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Bounded fixed-N operator

Statement

Assume the Axiom of Countable Choice and the Axiom of Choice (The Axiom of Countable Choice (ACω), The Axiom of Choice). Let N≥1, let m1,…,mN>0 and ℏ>0, write points of R3N as X=(x1,…,xN) with xi∈R3, and let F2 be the Plancherel transform of Plancherel theorem with the convention f^(ξ)=∫f(X)e−2πiX⋅ξ dX on L1 (Fourier transform on complex L1 classes). Define the quadratic weight and the free kinetic operator κ(ξ1,…,ξN):=∑i=1Nℏ22mi∣ξi∣2,K:=F2∗ Mκ F2,D(K):={u∈L2(R3N;C): κ F2u∈L2} (Real multiplication operators and free plus bounded-potential Schrödinger operators). Let V:R3N→R be measurable and bounded, with ∥V∥∞:=ess sup⁡∣V∣<∞, and let MV be multiplication by V (Integer-order Sobolev spaces and their norms, Hilbert space). Then:

(a) K is a self-adjoint positive operator with domain D(K), and D(K) is the Sobolev space W2,2(R3N;C) as a set, with ∥⋅∥W2,2 equivalent to the graph norm u↦(∥u∥2+∥Ku∥2)1/2 (Integer-order W^{k,2} and H^k agree with equivalent norms, Adjoint of a densely defined operator);

(b) H:=K+MV with D(H):=D(K) is self-adjoint and bounded below by −∥V∥∞; the space Cc∞(R3N;C) is a core for both K and H (Symmetric, self-adjoint and essentially self-adjoint operators, Compactly supported smooth functions are dense in W^{k,p}(R^n), Relative boundedness with respect to an operator);

(c) for every r≥1 the operator K⊗Ir+MV⊗Ir on L2(R3N;C)⊗Cr, with domain D(K)⊗Cr, is self-adjoint and bounded below by −∥V∥∞.

In particular, if Vi:R3→R and Wij:R3→R (1≤i<j≤N) are measurable and bounded and V(X):=∑iVi(xi)+∑i<jWij(xi−xj), then ∥V∥∞≤∑i∥Vi∥∞+∑i<j∥Wij∥∞<∞ and (a)-(c) apply. No Hunziker-van Winter-Zhislin threshold statement, no stability of matter, no thermodynamic-limit and no physical interpretation is asserted.

Facts & Assumptions

Given: the integers N,r≥1, masses mi>0, the constant ℏ>0, the weight κ and free operator K, a real bounded measurable V, and the perturbation MV.

[F1]

For a real measurable finite-valued function a on Rd, the multiplier Mau=au on D(Ma)={u:au∈L2} is self-adjoint; the Plancherel transform is unitary with ∥F2u∥=∥u∥ (Real multiplication operators and free plus bounded-potential Schrödinger operators (a), Plancherel theorem, Fourier transform on complex L1 classes).

[F2]

Unitary equivalence preserves self-adjointness: if U is unitary and A is self-adjoint with domain D(A), then U∗AU with domain U−1D(A) is self-adjoint, and K≥0 is equivalent to ⟨Ku,u⟩=∥Mκ1/2F2u∥2≥0 (Adjoint of a densely defined operator, Symmetric, self-adjoint and essentially self-adjoint operators, Hilbert space).

[F3]

Fourier characterization of Sobolev spaces: W2,2(Rd;C)={u:(1+∣ξ∣2)F2u∈L2} with equivalent norm, and Cc∞(Rd;C) is dense in Wk,p (Integer-order W^{k,2} and H^k agree with equivalent norms, Integer-order Sobolev spaces and their norms, Compactly supported smooth functions are dense in W^{k,p}(R^n)).

[F4]

Kato-Rellich: if A is self-adjoint and B is symmetric with D(A)⊆D(B) and ∥Bu∥≤a∥Au∥+b∥u∥ on D(A) for some a<1, then A+B on D(A) is self-adjoint, and if moreover A≥γ then A+B≥γ−max⁡{a∣γ∣+b,b/(1−a)} in the quadratic-form sense (Kato-Rellich theorem, Relative boundedness with respect to an operator).

