicit; no one-variable estimate is substituted for them.

Facts & Assumptions

Given: The polarized nilpotent orbit and its ordered sector in the Statement. A face means a subset of its commuting generators; its positive cone consists of positive real combinations of those generators. Every monodromy filtration below is zero-centred; Hodge weights are shifted by k separately.

For an increasing filtration W and a nilpotent endomorphism S preserving W, a relative monodromy filtration M means an increasing filtration with S Mm⊆Mm−2 and, for every integer w and r≥0, an isomorphism Sr:Grw+rMGrwWV→Grw−rMGrwW V. Existence is proved where used below.

[F1]

The one-variable extension, nilpotent-orbit and polarized limiting-MHS result is Limit mixed Hodge structure and nilpotent orbit.

[F2]

The sharp flat-vector Hodge-metric growth statement, also for real monodromy without a lattice, is Sharp monodromy-weight growth of the Hodge metric.

[F3]

Deligne's explicit functorial splitting, strictness and the MHS structures on kernels/images are The Deligne splitting of a mixed Hodge structure and Strictness of mixed Hodge morphisms. Their finite proofs apply over R as well as Q; no integrality is used in those linear-algebra identities.

[F4]

The zero-centred nilpotent filtration, self-duality and finite primitive string decomposition are The nilpotent Lefschetz filtration is canonical and self-dual. The horizontal Schwarz bound is Horizontal period maps have bounded metric differential.

Proof

technique · direct
1.1F1F2F3F4givenconstruct

The one-variable argument needed below also applies to a polarized real variation: its logarithmic frame, curvature/cylinder extension, real nilpotent weight grading, explicit norm models and finite-dimensional polarization recognition use only the real flat bundle and Q, never lattice integrality. Repeating those displayed constructions over R proves exactly the same extension/LMHS assertion for the real monodromy combinations used here; rationality is used only to label a resulting MHS rational when a rational local system is present. Put N(c)=∑ciNi for positive ci. It defines the one-variable orbit z↦exp(zN(c))F on a sufficiently high half-plane. The same construction on a face fixes the complementary coordinates in its admissible interior. (Uniform comparison of positive rays.) Fix positive c,d and y large. Join iyc to iyd by changing coordinates one at a time, keeping each imaginary coordinate between y min(ci,di) and y max(ci,di). For the i-th coordinate, with all others held fixed, this is a horizontal one-variable period map on a translated upper half-plane. The Schwarz constant depends only on the Hodge numbers, not on the held parameters. After increasing the common lower bound Y, its Higgs operator satisfies ∣∣Ai∣∣≤C/(Im⁡zi). A fixed translation of the half-plane changes this bound by at most a factor two here.

2.1F1F2step 1.1givenalgebra

Along a path varying only zi, write ∇=D+∑i(Ai dzi+Ai†dzˉi) in the Hodge splitting; D is metric-compatible. For a flat vector v, the identity Dziv=−Aiv and its conjugate give ∂zilog⁡h(v,v)=−2h(Aiv,v)/h(v,v). Cauchy–Schwarz therefore yields ∣dlog⁡h(v,v)∣≤4∥Ai∥ ∣dzi∣.

3.1F1F2F3F4step 2.1givenalgebra

By step 1.1 and the horizontal Schwarz estimate, ∥Ai∥≤C/(Im⁡zi) once all fixed coordinates lie above a common sufficiently large bound. Join iyc to iyd, for positive vectors c,d, by changing the imaginary coordinates one at a time. Integration of step 2.1 along the ith segment gives

4.1F1F2F3F4step 3.1algebra

∣log⁡hiyc(v,v)hiyd(v,v)∣≤C0∑i∣log⁡(ci/di)∣.

5.1F1F2F3F4step 4.1algebra

Exponentiating step 4.1 yields

6.1step 5.1algebra

e−C0∑i∣log⁡(ci/di)∣hiyc(v,v)≤hiyd(v,v)≤eC0∑i∣log⁡(ci/di)∣hiyc(v,v). These constants are independent of y and v, and uniform when c,d range over a fixed compact subset of the positive orthant. This compares the actual flat-vector metrics, not only the compact-dual period points.

7.1F1F2F3F4step 6.1givenalgebra

The one-variable sharp growth theorem, applied to z↦exp(zN(c))F, says that the exponent of hiyc(v,v) is exactly the least l with v∈Wl(N(c)). Its proof uses only a nilpotent real marking action, the polarized Hodge data and the Schwarz estimate; no integrality of ci is needed. The two-sided comparison therefore implies

8.1F1F2F3F4step 7.1givenalgebra

W(N(c))=W(N(d))

9.1F1F2F3F4step 8.1givenalgebra

for every positive c,d. Denote this common zero-centred filtration by W(C). The same conclusion on any face uses its own positive coefficients. No limit ci→0 is asserted to retain the interior filtration.

10.1F1F2F3F4step 9.1givenalgebra

(A nilpotent horizontal generator has no uncontrolled compact part.) At a polarized Hodge filtration, decompose a real Q-skew endomorphism B satisfying BFp⊂Fp−1 by its Hodge degree. It has only degrees −1,0,1: transversality excludes degrees ≤−2 and reality gives the opposite exclusion. Write

11.1F1F2F3F4step 10.1givenalgebra

B=A+K+A∗,

12.1F1F2F3F4step 11.1givenalgebra

where A has degree −1, K degree zero and K* =−K; the upper-degree component is A* for the positive Hodge metric. These adjoint signs follow by applying Q-skewness in each pair of Hodge blocks and using the alternating signs of the flat Hermitian polarization.

