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Thermodynamic spectral transport along a uniformly gapped path

Statement

Assume Countable Choice and the finite-matrix C∗-identity for the local spin algebras. Let Φs, s∈[0,1], be a C1 finite-range interaction path on Zd, with uniform range, support-cardinality, Fa-interaction norm, and Fa-derivative norm for some a>0. Let Λn be any increasing finite exhaustion of Zd. Choose a positive reference energy E0 and measure the interaction, Hamiltonians, and gap below in units of E0, so their values are dimensionless and the filtered evolution uses ℏ=1; the path parameter, lattice distance, and weights are dimensionless. For each n, fix an integer rn with 1≤rn<dim⁡HΛn, independent of s, and let the selected band consist of the lowest rn eigenvalues of HΛn(s), counted with multiplicity. Suppose the gap between the rn-th and (rn+1)-st eigenvalues is at least one γ>0, uniformly in n,s. Thus each selected band is a locally fixed spectral cluster in the interaction-definition sense. This includes a finite-volume ground eigenspace when rn is its constant multiplicity along the path.

Write Pn(s) for the spectral projection onto that band. A finite-volume band state is a positive density matrix ρ on AΛn with Tr⁡Λnρ=1 and Pn(s)ρPn(s)=ρ. Extend it to a state on the quasi-local algebra by ωρΛ(A)=Tr⁡Λn(ρEΛn(A)), where EΛn is the normalized-trace expectation. Let S(s) be the set of pointwise limits on the quasi-local algebra of subsequences of such band states with n→∞. If the band is exactly the finite-volume ground eigenspace, S(s) is the corresponding limiting ground-state set.

Let Dn(s) be the filtered derivative of Pn(s), in dimensionless energy units, and set Kρ:=sup⁡n,s∥ΨΛn(s)∥Fρ<∞, using the local interaction decomposition of the filtered-generator locality lemma. Let Un(0)=I solve Un′(s)=iDn(s)Un(s), and set αn,s(A)=Un(s)∗AUn(s). Then αn,s(A) converges in norm for every local A, uniformly in s∈[0,1], to a norm-continuous automorphism αs of the quasi-local algebra. For disjoint finite local supports X,Y,

∥[αs(A),B]∥≤2∥A∥∥B∥CFρ(e2CFρKρ−1)∑x∈X, y∈YFρ(d∞(x,y)).

The limiting band-state sets are transported by this automorphism:

S(s)={ω∘αs:ω∈S(0)}.

Facts & Assumptions

Given: Countable Choice, the finite-matrix C∗-identity, a C1 bounded finite-range interaction path, an increasing exhaustion Λn↑Zd, fixed ranks rn≥1 for the selected lowest bands, and a uniform gap after each such band.

[A1]

The Axiom of Countable Choice (ACω): Countable Choice is the completion hypothesis used by the quasi-local algebra and its finite-range dynamics.

[F1]

Weighted interactions and gapped finite-volume paths: HΛn(s) and its derivative are finite matrix sums; a locally fixed spectral cluster with a uniform separating gap has a C1 spectral projection.

[F2]

Filtered derivative of an isolated finite-volume band: Pn′(s)=i[Dn(s),Pn(s)], with Dn(s)=Dn(s)∗ norm-continuous in s.

[F3]

Filtered spectral generators have summable local shells: Dn(s)=∑∅≠Z⊆ΛnΨΛn(Z,s), each finite-volume coefficient is norm-continuous, the Fρ-norms are uniformly bounded, and every fixed finite nonempty support coefficient converges uniformly in s.

[F4]

Weighted interaction commutator bound: the time-dependent finite-volume flows generated by −ΨΛn, and their reversed flows, satisfy the Fρ-weighted commutator bound with constants uniform in n,s.

[F5]

Normalized-trace expectation onto a finite spin region and Contractive local expectations and their commutator bound: EΛn is a consistent unital positive contraction extending to the quasi-local algebra.

