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The ∂∂̄ lemma for compact Kähler manifolds

Statement

Assume the full Axiom of Choice. Let X be a compact Kähler manifold of complex dimension n≥1 with the repository convention for the real fundamental form. Let 0≤p,q≤n and let α∈Ωp,q(X) be smooth and complex-valued. If dα=0 and α is d-exact, then there is a smooth β∈Ωp−1,q−1(X) such that α=∂∂ˉβ, where ∂∂ˉ means ∂∘∂ˉ and form spaces with an index outside 0,…,n are zero. In particular, when p=0 or q=0, the hypotheses force α=0.

Facts & Assumptions

Given: Full AC; a compact boundaryless Kähler manifold X of complex dimension n≥1; and a smooth pure-type form α∈Ωp,q(X) with dα=0 and α=dγ for a smooth complex-valued form γ.

[A1]

Full AC is the choice-function principle of The Axiom of Choice. The elliptic Green-operator and Kähler-identity suppliers used below state this assumption.

[F1]

Complex-valued forms decompose by bidegree, d=∂+∂ˉ, and the formal adjoints and Laplacians are as in Compact Kähler and rational Hodge polarization conventions.

[F2]

On a compact Kähler manifold, every de Rham class has a unique smooth harmonic representative; the proof constructs the harmonic projection Π and Green operator G on its orthogonal complement (Compact Kähler Hodge decomposition from elliptic harmonic forms).

[F3]

For the compact Hodge Laplacian, the Green operator satisfies ΔdG=I−Π, maps smooth forms to smooth forms, and takes values orthogonal to the harmonic space (Compact Laplace-type operators: smooth kernel, closed range and Green inverse).

[F4]

A second-order operator is Laplace type when its principal symbol is scalar with a positive-definite quadratic form (Second-order Laplace-type operators on metric vector bundles).

[F5]

A compact positive-symbol formally symmetric Laplace-type operator has a selfadjoint realization with domain exactly H2, smooth regularity, and the elliptic Sobolev estimates (Compact Laplace-type bundle operators: regularity and shifted parametrices).

[F6]

Formal adjoints satisfy ⟨du,v⟩=⟨u,d∗v⟩ on the compact boundaryless manifold, and (d∗)∗=d (Formal adjoints of differential operators on metric vector bundles).

[F7]

The Kähler identities give Δd=2Δ∂=2Δ∂ˉ; Δd commutes with ∂,∂ˉ and preserves each bidegree; and [Λ,∂ˉ]=−  i∂∗ (Kähler commutators and preservation of harmonic types).

Proof

technique · direct
1.1A1F1F3F4F5F6givenalgebra

The complex-valued exterior bundle has the induced Hermitian metric and volume density from [F1], and X is compact without boundary of real dimension 2n≥2. At a point and for a real covector ξ, the principal symbols are σ1(d)(ξ)=i ξ∧ and σ1(d∗)(ξ)=−i ιξ♯; the exterior-algebra identity ιξ♯(ξ∧η)+ξ∧ιξ♯η=∣ξ∣2η gives σ2(Δd)(ξ)=∣ξ∣2I. Thus Δd is Laplace type by [F4]. The formal-adjoint identity [F6] gives ⟨Δdu,u⟩=∥d∗u∥2+∥du∥2 and ⟨Δdu,v⟩=⟨u,Δdv⟩, so Δd is nonnegative and formally symmetric. By [F5] its selfadjoint realization has domain exactly H2; all hypotheses of the Green theorem [F3] are now met, so the harmonic projection Π and smooth-preserving Green operator G exist with ΔdG=I−Π.

2.1F2F3step 1.1givenalgebra

Write h=Πα. It is harmonic, so step 1.1 gives dh=d∗h=0. From [F3], ΔdGα=α−h. The identity dΔd=Δdd, obtained by expanding Δd=dd∗+d∗d and using d2=0, gives Δd(dGα)=d(α−h)=0. Thus dGα is harmonic and exact; by the uniqueness in [F2] of the harmonic representative of the zero de Rham class, dGα=0. Expanding ΔdGα now shows α−h=dd∗Gα, so h is a harmonic representative of [α]=0 and [F2] again gives h=0. Therefore ΔdGα=α.

3.1F1F6F7step 2.1givenalgebra

Since α is pure type and dα=0, the distinct bidegrees in dα=∂α+∂ˉα give ∂α=∂ˉα=0. The commutation in [F7] and step 2.1 give Δd(∂Gα)=∂α=0 and Δd(∂ˉGα)=∂ˉα=0. By Δd=2Δ∂=2Δ∂ˉ, each is harmonic for its own Laplacian. Since ∂Gα and ∂ˉGα are respectively ∂- and ∂ˉ-exact, the adjoint energy identities [F6] give ∥∂Gα∥2=⟨Gα,∂∗∂Gα⟩=0 and ∥∂ˉGα∥2=⟨Gα,∂ˉ∗∂ˉGα⟩=0. Therefore ∂Gα=∂ˉGα=0.

3.2F1F3F7step 2.1givenalgebra

By [F7], Δd preserves each bidegree. Each component of Gα outside bidegree (p,q) is therefore Δd-harmonic by step 2.1; it is also orthogonal to the harmonic space by [F3], so every such component is zero. Thus Gα has type (p,q) and ΛGα has type (p−1,q−1).

4.1F1F3F7step 3.1step 3.2algebra∎

From ∂Gα=0 and Δd=2Δ∂ we obtain α=ΔdGα=2∂∂∗Gα. The commutator in [F7] gives ∂∗=i[Λ,∂ˉ]; since ∂ˉGα=0, this yields ∂∗Gα=−i∂ˉΛGα. Therefore α=−2i ∂∂ˉ(ΛGα). Taking β=−2iΛGα proves the claim. If p=0 or q=0, then ΛGα=0, so the same identity gives α=0 and β=0 in the zero out-of-range form space.

Depends on

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