13.1F1F2F3F4step 12.1givenalgebra

If B is nilpotent, tr(B²)=0. Degree considerations and the adjoint identities give

14.1F1F2F3F4step 13.1givenalgebra

0=tr(K²)+2tr(AA*)=−||K||²_HS+2||A||²_HS.

15.1F1F2F3F4step 14.1givenalgebra

Thus ∥K∥HS=2∥A∥HS and ∥B∥HS≤(2+2)∥A∥HS. In particular nilpotency rules out a large unitary degree-zero part invisible to the horizontal differential. For B=Ni at Φ(z), A is precisely the horizontal Higgs coefficient in the i-th direction. Consequently

16.1F1F2F3F4step 15.1givenalgebra

∣∣Ni∣∣hz≤C/(Im⁡zi).

17.1F1F2F3F4step 16.1givenalgebra

This is the needed bound on the whole constant endomorphism Ni, not merely on its period-map tangent class.

18.1F1F2F3F4step 17.1givenalgebra

(Every generator lowers the common interior weight by two.) Choose a real Q-skew grading H of W(C) with [H,N(c)]=−2N(c), as constructed in the one-variable proof. Along the c-ray, that proof gives uniform equivalence of hiyc with the explicit weight metric yH. Decompose the fixed operator Ni into ad H eigencomponents (Ni)a. the whole-generator trace estimate above implies

19.1F1F2F3F4step 18.1givenalgebra

∣∣yH/2Niy−H/2∣∣0≤C/y.

20.1F1F2F3F4step 19.1givenalgebra

Projection to the finite eigenspaces gives ya/2∣∣(Ni)a∣∣0≤Ca/y. Let y→∞. Every component with a>−2 vanishes. Therefore

21.1F1F2F3F4step 20.1givenalgebra

NiWl(C)⊂Wl−2(C).

22.1F1F2F3F4step 21.1givenalgebra

The one-variable theorem for each c shows that (W(C)[−k],F) is an LMHS polarized by N(c). The given transversality and the displayed weight lowering show that each Ni is a morphism from this MHS to its Tate twist by −1, hence has type (−1,−1). Every positive combination polarizes the same MHS, with its own primitive Lefschetz forms.

23.1F1F2F3F4step 22.1givenalgebra

(Relative face goal and simultaneous real split replacement.) Fix nonempty faces I⊂J, let T be a positive combination in I and S a positive combination in J\I, and put U=T+S. Write W=W(I), M=W(J). We prove M=M(S,W): S lowers M by two and Sa identifies M-degrees w+a,w−a on GrwW. Fix the interior face J and first work with no other variables. By the cone root, (M[−k],F), M=W(J), is polarized by every positive combination U of the Ni in J, and every Ni is a (−1,−1) morphism of that MHS. The finite intrinsic formula for W(I) uses only sums, intersections, kernels and images of powers of T. These are MHS subobjects: view Tb as a morphism H(b)→H for its image, and H→H(−b) for its kernel. The strictness/abelian-category theorem for MHS therefore shows that each W(I)w is a sub-MHS of (M[−k],F).

24.1F1F2F3F4step 23.1givenalgebra

Let Z₀ act by p+q−k on the Deligne summand Ip,q of this MHS. It is a complex grading of M, preserves F, and [Z0,Ni]=−2Ni. The last identity is functoriality of the explicit Deligne splitting applied to Ni:H→H(−1); the shift of the splitting under a Tate twist follows immediately from its displayed filtration formula.

25.1F1F2F3F4step 24.1givenalgebra

We may make Z₀ Q-skew while preserving all these properties. Its negative Q-adjoint −Z₀† is another grading of M, since M is Q-self-dual. It preserves F by Q-isotropy, and has the same commutators with the Ni. The finite negative-weight conjugation construction from the one-variable proof gives a unique exp B carrying Z₀ to −Z₀†, where B strictly lowers M and commutes with every Ni. Its weight-by-weight construction also preserves F, because both gradings preserve F and the ad Z₀ weight projections preserve F. Adjoint uniqueness gives B†=B. Replacing Z₀ by exp(B/2)Z₀exp(−B/2) therefore gives a complex Q-skew grading Z with the same F and Ni properties.

26.1F1F2F3F4step 25.1givenalgebra

Now compare Z with its complex conjugate. The same unique negative-weight conjugation gives Zˉ=exp⁡C Zexp⁡(−C), with C strictly lowering M and commuting with every Ni. Since both gradings are Q-skew, uniqueness gives C†=−C; conjugating the equation and using uniqueness gives Cˉ=−C. Put

27.1F1F2F3F4step 26.1givenalgebra

H=exp⁡(C/2)Zexp⁡(−C/2), Fs=exp⁡(C/2)F.

28.1F1F2F3F4step 27.1givenalgebra

Then H is real and Q-skew, grades M, preserves Fs, and [H,Ni]=−2Ni. The pair (M[−k],Fs) is R-split: on every H eigenspace its filtration is the pure real Hodge filtration on the corresponding GrM, unchanged because exp(C/2) acts trivially there. Q and all primitive forms are unchanged on these graded pieces. Consequently every positive U still polarizes this R-split MHS.