[F6]

Norm-completed quasi-local quantum spin algebra, Local spin factor inclusions preserve the operator norm, and Quasi-local algebra completion and locality: isometric local inclusions make the local observables norm dense in a unital quasi-local C∗-algebra.

[F7]

Finite matrix C-star algebra and density-state duality: each finite local algebra has the stated C∗-identity and every positive normalized functional is a trace pairing with a density matrix.

[F8]

Sequential compactness of the quasi-local spin state space: every sequence of states on the quasi-local spin algebra has a subsequence converging pointwise on every observable to a state.

[F9]

Finite matrix spectral and state calculus: the finite trace is cyclic, so Tr⁡(UρU∗C)=Tr⁡(ρU∗CU).

[F10]

Infinite algebraic state and finite-region restrictions: a state on the quasi-local algebra is a bounded positive normalized functional; its finite-region restrictions are trace pairings with consistent density matrices.

Proof

technique · direct

Given: [A1], the finite-matrix C∗-identity, [F1]–[F10], and the path and gap hypotheses.

1.1givenF1F2F5F6F7F9F10algebra

First justify positivity in [F5] on the completion. For C∈A, take local Cm→C. Continuity of multiplication and contractivity give EΛn(C∗C)=lim⁡mEΛn(Cm∗Cm). Each matrix on the right is positive by the local twirl; its norm limit is positive because its quadratic form on every vector is the limit of nonnegative quadratic forms. Thus A↦Tr⁡(ρEΛn(A)) is positive for every finite density ρ, and is bounded and normalized by contractivity and unitality. For each n, [F2] gives a norm-continuous self-adjoint Dn(s). The finite-dimensional matrix ODE Un′=iDnUn, Un(0)=I, has a solution by its uniformly convergent Picard series; differentiating Un∗Un gives Un∗Un=I. Differentiate Qn(s):=Un(s)∗Pn(s)Un(s). Since Un′=iDnUn, Un∗′=−iUn∗Dn, and Pn′=i[Dn,Pn], the three terms in Qn′ cancel. Hence Qn(s)=Pn(0), or Pn(s)=Un(s)Pn(0)Un(s)∗. If ρ0 is a finite-volume band density at s=0, then Unρ0Un∗ is a band density at s. The normalized-trace expectation satisfies EΛn(Un∗AUn)=Un∗EΛn(A)Un, first on finite tensor products and then by continuity. Cyclicity [F9] therefore gives ωρ0Λ∘αn,s=ωUnρ0Un∗Λ. The density/state correspondence [F7, F10] makes both extensions states on A. Reversing Un proves equality of the finite-volume state sets in both directions.

1.2F3F4algebra

By [F3], the generator interactions ΨΛn have a common Fρ-norm bound Kρ for every ρ>d. The path Un′=iDnUn is the Heisenberg flow of the interaction −ΨΛn with ℏ=1; its inverse is the reversed path with the same norm bound.