[F5]

If S⊆T are operators on the same Hilbert space with S symmetric and D(S) a core for the self-adjoint T, then S is essentially self-adjoint with S‾=T (Symmetric, self-adjoint and essentially self-adjoint operators, Densely defined, closed and closable operators, and cores).

Proof

1.1F1F2algebra

[Self-adjointness of K] The function κ is real, measurable and finite-valued, so Mκ is self-adjoint on D(Mκ)={v:κv∈L2} by [F1]; conjugating by the unitary F2 ([F1]) gives that K=F2∗MκF2 is self-adjoint with D(K)=F2−1D(Mκ)={u:κF2u∈L2} ([F2]). For u∈D(K), ⟨Ku,u⟩=⟨MκF2u,F2u⟩=∫κ∣F2u∣2≥0, so K≥0.

1.2F4algebra

[Finitely many components] Let K1,…,Kr be Hilbert spaces and let Ta be self-adjoint on Ka for a=1,…,r. On the direct sum ⨁aKa with domain {(ua):ua∈D(Ta)} define T((ua)):=(Taua). Then T is symmetric (componentwise), and if (u(k)) is in the domain with u(k)→u and Tu(k)→η, then componentwise ua(k)→ua and Taua(k)→ηa; closedness of Ta gives ua∈D(Ta), Taua=ηa and ∑a∥Taua∥2=∥η∥2<∞, so T is closed. Testing the adjoint componentwise shows D(T∗)=D(T) and T∗=T; a symmetric densely defined operator whose adjoint has the same domain is self-adjoint. If all Ta=T0 and Ka=K0, then T≥−∥V∥∞ whenever T0≥−∥V∥∞, because the quadratic form is the sum of the components.

2.1F3F5step 1.1algebra

[Identification with W2,2 and the core] For ξ∈R3N one has cmin⁡(1+∣ξ∣2)≤1+κ(ξ)≤cmax⁡(1+∣ξ∣2) for suitable positive constants cmin⁡,cmax⁡ depending only on N,mi,ℏ; hence κF2u∈L2 if and only if (1+∣ξ∣2)F2u∈L2, i.e. u∈W2,2(R3N;C), with equivalent norms by [F3]. Since Cc∞ is dense in W2,2 ([F3]) and the graph norm of K is equivalent to the W2,2 norm, Cc∞ is a core for K, and K is the unique self-adjoint extension of K∣Cc∞ ([F5]).

3.1F4step 1.1step 2.1algebra

[Bounded perturbation] Since ∥V∥∞<∞, the operator MV is bounded with ∥MV∥≤∥V∥∞; it is symmetric as multiplication by a real function, and on D(K) the bound ∥MVu∥≤0⋅∥Ku∥+∥V∥∞∥u∥ exhibits the admissible pair (a,b)=(0,∥V∥∞). By [F4] with A=K and γ=0, H=K+MV is self-adjoint on D(K) and bounded below by −∥V∥∞. Moreover ∥Hu∥≤∥Ku∥+∥V∥∞∥u∥ and ∥Ku∥≤∥Hu∥+∥V∥∞∥u∥, so the graph norms of H and K are equivalent on D(K); hence the core Cc∞ of step 2.1 is also a core for H. This proves (a) and (b).

4.1step 3.1step 1.2algebra

[The scalar case with r components] The Hilbert space L2(R3N;C)⊗Cr is identified with ⨁a=1rL2(R3N;C) componentwise; under this identification K⊗Ir+MV⊗Ir is the direct sum of r copies of H with domain D(K)⊕r=D(K)⊗Cr. By step 3.1 and step 1.2 it is self-adjoint and bounded below by −∥V∥∞, which is (c).

5.1step 1.1step 2.1step 3.1step 1.2step 4.1algebra∎

[Conclusion and scope] Steps 1.1-3.1 prove (a), (b) and (c); the displayed reduction for external and pair potentials only uses the triangle inequality for essential suprema, ∥V∥∞≤∑i∥Vi∥∞+∑i<j∥Wij∥∞<∞. No HVZ threshold, stability, thermodynamic-limit or physical-interpretation claim is made.

Depends on

Dependency tree · 2 levels

Sources