29.1F1F2F3F4step 28.1givenalgebra

All face weight filtrations are preserved in this construction. Initially they are preserved by Z₀ as MHS subobjects. Alternatively, once a grading has [Z,Ni]=−2Ni, it preserves the intrinsic kernel/image formula for each face weight filtration. The correcting B,C commute with every Ni and thus preserve those same filtrations. Hence each face filtration remains a sub-MHS after the split replacement: it is H-stable, and on GrM its induced pure substructures are unchanged.

30.1F1F2F3F4step 29.1givenalgebra

For completeness, a split polarized MHS gives exp⁡(iU)Fs∈D for every positive polarizing U. To see this directly, its real grading H and U form an sl₂ representation by the primitive string formulas. The primitive spaces carry the polarized pure Hodge structures specified by the primitive forms; on each string exp(iU) is the explicit rank-two symmetric-power model of the completed one-variable proof. Tensoring with the primitive pure structure gives a polarized pure structure, and taking their finite orthogonal direct sum proves membership. Thus exp⁡(zT+wU)Fs lies in D whenever Im z,Im w>0 and U=T+S: its imaginary generator is (Im z+Im w)T+(Im w)S, an interior positive combination.

31.1F1F2F3F4step 30.1givenalgebra

(A polarized one-variable variation on every face-graded piece.) For each fixed w in the upper half-plane apply the completed one-variable theorem to

32.1F1F2F3F4step 31.1givenalgebra

z↦exp⁡(zT+wU)Fs.

33.1F1F2F3F4step 32.1givenalgebra

Its untwisted limiting filtration is exactly exp⁡(wU)Fs, and its weight filtration is W=W(I). Thus (W[−k],exp⁡(wU)Fs) is polarized by T. U preserves W since it commutes with T. On every W-graded piece, and on its T-primitive subspaces, exp⁡(wU)Fs is therefore a polarized pure Hodge filtration. It is holomorphic in w and U-transverse. The polarization is the fixed real form Ql(u,v)=Q(u,Tlv) on a highest primitive piece Pl⊂GrlW. U preserves that primitive piece, commutes with T and is Ql-skew.

34.1F1F2F3F4step 33.1givenalgebra

H preserves W, hence acts on all these graded spaces. It preserves their induced Fs, preserves Pl, and satisfies [H,U]=−2U. On Pl the operator Hl=H−l⋅1 is Ql-skew. Indeed

35.1F1F2F3F4step 34.1givenalgebra

Ql(Hu,v)+Ql(u,Hv)=2lQl(u,v),

36.1F1F2F3F4step 35.1givenalgebra

by Q-skewness of H and [H,Tl]=−2lTl. Subtracting l on each side gives the assertion. Hl is real and semisimple with integral eigenvalues.

37.1F1F2F3F4step 36.1givenalgebra

Because Hl preserves the induced Fs and rescales U, the real Ql-isometry yHl/2 carries exp⁡(iyU)Fs to exp⁡(iU)Fs. Hence the actual Hodge metric on Pl satisfies the exact formula

38.1F1F2F3F4step 37.1givenalgebra

hy(v,v)=h1(yHl/2v,yHl/2v).

39.1F1F2F3F4step 38.1givenalgebra

In a fixed eigenbasis this is uniformly equivalent to ∑aya∣∣va∣∣2. The completed sharp one-variable growth theorem, applied to this pure variation on Pl, says that the same growth exponent identifies W(U∣Pl). Therefore that monodromy filtration is exactly the filtration by Hl eigenvalues. In particular Ua identifies Hl eigenvalue a and −a spaces. This conclusion is proved from the metric formula; a relative hard-Lefschetz statement was not assumed.

40.1F1F2F3F4step 39.1givenalgebra

The primitive decomposition of GrW V is a direct sum of strings TjPl, at W-degree l−2j. U preserves Pl and commutes with T. H has eigenvalues shifted down by 2j on TjPl. Thus the corresponding H−(l−2j) eigenvalues and U-string structures are the same as on Pl. We have proved on every W-degree w that Ua identifies H-eigenvalue w+a and w−a. Since H splits M, these are precisely the required M-graded isomorphisms on GrwW.

41.1F1F2F3F4step 40.1givenalgebra

On the whole space U lowers M by two. Thus M is the relative monodromy filtration of U with respect to W. On a fixed GrwW the induced action of T is zero, because T lowers W by two; hence U and S=U−T induce the same action there. S also lowers M by two. Consequently the same M is the relative monodromy filtration of S with respect to W, proving the stated identity.

42.1F1F2F3F4step 41.1givenalgebra

(Restriction to earlier face steps.) For K⊂I, every Ni with i∈I is a (−1,−1) morphism of the T-limiting MHS just constructed, by the simultaneous-lowering cone root applied to face I. In particular the intrinsic kernel/image construction of W(K)b gives sub-MHSs of (W(I)[−k],exp⁡(wU)Fs) for every w in the upper half-plane. Thus GraW(I)(W(K)b) is a pure Hodge subvariation of GraW(I)(V), stable under U and H.

43.1F1F2F3F4step 42.1givenalgebra

The entire graded space GraW(I)(V) has a fixed polarization preserved by U and by H−a. Use its primitive string decomposition at degree a=l−2j and transfer Ql from Pl to TjPl by the isomorphism Tj, then take the orthogonal direct sum. This is a polarization in the repository convention h(u,v)=Q(Cu,vˉ): shifting both Hodge indices down by j leaves the Weil operator C unchanged, and the new weight k+a differs from k+l by the even integer 2j, so its parity also agrees. Both U and H preserve each primitive string summand. Under Tj the operator H−a pulls back to H−a−2j=H−l; the displayed adjoint calculation thus gives skewness for this transferred Ql. Hence the constructed whole-graded polarization has the asserted invariances.