2.1givenF2F3F4step 1.2algebra

Fix a local A∈AX. For a finite ball BR⊃X, let αn,s(R) be the flow generated by the restriction of −ΨΛn to supports Z⊆BR. For two finite-volume propagators UJ,UK, set F(u)=αu,0J(αs,uK(A)). The composition rule gives F(0)=αs,0K(A) and F(s)=αs,0J(A). The endpoint evolution equations are ∂uαu,0J(B)=iαu,0J([J(u),B]) and ∂uαs,uK(A)=−i[K(u),αs,uK(A)]. Product differentiation and integration therefore give αs,0J(A)−αs,0K(A)=i∫0sαu,0J ⁣([J(u)−K(u),αs,uK(A)]) du. Apply this with J=−ΨΛn and K=J∣Z⊆BR. In the Duhamel integrand, the removed terms are exactly those ΨΛn(Z,u) with Z⊈BR. For terms with Z∩X=∅, the initial supports are disjoint, so [F4] gives the commutator estimate. Their total contribution is at most Lρ∥A∥Kρ∑x∈X∑y∈ZdFρ(d∞(x,y))∑z∉BRFρ(d∞(y,z)), where Lρ=2CFρ−1(e2CFρKρ−1) is the uniform commutator coefficient from [F4]. For each removed support choose an outside site z∈Z∖BR, sum over y∈Z, and use ∑Z∋y,z∥ΨΛn(Z,u)∥≤KρFρ(d∞(y,z)). The displayed tail tends to zero by dominated convergence: for fixed y, the inner tail tends to zero and is bounded by the full finite lattice sum of Fρ, while the outer sum is finite by [F3]. If Z∩X≠∅, the disjoint-support hypothesis of [F4] is unavailable, so use ∥[αs,uK(A),ΨΛn(Z,u)]∥≤2∥A∥∥ΨΛn(Z,u)∥. Summing over x∈Z∩X and z∈Z∖BR bounds this contribution by 2∥A∥Kρ∑x∈X∑z∉BRFρ(d∞(x,z)), which also tends to zero by summability. Thus the full-flow versus restricted-flow error tends to zero uniformly in n,s. For fixed R, only finitely many Z⊆BR occur. By [F3], their generator coefficients converge uniformly in s; the finite-dimensional Duhamel bound makes αn,s(R)(A) uniformly Cauchy. Combining this local convergence with the uniform tail shows αn,s(A) is uniformly Cauchy as n→∞. Applying the same argument to the inverse paths gives a uniform pointwise limit for αn,s−1.

3.1givenA1F3F4F6step 2.1algebra

Each αn,s and inverse preserves the norm and the C∗-operations. Their uniform limits on the dense local algebra extend by isometry to A; continuity of multiplication and adjoint passes the C∗-operations to the limits. Taking limits in the two composition identities on local observables shows that the two limits are inverses. Thus αs is an automorphism, norm-continuous in s on each local observable. Taking limits in [F4] gives the stated Fρ commutator bound, with Kρ from [F3].

4.1givenA1F5F7F8F10step 1.1step 2.1algebra∎

For every n, the normalized projection Pn(s)/Tr⁡Pn(s) is a band density, since the band is nonempty. [F5, F7, F10] extend its trace pairing to a state on A, and [F8] gives at least one subsequential limit; hence each S(s) is nonempty. Let ω0∈S(0), witnessed by band states ωk0 along a subsequence nk. Step 1.1 gives ωks=ωk0∘αnk,s∈SΛnk(s). For local A, ∣ωks(A)−(ω0∘αs)(A)∣≤∥αnk,s(A)−αs(A)∥+∣ωk0(αs(A))−ω0(αs(A))∣, which tends to zero by pointwise convergence of the states and uniform norm convergence of the automorphisms. Density and the state norm-one bounds extend convergence to all A∈A. Thus ω0∘αs∈S(s). Conversely, for any ωs∈S(s), use the inverse finite-volume transport in step 1.1 and the convergent inverse flows from step 2.1 to obtain ωs∘αs−1∈S(0). Both inclusions prove the asserted set equality.

Remarks

For each finite volume, the unitary Un(s) restricts to a unitary from the initial band subspace onto the final band subspace. The arrows ι0 and ιs are the inclusion maps of those subspaces into HΛn. The square records these inclusions and the restricted map; it commutes by the projection identity proved in step 1.1. It summarizes only finite-volume transport, while the thermodynamic limit is proved in steps 2.1–4.1.

diagram failed to render:
\begin{tikzcd}
\operatorname{Ran}P_n(0) \arrow[r,"U_n(s)|_{\operatorname{Ran}P_n(0)}"] \arrow[d,hook,"\iota_0"'] & \operatorname{Ran}P_n(s) \arrow[d,hook,"\iota_s"] \\
\mathcal H_{\Lambda_n} \arrow[r,"U_n(s)"'] & \mathcal H_{\Lambda_n}
\end{tikzcd}

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