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Positive-reference expanders have only synchronized critical PSD phases

Statement

Let G satisfy the two-sided expander inequalities with d>0, 0<a≤1/5, c−>−1 and 32a(1+4c+−3c−)log⁡((1+c++a)/(2a))/(1+c−)2<1. Then every critical point of the Kuramoto energy with positive-semidefinite angular Hessian is fully synchronized. The graph may have loops and need not be regular.

Facts & Assumptions

[F1]

The two-sided expander inequalities and matrix conventions are those of Two-sided spectral expander — Definition 1.9. The critical-PSD mass bound and its energy formula, phase normalization and function H are supplied by Critical PSD phases: quadratic tests and small-alpha mass bound. The kernel inequality and half-circle rigidity are supplied by Critical PSD phases: kernel inequality and half-circle rigidity, the tail sets Ct and their two growth estimates by Kernel phases on two-sided expanders: the two tail-growth estimates, and s,B,q,K and both strict angle budgets by Strict numerical budgets for the two-stage PSD amplification. No local-minimum hypothesis is assumed.

[F2]

The phase-state space is TV=RV/(2πZ)V, with local angular lifts and chart transitions that are translations (Finite phase tori, local lifts and the flat metric). Criticality and positive semidefiniteness of the angular Hessian have the meaning specified in the mass lemma. Its energy depends only on phase differences, so a common rotation leaves the energy and these angular derivative conditions unchanged.

[F3]

The principal inverse sine maps [0,1] into [0,π/2] and satisfies sin⁡(arcsin⁡v)=v for 0≤v≤1 (Principal inverse sine and inverse cosine). For the same arguments, arcsin⁡v≤(π/2)v (Angular order and elementary inverse-trigonometric bounds).

[F4]

Sine is strictly increasing on [−π/2,π/2] and has range [−1,1] (Signs, monotonicity intervals, and ranges of sine and cosine). It is odd, cosine is even, and sin⁡2t+cos⁡2t=1 (Parity and the Pythagorean identity for sine and cosine). The shift identity sin⁡(t+π/2)=cos⁡t and the value sin⁡(π/2)=1 hold (Quarter-turn values and shifts by pi/2 and pi). Oddness gives sin⁡0=0; hence sine is nonnegative on [0,π/2]. The shift identity at t=−π/4 and evenness give sin⁡(π/4)=cos⁡(π/4), so the Pythagorean identity gives sin⁡2(π/4)=1/2.

[F5]

The natural logarithm is continuous on (0,∞) (Order, continuity, range, and the product, quotient, and reciprocal laws for the natural logarithm). Constants, the identity, sums, products and quotients with nonzero denominator preserve continuity (Sums, scalar multiples, products, absolute values, maxima, minima and quotients with nonvanishing denominator of continuous functions are continuous, as are constants, the identity and every polynomial function). Composing continuous functions preserves continuity when the inner function takes values in the outer function's domain (A composite of continuous functions is continuous, with no side hypothesis of the kind the composition of limits needs).

[F6]

For q>1, a positive sequence satisfying bj+1=min⁡(qbj,M) reaches any positive cap M in finitely many updates; before its first cap crossing it equals its untruncated geometric progression (Geometric growth, truncation and total decrement budgets).

Proof

Given: The data and hypotheses of the Statement.

Goal: Establish its conclusions for critical points with positive-semidefinite Hessian.

1.1F1algebra

Since ΔL1=0 and d>0, testing the two order inequalities at 1 gives c−≤0≤c+. For v⊥1, vTLv≥(1+c−)d∥v∥2>0. If the graph were disconnected, subtracting the mean from the indicator of a component would give a nonzero mean-zero vector with Lv=0, a contradiction. Thus the graph is connected. A one-vertex graph already satisfies the conclusion.

2.1F1F2F3step 1.1algebra

First assume w=c+−c−>0, and use s,B,q,K from the numerical-budget lemma. If a nonsynchronized critical PSD state existed on the phase torus, use the mass lemma's common rotation and choose angular representatives in (−π,π] with real nonnegative phasor average. The PSD tests and mass lemma applies because a<1/32. The kernel/half-circle lemma gives m0=∣Cπ/2∣>0, while the mass bound gives m0≤∑H<5a2n/2<an. Start at β0=π/2, b0=m0. As long as the cap an has not been reached and the index is below K, decrease the angle by η=arcsin⁡(8a/s) and set bj+1=min⁡(qbj,an). The tail-growth lemma (a), with ϵ=s/2 and u=1, proves ∣Cβj+1∣≥bj+1 by induction. Every prospective angle remains above 3π/8 by the first numerical budget, so its hypotheses hold before each update.

3.1F1F3F4F6step 2.1algebra

If the cap is reached by index K, stop there. Then bM=an and βM>3π/8>π/4, whence bMsin⁡2βM>an/2>5a2n/2. If no cap is reached, bK=qKm0 and qK≥B/(2a). For each subsequent index, set ηj=arcsin⁡(4Bm0/(sbj)), βj+1=βj−ηj, bj+1=min⁡(qbj,n/2), and stop at the first bM=n/2. Before the final cap, bj=qjm0, so the inverse-sine arguments are at most 8a/s<1. By the inverse-sine bound, ηj≤(π/2)4B/(sqj). Their total decrement, including every prospective step, is therefore bounded by the second numerical budget; thus all angles exceed π/4. Tail-growth (b) gives the cardinality induction because its required sine is 4Bm0/(s∣Cβj∣)≤4Bm0/(sbj). The geometric-growth stopping bound applies to this positive sequence with cap n/2 and q>1, so the cap is reached in finitely many steps. At the end, bMsin⁡2βM>n/4>5a2n/2.

4.1F1F4step 2.1step 3.1algebra

In either stopping case, H(t)≥sin⁡2βM whenever ∣t∣≥βM and 0≤βM≤π/2, from the piecewise definition of H, oddness of sine, its range bound and its monotonicity on [0,π/2]. Consequently ∑xH(θx)≥∣CβM∣sin⁡2βM≥bMsin⁡2βM>5a2n/2, contradicting the mass lemma. Hence no nonsynchronized critical PSD state exists when w>0.

5.1F1F5step 1.1step 2.1step 3.1step 4.1algebra∎

If w=0, step 1.1 forces c−=c+=0. Replace these two bounds by c−′=−t, c+′=t with t>0 sufficiently small. The same matrix inequalities still hold, c−′>−1, and the strict numerical inequality persists by continuity at t=0: its left side becomes f(t)=32a(1+7t)log⁡((1+t+a)/(2a))/(1−t)2, which is continuous on (−1/2,1/2) by [F5], since a>0, 1+t+a>0 and 1−t≠0. As f(0)<1, continuity with tolerance (1−f(0))/2 gives f(t)<1 for all sufficiently small t>0. The perturbed width is 2t>0, so steps 2.1–1.4 apply without changing G,d,a,θ. This proves the conclusion also in the zero-width case.

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