44.1F1F2F3F4step 43.1givenalgebra

Restrict its positive Hodge metric to the pure Hodge subvariation GraW(I)(W(K)b). The exact rescaling identity and the sharp one-variable growth theorem apply there as well. They prove the same relative-Lefschetz isomorphisms on that subspace. Therefore W(J)∣W(K)b is the relative monodromy filtration of S∣W(K)b with respect to W(I)∣W(K)b. This supplies the earlier-face restriction clause used by a Deligne system; it is not inferred merely from existence on V.

45.1F1F2F3F4step 44.1givenalgebra

For J smaller than the full original index set, fix the remaining imaginary coordinates sufficiently far inside the original period domain and apply the same construction to the J-variable nilpotent orbit with that fixed limiting filtration. The monodromy filtrations and their relative identities are properties of the operators alone. This proves the assertion for every nested pair of nonempty faces. For the initial pure filtration, the first relative identity is the definition of W(I)[−k].

46.1F1F2F3F4step 45.1givenalgebra

For the next finite construction, let M be the relative monodromy filtration of N with respect to W, and let Z grade M, preserve W and satisfy [Z,N]=−2N. We construct the unique grading Y of W commuting with Z for which the negative Y-degree components of N are highest-primitive under the leading sl₂ triple. The preceding face argument supplies this exact hypothesis when the construction is applied below.

47.1F1F2F3F4step 46.1givenalgebra

(Initial grading and the leading sl₂ representation.) Since Z preserves W and is semisimple, split W separately inside its finitely many Z eigenspaces; this gives some grading Y₀ of W commuting with Z. Put H0=Z−Y0. On the Y₀-weight-w summand, the degree-zero component L=N0 of N is the operator induced on GrwW. The relative-monodromy isomorphisms say that Lr identifies the H₀-weight-r and H₀-weight-(-r) summands. The finite primitive/string construction therefore gives the unique raising operator R with [H0,R]=2R and [R,L]=H0. On a highest string e,L e,…,Lm e it is R Lae=a(m−a+1)La−1e. Thus (L,H₀,R) is an actual sl₂ representation, not an assumed relative splitting theorem.

48.1F1F2F3F4step 47.1givenalgebra

Use the adjoint representation on End(V). If End(V)_s denotes H₀-weight s, its elementary string decomposition gives, for j≥1,

49.1F1F2F3F4step 48.1givenalgebra

End(V)_{j−2} = [L,End(V)j] ⊕ (ker ad R ∩End(V){j−2}).

50.1F1F2F3F4step 49.1givenalgebra

Moreover ad L is injective on End(V)j. To verify both assertions, check each irreducible string: at positive weight j the lowering map is injective; its target at j−2 is missed exactly by a highest vector of weight j−2. When j=1 the target has negative weight −1 and no highest vector occurs, so the lowering map is bijective. This proves the decomposition without a semisimple-group theorem.

51.1F1F2F3F4step 50.1givenalgebra

The same decomposition holds inside every ad Y₀ eigenspace, since L,H₀,R commute with Y₀. In particular, inside ad Y₀ weight −j it identifies the ad Z weight −2 target with the image under ad L of the ad Z weight zero source, plus its highest-primitive complement.

52.1F1F2F3F4step 51.1givenalgebra

(Eliminate successively, with no infinite series.) Hold Y₀,Z fixed as coordinate gradings and conjugate N only. Since N preserves W, its ad Y₀ weights are nonpositive. Its weight-zero term is L. Every negative term N−j has ad Z weight −2, hence ad H₀ weight j−2.

53.1F1F2F3F4step 52.1givenalgebra

Suppose weights −1,…,−j+1 have already been normalized to lie in ker ad R. Decompose the weight −j term uniquely as

54.1F1F2F3F4step 53.1givenalgebra

N−j=[L,U−j]+P−j,

55.1F1F2F3F4step 54.1givenalgebra

where U−j has ad Y₀ weight −j and ad Z weight zero, and P−j lies in ker ad R. Conjugate the current N by exp⁡(U−j). Its term of weight −j changes by [U−j,L]=−[L,U−j], leaving exactly P−j; all other new commutators have more negative W degree. The previously normalized terms stay fixed. The conjugation commutes with Z because [Z,U−j]=0.

56.1F1F2F3F4step 55.1givenalgebra

Continue through the finitely many possible negative ad Y₀ weights. All U−j strictly lower W, so their exponentials and products are finite nilpotent polynomials. Let u be the product, so uNu−1 is normalized relative to Y₀. Set Y=u−1Y0u. It splits W, commutes with Z, and transporting the leading triple and the primitive conditions gives exactly the claimed normalization of N relative to Y. This is an actual finite algorithm, requiring no convergence estimate.

57.1F1F2F3F4step 56.1givenalgebra

(Uniqueness and naturality.) Any two gradings of W commuting with Z differ by a unique unipotent conjugation lowering W and commuting with Z. Indeed, on each Z eigenspace send the first splitting's lift of every GrwW vector to the second splitting's lift; this determines the unipotent map, and its finite logarithm strictly lowers W.

