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A null basin for all strict saddles of a smooth compact gradient flow
Statement
Assume countable choice. Let be a nonempty finite set and let be the finite flat phase torus. Let be , meaning that its angular-coordinate expressions have continuous partial derivatives through order two. Define its flat gradient in an angular chart by for , and its downward gradient equation by . Suppose this equation has a complete flow , defined for all real times. A critical point is a point with ; its Hessian is the matrix of second partial derivatives in an angular chart. A strict saddle here means a critical point at which has a negative eigenvalue. Then the set of initial points for which converges as to some strict saddle has normalized phase volume zero. The strict saddles need not be isolated.
Facts & Assumptions
Given: Countable choice and the torus, potential, complete flow and saddle set in the Statement.
Angular charts have locally translation transitions and Euclidean metric; the torus is compact and metrizable (Finite phase tori, local lifts and the flat metric). For the potential here, use the coordinate gradient and downward equation defined in the Statement. Flow notation denotes the time- value of the integral curve through , with the trajectory convention of Gradient trajectories and complete compact phase dynamics. Phase volume is the completed normalized Lebesgue measure in angular coordinates (Normalized phase volume and almost-everywhere assertions).
A Euclidean vector field has a unique jointly local flow, whose state derivative satisfies the variational equation; its time maps have inverse-time local maps (C¹ Euclidean maximal flows, variational dependence and the finite C² upgrade). The finite matrix exponential solves , (Finite matrix exponential series and its identities).
At a fixed point of a local diffeomorphism, the center-stable theorem gives an embedded disc tangent to the generalized eigenspaces with eigenvalue modulus at most one, and an open neighbourhood whose points staying there under all nonnegative iterates lie in that disc (Local center-stable trapping disc for a time map).
On a positive-dimensional smooth manifold, a subset is manifold-null when its intersection with every chart domain has an elementary Euclidean-null coordinate image; under countable choice this is independent of the smooth atlas (Null subsets of a smooth manifold). Under countable choice, a second-countable space is Lindelöf; a image of a lower-dimensional smooth manifold is manifold-null; an equidimensional map sends manifold-null sets to manifold-null sets; and countable unions and subsets of such sets are null (The Axiom of Countable Choice (AC_ω), Assuming countable choice, every second countable space is Lindelöf, The image of a lower-dimensional C¹ manifold is null, An equidimensional C¹ map sends null sets to null sets, Countable unions and subsets of manifold null sets are null).
Since , the positive-dimensional chartwise definition of manifold-nullity applies to the phase torus (Null subsets of a smooth manifold). Elementary Euclidean nullity agrees with Lebesgue nullity, and in an angular chart phase-nullity is equivalent to Lebesgue nullity of the coordinate image (A subset of ℝᵐ has Lebesgue outer measure zero if and only if it is null in the sense of countable closed-cube covers, Normalized phase volume and almost-everywhere assertions).
Proof
Given: The data and assumptions in the Statement.
Goal: Prove that the union of the basins of all strict saddles is phase-null.
On an overlap of angular charts the transition is locally for a constant lattice vector . If and are the expressions of , then and at corresponding points. The transition derivative is the identity, so the gradient components in the Statement agree as tangent vectors and define a global field. Their Euclidean inner product with a vector is , so this is the flat-metric gradient. Its downward field is in each angular chart. By [F2], uniqueness patches the local flows along each trajectory, and a finite subdivision of any compact time interval gives dependence on the initial point. Completeness and uniqueness give and , so each time map is a diffeomorphism. At a critical point , the constant trajectory is the unique trajectory through . In an angular chart the variational equation there is , ; consequently by [F2].
Fix a strict saddle . If with and , a real nonzero eigenvector may be chosen because and are real. The exponential series gives , with . Apply [F3] to the coordinate representation of at , shrinking its coordinate domain as necessary. Its trapping neighbourhood is open in the torus, and its embedded disc has dimension strictly less than , since the unstable generalized eigenspace contains . Thus every point whose nonnegative integer iterates stay in belongs to .
Let be the set of strict saddles. The angular boxes with rational endpoints form a countable base for , so their intersections with form a countable base for . The sets , , cover . By [F4], choose a countable subcover , with its associated discs . If is empty, the desired basin is empty. Otherwise, for any initial point converging to , choose with . Since is open, there is an integer such that for every integer . By step 2.1, . Therefore the basin is contained in .
Each is the image of an open subset of Euclidean space of dimension less than , so [F4] makes it manifold-null. By step 1.1 and [F4], every is manifold-null; countable choice makes their countable union, and every subset of it, manifold-null. Cover the torus by countably many angular charts. Since , the definition in [F4] makes the coordinate image of the basin intersected with each chart domain elementary Euclidean-null. In each chart, [F5] converts this coordinate nullity to a phase-null subset. Their countable union is phase-null by completeness and countable additivity of phase volume. This proves the claim.
Depends on
- Finite phase tori, local lifts and the flat metric
- Normalized phase volume and almost-everywhere assertions
- Gradient trajectories and complete compact phase dynamics
- Local center-stable trapping disc for a time map
- The Axiom of Countable Choice (AC_ω)
- C¹ Euclidean maximal flows, variational dependence and the finite C² upgrade
- Finite matrix exponential series and its identities
- Assuming countable choice, every second countable space is Lindelöf
- The image of a lower-dimensional C¹ manifold is null
- An equidimensional C¹ map sends null sets to null sets
- Countable unions and subsets of manifold null sets are null
- A subset of ℝᵐ has Lebesgue outer measure zero if and only if it is null in the sense of countable closed-cube covers
- Null subsets of a smooth manifold
Dependency tree · 2 levels
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