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Real and complex ADHM quotients at positive and regular zero FI
Statement
Assume AC. Fix , , standard Hermitian , and ADHM data with the complex equation . Stability means that the words applied to span ; costability means no nonzero common invariant subspace of lies in ; regular means both. Set
For every , each stable orbit meets in exactly one orbit, and the inclusion induces a diffeomorphism of smooth real manifolds
At , every stable datum satisfying the real equation is automatically costable. Each regular complex orbit meets the zero real level in exactly one unitary orbit, giving instead
Both identifications are equivariant for the compact rotation/framing torus in the raw-data convention. For all spaces are points. This theorem identifies the stated finite-dimensional quotients; it asserts no correspondence with sheaves or ASD connections, and no identification of the entire positive-FI quotient with the zero-FI regular locus.
Statement references
Facts & Assumptions
Given: AC, the specified finite-dimensional spaces, equations, stability and gauge actions. The Axiom of Choice
The raw moment maps, regularity and torus conventions are exactly as defined; in particular the real moment uses . ADHM linear data, stability, costability and FI levels
Stable word frames of length at most cover ; the complex gauge action is free and proper and its quotient has smooth holomorphic word-frame charts. Stable ADHM quotient charts, properness and torus lifts
Closed bounded sets of finite real matrices are compact, and a continuous real function on a nonempty compact metric space attains its minimum. Heine-Borel in : with the Euclidean metric a subset of is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line, A continuous real-valued function on a nonempty compact metric space is bounded and attains a greatest and a least value
Normal complex matrices have orthonormal eigenbases; Hermitian eigenvalues are real, by taking the inner product of an eigenvector with its image. Finite matrix exponential series converge with their differential identities. Complex spectral theorem: a normal endomorphism of a finite-dimensional complex inner product space has an orthonormal eigenbasis, and conversely, Finite matrix exponential series and its identities
The finite real implicit-function theorem gives a local solution when the derivative in the unknown block is invertible. The parametrized implicit function theorem with regularity
Free proper actions have smooth manifold quotients with submersive quotient maps; submersions have local smooth sections by the constant-rank normal form. Free proper action quotient manifold, The constant-rank theorem for manifolds
For , with , define its realification by . This is an injective real-linear map satisfying and . Define for complex matrices. The real-matrix exponential supplier Finite matrix exponential series and its identities applied to , together with these identities and continuity of on its image, gives convergence of this series, for real , and . The map is smooth in the real matrix entries: on a bounded set of realified matrices with norm at most , an order- derivative of the degree- term is bounded by a constant times for and is zero for ; these bounds are summable for every fixed .
Proof
Given: A fixed stable datum , and until the final step. Every norm below is Frobenius unless explicitly an operator norm.
For put and . A fixed word frame exists by [F2]. Each column of is a product of at most matrices followed by on a unit framing vector. Submultiplicativity and operator norm bounded by Frobenius norm give for . If is costable, the rows consisting of coordinate rows of span : their common annihilator is the largest common -invariant subspace in , hence zero. The same finite dimension-growth argument as for columns gives a row basis using words of length at most . Since , the identical norm estimate gives . This also proves costability is open, since it is covered by the nonvanishing determinants of finitely many such row frames.
Define . It is continuous and invariant under left . By [F4], the positive eigenvalues of are at most , so . The column bound in step 1.1 therefore gives , with . Since for , a sublevel with bounds by the quadratic inequality , and hence bounds . The same sublevel gives ; bounded entries and the adjugate formula therefore bound . The sublevel is closed in the finite matrix space, since any matrix limit remains invertible by this determinant bound. It is compact by [F3]. The nonempty sublevel at has a minimum, which is a global minimum since all points outside have larger value. For and regular , directly bounds , and the two word bounds in step 1.1 bound both and ; the same closedness/compactness argument gives a minimum.
Let and vary by . Differentiating the finite trace expressions gives : a term contributes , the term contributes , the term contributes , and has derivative . These derivatives of follow by applying the real-matrix supplier to and using [F7]. Thus each minimum from step 2.1 is balanced, because the trace pairing on Hermitian matrices is nondegenerate. Conversely a balanced point is critical: these Hermitian directions and the skew-Hermitian directions tangent to the left unitary orbit span every real tangent direction of , and the latter derivatives vanish by unitary invariance.
Diagonalize by [F4], with real eigenvalues . Along the preceding path the squared entries have factors , the squared entries have and the squared entries have . The log determinant is affine in . Hence is a sum of over those entries and their listed weights , and is nonnegative. It can vanish only when , and . Stability of then forces , by applying to all spanning word vectors. Thus the path is strictly convex for every nonzero . Given two critical matrices , diagonalize the positive matrix and take the positive logarithms of its eigenvalues to write with unitary and Hermitian. The endpoints of are both critical, after removing by invariance. Strict convexity forces , so . This proves uniqueness of the unitary orbit at either level.
Suppose now that is stable and . For a common invariant subspace , write and , , . The trace on of the real equation is . Thus all and vanish. Then is invariant under both and contains , so stability gives , hence . This proves automatic costability at zero real level. Combining with existence and uniqueness from steps 2.1–4.1 proves both asserted bijections of orbit sets.
At a balanced datum , let be . Step 4.1 gives for nonzero , so is injective and hence invertible in finite equal dimensions. The map is smooth by [F7] and the polynomial formula for . By [F5] the balancing is locally for every finite , and uniqueness glues these branches to the same smooth map. The same invertible derivative along the Hermitian gauge directions in proves that the real-level locus is a smooth submanifold. The unitary group is compact (closed bounded matrices), its action there is free by [F2] and proper (inverse images are closed subsets of times a compact coordinate projection); therefore its quotient is smooth by [F6]. The map to the complex quotient is smooth using local submersion sections in [F6]. On any word-frame chart [F2], the local balancing map just constructed, followed by the unitary quotient map, is its smooth inverse; step 4.1 proves independence of all choices. Thus the bijections are diffeomorphisms. The compact torus commutes with gauge actions and preserves both the complex equation and , so the bijections are equivariant. For all matrices and equations are empty and all quotients are points, proving every boundary case stated. No sheaf or ASD identification was used.
Depends on
ADHM linear data, stability, costability and FI levels
Stable ADHM quotient charts, properness and torus lifts
The Axiom of Choice
Heine-Borel in : with the Euclidean metric a subset of is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line
A continuous real-valued function on a nonempty compact metric space is bounded and attains a greatest and a least value
Complex spectral theorem: a normal endomorphism of a finite-dimensional complex inner product space has an orthonormal eigenbasis, and conversely
Finite matrix exponential series and its identities
The parametrized implicit function theorem with regularity
Free proper action quotient manifold
The constant-rank theorem for manifolds