58.1F1F2F3F4step 57.1givenalgebra

Suppose two normalized gradings differ. In coordinates for the first, let U−j be the highest nonzero W-degree component of the logarithm of the conjugation. Its change to the N−j term lies in im ad L, whereas both normalized terms lie in ker ad R. The direct-sum highest-primitive direct-sum decomposition above forces [L,U−j]=0. Injectivity of ad L on the positive H₀ weight j then forces U−j=0, a contradiction. This proves uniqueness, and hence independence of the initial splitting Y₀.

59.1F1F2F3F4step 58.1givenalgebra

Replacing N by λN replaces L by λL and R by λ^{-1}R and leaves the normalization condition unchanged; uniqueness gives the same Y. Direct sums of the unique gradings satisfy the same normalization and are therefore the unique grading of the direct sum.

60.1F1F2F3F4step 59.1givenalgebra

For a map f:V→V′ preserving W and commuting with N and Z, consider the shear (v,v′)↦(v,v′+f(v)) on V⊕V′. It is an automorphism preserving W,N,Z. Uniqueness makes it commute with the canonical direct-sum grading, which says exactly fY=Y′f. Thus naturality holds even when f is not invertible.

61.1F1F2F3F4step 60.1givenalgebra

Duality follows from the same uniqueness: the negative transpose of Y grades the dual W, the negative transpose of Z grades the dual M, and transposing the triple and primitive normalization gives the corresponding dual construction. Consequently a preserved perfect pairing identifies Y with its negative adjoint whenever W,M are self-dual in the zero-centred convention; in a shifted convention subtract the common central scalar first.

62.1F1F2F3F4step 61.1givenalgebra

(Construct the commuting gradings.) Order the generators as N1,…,Nd. Set Wj=W(N1+⋯+Nj), and let W0 be the pure filtration concentrated in degree zero. The preceding steps establish all successive relative identities and earlier-face restriction clauses. Use the simultaneous split replacement of the relative-face proof for the full cone. It gives a real Q-skew grading Hd of Wd and an R-split filtration Fs, with HdFs=Fs, [Hd,Ni]=−2Ni, and every Wj a sub-MHS. Moreover

63.1F1F2F3F4step 62.1givenalgebra

F=exp⁡(η)Fs,

64.1F1F2F3F4step 63.1givenalgebra

where η is complex Q-skew, commutes with every Ni, preserves every Wj, and strictly lowers Wd. Explicitly η=−C/2 in that construction; its first Q-skew correction preserved F.

65.1F1F2F3F4step 64.1givenalgebra

Recursively define

66.1F1F2F3F4step 65.1givenalgebra

Hj−1=Y(Nj,Hj;Wj−1,Wj),

67.1F1F2F3F4step 66.1givenalgebra

using the actual finite normalized relative-grading algorithm. Its hypotheses hold by the preceding relative-face proof. We prove, downwards in j, the properties needed to continue and the resulting commutations.

68.1F1F2F3F4step 67.1givenalgebra

(a) Hj−1 preserves each earlier filtration Wa. Write Wa,b:=(Wa)b for its b-th subspace, where Wa=W(N1+⋯+Na). For each Wa,b with a<j−1, the relative-filtration identity restricts to that subspace, Hj preserves it, and Nj preserves it. Apply naturality of the normalized grading to the inclusion of this restricted relative system. It gives preservation of Wa,b, hence of Wa. Later Wa are also preserved, since Hj−1 commutes with their grading operators, as shown in (c).

69.1F1F2F3F4step 68.1givenalgebra

(b) For i≤j−1, [Hj−1,Ni]=−2Ni. Regard Ni as a map from this relative system to its shift by two: it lowers both Wj−1 and Wj by two, commutes with Nj, and has Hj-degree −2. The shifted target has filtrations W′a=Wa−2 and grading Hj+2, so the normalized construction on that target is Hj−1+2. Naturality therefore gives NiHj−1=(Hj−1+2)Ni, equivalently [Hj−1,Ni]=−2Ni. This is a use of the actual shifted filtrations, not a claim that Ni preserves a grading automatically.

70.1F1F2F3F4step 69.1givenalgebra

(c) Hj−1 commutes with every later Ha, a≥j. The case a=j is part of the relative-grading construction. For a>j, conjugation by exp⁡(sHa) preserves Wj−1, fixes Hj by induction, and rescales Nj by exp(−2s). The normalized relative grading is invariant under this nonzero rescaling, so uniqueness forces conjugation to fix Hj−1. This proves commutation. In particular all Hj commute, and H0=0 because it grades the pure zero-centred W0.

71.1F1F2F3F4step 70.1givenalgebra

(d) Each Hj is real and Q-skew. Reality follows from uniqueness under conjugation. All Wj are self-dual, and duality of the relative-grading algorithm gives Q-skewness. To see preservation of Fs, let the two Hodge tori of its split bigrading act after complexification. They preserve every Wj and commute with Hd, and rescale every Ni by the same nonzero scalar. Uniqueness and rescaling invariance, down the recursion, make their actions commute with every Hj. Therefore all Hj preserve the full split bigrading and Fs.

72.1F1F2F3F4step 71.1givenalgebra

(Construct the actual commuting triples.) Let Li be the component of Ni of Hi−1-weight zero. All other Hi−1 weights are negative, since Ni preserves Wi−1. The relative-grading construction gives an sl₂ triple

73.1F1F2F3F4step 72.1givenalgebra

(Li,Yi=Hi−Hi−1,Xi).

74.1F1F2F3F4step 73.1givenalgebra

We must prove that Li has weight zero for every earlier Ha, not merely Hi−1. For a<i, Na has Hi−1-weight −2. Projecting [Na,Ni]=0 to Hi−1-weight −2 shows [Na,Li]=0. The projection defining Li preserves every earlier Wa because all their gradings commute. Thus Li preserves each Wa and commutes with Hi−1 and Ni−1. Naturality of Hi−2=Y(Ni−1,Hi−1) makes it commute with Hi−2. Repeat this argument through the earlier recursion: Li commutes with every Ha for a<i.

75.1F1F2F3F4step 74.1givenalgebra

For a≥i, Ni has Ha-weight −2; the commuting projections show that Li has the same weight. Consequently

76.1F1F2F3F4step 75.1givenalgebra

[Ya,Li]=−2Li if a=i, and [Ya,Li]=0 otherwise.

77.1F1F2F3F4step 76.1givenalgebra

For i<j, projecting [Ni,Nj]=0 to Hj−1-weight −2 gives [Ni,Lj]=0. Since Lj commutes with Hi−1, its commutator also commutes with the projection defining Li; hence [Li,Lj]=0. Each other Lj,Yj therefore commutes with Li,Yi. The raising operator Xi is uniquely determined by its lowering operator and grading, so conjugating by exp⁡(sLj) or exp⁡(sYj) fixes Xi. Repeating the uniqueness argument for Xj gives mutual commutation of the full triples.

78.1F1F2F3F4step 77.1givenalgebra

All triples are real and Q-skew, by their construction and uniqueness of the raising operator. Integrate using dρ(Ei)=Li, dρ(Hstd,i)=−Yi, dρ(Fstd,i)=Xi. These assignments preserve [Hstd,E]=2E, [Hstd,Fstd]=−2Fstd and [E,Fstd]=Hstd because [Yi,Li]=−2Li and [Xi,Li]=Yi. The finite string decomposition therefore integrates them to a genuine representation

79.1F1F2F3F4step 78.1givenalgebra

ρ:SL⁡(2,R)d→Aut⁡(VR,Q).

80.1F1F2F3F4step 79.1givenalgebra

No covering-group issue is hidden: on each irreducible factor it is the ordinary integral symmetric-power representation, whose matrix entries are polynomials in the entries of an SL₂ matrix. Their commuting direct sum/tensor decomposition gives the displayed group representation.

81.1F1F2F3F4step 80.1givenalgebra

The diagonal triple (∑Li,∑Yi=Hd,∑Xi) shows that L=∑Li is Lefschetz for Wd. The filtration Fs is preserved by every Yi and each Li has split Hodge type (−1,−1).

82.1F1F2F3F4step 81.1givenalgebra

(The limiting comparison point lies in D.) Set tj=yj/yj+1 for j<d, td=yd, and uj=tj−1/2. Define the real Q-isometry

83.1F1F2F3F4step 82.1givenalgebra

β(t)=∏j=1dtjHj/2=∏i=1dyiYi/2.

84.1F1F2F3F4step 83.1givenalgebra

All factors commute. Since Ni preserves Wj for j<i and has Hj-weight −2 for j≥i, every joint H-weight component of

85.1F1F2F3F4step 84.1givenalgebra

Ai(u)=Ad(β(t))(yiNi)

86.1F1F2F3F4step 85.1givenalgebra

is a monomial in the nonnegative integral powers of u1,…,ui−1. Its constant term is Li; the equality follows from the earlier-zero-weight property proved above. Thus Ai is a finite matrix polynomial, Ai(0)=Li, and A=∑Ai tends to L.

87.1F1F2F3F4step 86.1givenalgebra

For positive u near zero, A=Ad(β)(∑yiNi) polarizes (Wd[−k],Fs), because the interior generator does and β preserves Q, Wd and Fs. Since the limiting L is Lefschetz, its primitive kernels have their expected dimensions and vary continuously near zero; this follows directly by inverting the nonzero Lefschetz minors and writing the primitive kernel as a graph. Their primitive Hermitian forms are positive for positive u, hence nonnegative in the limit. They are nondegenerate at L by Lefschetz and the perfect Q pairing between opposite Wd weights. Nonnegative plus nondegenerate implies positive definite. Therefore L polarizes the split MHS.

88.1F1F2F3F4step 87.1givenalgebra

The elementary split-string argument in the relative-face proof now gives

89.1F1F2F3F4step 88.1givenalgebra

F0=exp⁡(iL)Fs∈D.

90.1F1F2F3F4step 89.1givenalgebra

Together with the commuting triples and their Hodge bigrading, this defines a polarized SL₂^d orbit: its map on the product of upper half-planes is

91.1F1F2F3F4step 90.1givenalgebra

ΦSL⁡(w)=ρ(gw)F0,

92.1F1F2F3F4step 91.1givenalgebra

where gw sends (i,…,i) to w by the stated upper-triangular matrices. With the integration convention of step 78.1, ρ(ga+ib)=exp⁡(aL)b−Y/2 on each factor; since YFs=Fs and Ad⁡(b−Y/2)L=bL, it follows that ρ(ga+ib)exp⁡(iL)Fs=exp⁡((a+ib)L)Fs. Here the required polarized pure multiplicity spaces can also be identified directly. Decompose the commuting representations into tensor strings ⊗Sym⁡mi(R2)⊗Pm. The joint highest space Pm is Hodge-stable because all the raising operators have split Hodge degree (1,1), by their uniqueness under the split Hodge-torus action. Its highest total Hd degree is ∑mi, and it lies in the primitive kernel of L1+∑mi. The form Q(−,L∑mi−) there is a positive multinomial/factorial multiple of the product standard-string pairing times the multiplicity pairing. Its already-proved primitive polarization therefore gives the pure polarized multiplicity structure, of weight k−∑mi after removing the highest tensor-string types (∑mi,∑mi). This also proves that the representation and filtration are the tensor products used below.

93.1F1F2F3F4step 92.1givenalgebra

The stabilizers SO(2)^d fix F₀. This last assertion can be checked on each elementary rank-two factor: exp(iL_i) sends its split (1,1)/(0,0) filtration to the standard polarized weight-one filtration, fixed by the rotations. On tensor products with the polarized pure multiplicity spaces the same check gives invariance and horizontality. Equivalently,

94.1F1F2F3F4step 93.1givenalgebra

ΦSL⁡(w)=exp⁡(∑wiLi)Fs,

95.1F1F2F3F4step 94.1givenalgebra

and its membership for all Im⁡wi>0 follows by the commuting real scalings ∏(Im⁡wi)−Yi/2 and real translations. The representation and map are thus genuinely SL⁡2d-equivariant, including trivial factors when Li=0.

96.1F1F2F3F4step 95.1givenalgebra

(Convergent normalized expansion and uniform estimates.) Since η preserves every Wj and strictly lowers Wd, every joint H-weight of η is nonpositive in each index and strictly negative in its last index. Consequently

97.1F1F2F3F4step 96.1givenalgebra

B(u)=Ad(β(t))η

98.1F1F2F3F4step 97.1givenalgebra

is a finite matrix polynomial in u, with B(0)=0. β fixes Fs, so the exact normalized original filtration is

99.1F1F2F3F4step 98.1givenalgebra

β(t)exp⁡(i∑yiNi)F=exp⁡(iA(u))exp⁡(B(u))Fs=:R(u).

100.1F1F2F3F4step 99.1givenalgebra

The right side is a holomorphic map of u in a complex neighborhood of the origin into the compact dual, R(0)=F0. Because F0∈D, the real u values near zero lie in D. Choose a real analytic local section of GR→D at F₀: select a vector-space complement to its compact stabilizer Lie algebra and apply the ordinary finite-dimensional real analytic inverse-function theorem to its exponential map. It gives a real analytic g(u)∈GR with

101.1F1F2F3F4step 100.1givenalgebra

g(0)=1, R(u)=g(u)F₀.

102.1F1F2F3F4step 101.1givenalgebra

This construction proves a convergent Taylor expansion in the uj, with real Lie-group values on real u. On a fixed smaller closed polydisc, it and its inverse satisfy

103.1F1F2F3F4step 102.1givenalgebra

∣∣g(u)−1∣∣+∣∣g(u)−1−1∣∣≤C∑j∣uj∣,

104.1F1F2F3F4step 103.1givenalgebra

and every fixed partial derivative has a uniform bound. Cauchy's inequalities give explicit derivative bounds C_α on any still smaller polydisc; these constants depend on the fixed orbit and sector and are independent of the ratios within that polydisc. This is an actual convergent local comparison, not an asymptotic formal series.

105.1F1F2F3F4step 104.1givenalgebra

For bounded real parts xi, normalizing the translation gives exp⁡(∑xiAi(u)/yi). Its exponent is O(∑∣xi∣/yi), with all Ai bounded. The analogous normalized SL₂ translation is exp⁡(∑xiLi/yi). Both extend analytically in u because 1/yi=∏j≥iuj2. Hence the same comparison holds uniformly for bounded x. In particular, with ε=∑jtj−1/2,

106.1F1F2F3F4step 105.1givenalgebra

dD(Φ(x+iy),ΦSL⁡(x+iy))≤Cε,

107.1F1F2F3F4step 106.1givenalgebra

for any fixed GR-invariant Riemannian metric dD on the period domain, and

108.1F1F2F3F4step 107.1givenalgebra

∣hΦ(v,w)−hSL⁡(v,w)∣≤Cε⋅hSL⁡(v,v)1/2hSL⁡(w,w)1/2

109.1F1F2F3F4step 108.1givenalgebra

for all flat vectors v,w. To check these inequalities, apply β to both filtrations. They lie in one fixed compact neighborhood of F₀ and differ by O(ε); both the invariant domain metric and the Hodge metric are real analytic there. The derivative bound and Cauchy–Schwarz give the inequalities in that neighborhood. β is a GR isometry and transports the Hodge metric, so undoing it preserves the asserted intrinsic-distance and relative-metric inequalities. In particular (1−Cε)hSL⁡≤hΦ≤(1+Cε)hSL⁡. These bounds hold simultaneously throughout tj≥T for one sufficiently large T.

110.1F1F2F3F4step 109.1givenalgebra

All normalized derivatives are controlled by the convergent u expansion. Differentiation in y or in its ratios is obtained by the explicit chain rule uj=(yj+1/yj)1/2, ud=yd−1/2; no unproved sector-uniform derivative estimate is being assumed.

111.1F1F2F3F4step 110.1givenalgebra

(Fixed-direction sectors and bounded remainder.) For the Statement's sector y=∑jτjθj+b, put Mj=∑iθijNi and use its fixed normalization matrix C to set M^j=∑i≤jcjiMi. Then ∑iyiNi=∑jτ^jM^j+∑ibiNi, with τ^TC=τT. Each M^j has nonnegative coefficients on its face and positive coefficients on newly entering coordinates; each cumulative sum ∑a≤jM^a lies in the open positive cone of Ij. In a sufficiently ordered sector the transformed parameters are positive, τ^j/τj=1+O(τj+1/τj) uniformly, and their successive ratios are comparable to the original ones. Apply the preceding construction to M^j,τ^j. Repeated faces allow trivial sl2 factors. Its output parameters are exactly wj=ℓ^j(x)+iτ^j from the Statement, and ϵord is comparable to the original ordered-sector error. The common face filtrations and every relative identity used above are those already proved for this chain.

112.1F1F2F3F4step 111.1givenalgebra

Split the bounded complex coordinates into active indices i∈Id and omitted indices i∉Id. On the full active-face limiting mixed Hodge structure, every active Ni has type (−1,−1) by step 22.1, and the final grading satisfies [Hd,Ni]=−2Ni. Therefore the bounded active operator Dact=∑i∈Id(xi−∑jℓ^j(x)θ^ij+ibi)Ni has strictly negative Hd-degree; after conjugation by β, its exponential is a finite polynomial in u with identity constant term. It contributes O(ϵord) uniformly on the fixed compact active-coordinate set. For the omitted coordinates set Fλ=exp⁡(∑i∉Id(xi+ibi)Ni)F. The admissible-interior condition keeps these parameters in the nilpotent-orbit domain, and commutativity preserves the active generators and transversality. Run the construction with this parameter-dependent base filtration. It yields F0,λ and the local comparison models in the Statement. To verify parameter regularity explicitly, all flags Fλ vary holomorphically in the omitted complex coordinates. For every fixed admissible λ, the active-face orbit is a polarized real one-variable orbit along any fixed positive active direction, so step 1.1 and the one-variable theorem give (Wd[−k],Fλ) as an MHS. The relative-face proof makes each fixed earlier Wj,a a sub-MHS of this object. Here is the local rank argument, explicitly restricted to this MHS family. Fix λ0, one of these fixed subspaces A (or A=V), and its fixed filtration Ml=A∩Wd,l. Upper semicontinuity gives dim⁡(Ml∩Fλp)≤dim⁡(Ml∩Fλ0p) near λ0, simultaneously for the finitely many relevant l,p. Induct on l. Once equality holds at l−1, it implies the same inequality for the induced ranks dp(λ)=dim⁡FλpGr⁡lMA. Purity of weight k+l in each of the two actual MHSs gives dp(λ)+dk+l−p+1(λ)=dim⁡Gr⁡lMA, and the same equality at λ0. The two upper bounds must consequently both be equalities. Starting at Ml=0 proves every needed intersection rank constant. This does not assert a rank statement for arbitrary nearby flags. Since Fλ is holomorphic in the omitted complex coordinates, these constant-rank intersections are holomorphic subbundles; locally choose their frames and the finite primitive complements by nonzero matrix minors. The split grading and the Q-adjoint corrections in steps 24.1–29.1 are finite rational matrix expressions and nilpotent exponentials in those frames and their conjugates, and thus are real analytic in λ. The relative-grading algorithm uses only the same fixed-rank projections and inverses on finite strings; shrinking the neighborhood retains all its nonzero minors. Consequently Fs(λ), Hj(λ), Ai(u,λ) and B(u,λ) depend real analytically on λ, with the latter two polynomial in u. The local flag chart and the Lie-group section used in steps 100.1–104.1 can be chosen on that neighborhood. Their derivatives of every fixed order in u are bounded on a smaller closed polydisk times a compact parameter neighborhood. A finite cover of the stipulated compact admissible λ-set proves the asserted uniform constants and derivative bounds. This is a local matrix construction of the parameter extension, not an invocation of an external compact-parameter theorem.

113.1F1F2F3F4step 112.1givenalgebra

No uniformity is asserted as an omitted coordinate approaches the boundary of its admissible interior. For any fixed compact admissible set the local parameter models and their estimates are uniform by step 112.1.

114.1F1F2F3F4step 113.1givenalgebra

This supplies the polarized equivariant comparison orbit, its exact normalized convergent expansion, and uniform Hodge-filtration, intrinsic-distance and Hodge-metric estimates in the full ordered sector. It supplies neither CDK bounded-norm finiteness nor global K3 theory; those remain the next independent obligations.

115.1F1F2F3F4step 114.1givenalgebra∎

The constructed equivariant orbit, convergent normalized expansion and uniform derivative and metric estimates prove all ordered-sector assertions of the Statement.

Source-reading limits

Cattani–Kaplan §§2–4 (printed pp. 72–86), Kato §§2–3 (printed pp. 3–12), and Brosnan–Pearlstein Appendix §§12–13 (printed pp. 38–46) were read. The relative-filtration, normalized-grading and commuting-triple interfaces actually used are reconstructed in steps 23.1–95.1. The comparison, convergent normalized expansion and compact-parameter bounds are proved in steps 96.1–113.1. The sources' general mixed-system, universal Lie-polynomial and Tannakian classification assertions are not premises or claims of this item.

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