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Bounded collar regularity for an exterior weak Dirichlet function

Statement

Assume AC. Let Ω=Rn∖Θ, n≥2, be open with Θ compact and smooth boundary. Here smooth boundary means that ∂Θ is a smooth embedded hypersurface without boundary: near each of its points, a rigid motion makes it the graph s=b(y) of a smooth function on an open ball in Rn−1. No assumption that Θ occupies one specified side is imposed. Let BL={x∈Rn:∣x∣<L}, choose L>0 with Θ⋐BL, and choose η∈Cc∞(BL) equal to 1 near Θ. Put G=BL∖Θ and write Hk=Wk,2 for k=1,2. If u∈H01(Ω) and Δu=g∈L2(Ω) in distributions, meaning ∫ΩuΔϕ=∫Ωgϕ for every ϕ∈Cc∞(Ω), then ηu∈H01(G)∩H2(G) and Δ(ηu)=ηg+2∇η⋅∇u+(Δη)u,∥ηu∥H2(G)≤Cη,G(∥g∥L2(Ω)+∥u∥H1(Ω)).

Facts & Assumptions

Given: The hypotheses and conventions of the Statement.

[F1]

Assume the Axiom of Choice The Axiom of Choice. Its countable instance supplies the choice hypotheses of the Sobolev, regular-distribution and regularity inputs below and permits a sequence of test-function approximants.

[F2]

The Sobolev spaces and their weak derivatives use Integer-order Sobolev spaces and their norms, and H01 is the norm closure of tests in Zero-boundary Sobolev space as a norm closure. All distribution pairings here are bilinear, without conjugation.

[F3]

Test function cutoffs and euclidean localization supplies the fixed obstacle cutoff and the auxiliary smooth cutoffs used to form a finite partition near the compact set G‾. The cutoff and all its derivatives are bounded.

[F4]

Weak Leibniz rule with a smooth factor supplies the first-order identity ∂j(au)=a∂ju+(∂ja)u and the resulting H1 multiplier bound for a smooth function with bounded first derivatives. Its second-order weak-derivative formula is not assumed for u.

[F5]

Global H² Dirichlet regularity applies on a bounded one-sided C2 domain D to a weak solution q∈H01(D) of −Δq=f∈L2(D), giving ∥q∥H2(D)≤CD(∥f∥2+∥q∥2). In Uniformly elliptic divergence-form operators and their sesquilinear forms this is the choice aij=δij, bi=c=0, with ellipticity constant 1 and constant principal coefficients. The homogeneous weak-solution convention is Weak Dirichlet solutions for a divergence-form operator; no nonzero trace data are used.

[F6]

Distributional derivative defines ΔT=∑j=1n∂j2T, and Locally integrable functions as regular distributions identifies u,g with their regular distributions. Thus Δu=g means precisely the test identity in the Statement, even if the individual second derivatives of u are not function-valued.

[F7]

Bounded Ck domains and boundary charts gives the one-sided graph convention required for D in the regularity theorem, and the flattening shear (y,s)↦(y,s−b(y)). At the obstacle we use the graph part of this convention, allowing either or both graph sides to belong to G; the auxiliary domains constructed below each occupy just one side.

Proof

Given: The hypotheses and data in the Statement.

Goal: Establish the distributional product formula and the bounded collar estimate.

1.1F1F2F3F4

Choose uj∈Cc∞(Ω) tending to u in H1(Ω) and set w=ηu on G. Each wj=(ηuj)∣G belongs to Cc∞(G): its support misses Θ because the support of uj does, and misses ∂BL because the support of η does. The first-order multiplier bound gives wj→w in H1(G) and ∥w∥H1(G)≤Cη∥u∥H1(Ω). Hence w∈H01(G).

1.2F7given

The boundary of G is ∂Θ∪∂BL, with these two compact sets separated by a positive distance. In a sufficiently small cylindrical graph chart at ∂Θ, the two open sides are connected and contain no boundary point of Θ. Each side therefore lies entirely in int⁡Θ or entirely in Ω: these two disjoint open sets partition the complement of ∂Θ. At least one side lies in Ω, and both may do so. At ∂BL, exactly the inner side belongs to G. It suffices to obtain the regularity estimate separately on each occupied local side; we make no assertion about how these sides join in a global component.

2.1F2F3F6step 1.1algebra

For ϕ∈Cc∞(G), extend ϕ by zero as a test on Ω and apply Δu=g to ηϕ. Expanding derivatives of this smooth test gives ∫GwΔϕ=∫Gηgϕ−2∫Gu∇η⋅∇ϕ−∫Gu(Δη)ϕ. For each coordinate, the first weak-derivative identity for u tested against (∂jη)ϕ gives −∫Gu(∂jη)∂jϕ=∫G((∂ju)(∂jη)+u∂j2η)ϕ. Summing yields ∫GwΔϕ=∫Ghϕ, where h=ηg+2∇η⋅∇u+(Δη)u. Thus Δw=h in distributions and ∥h∥L2(G)≤Cη(∥g∥L2(Ω)+∥u∥H1(Ω)). Only first weak derivatives of u have been used.

2.2F3F7step 1.2construct

Here is a bounded smooth auxiliary domain on one side of a graph, agreeing with that side near its central boundary point. In flattened coordinates take the unit ball centered at −en, whose upper boundary is t=a(y)=−1+1−∣y∣2. Choose 0≤χ≤1 smooth, supported in ∣y∣<1/2 and equal to 1 for ∣y∣≤1/4. Extend χa by zero, and apply the global shear T(y,t)=(y,t−χ(y)a(y)) to the ball. Its inverse is (y,t)↦(y,t+χ(y)a(y)), so its image D∗ is bounded with smooth boundary. Its upper boundary is (1−χ)a≤0, and near the origin it is exactly t=0; hence D∗⊂{t<0} and agrees with that half-space near the origin. Dilate it sufficiently far into the given chart, then apply the inverse flattening shear and the rigid motion from that chart. This gives a bounded smooth domain D⊂G on the chosen side, agreeing with that side in a smaller ambient neighbourhood V of the boundary point. For the other side first reflect t. The dilated closure stays inside the chart, so every part of ∂D has the one-sided C2 charts required by the regularity supplier. The part of ∂D inside V is the original graph; the remaining, artificial boundary misses a still smaller neighbourhood of the point.

3.1F3step 1.2step 2.2construct

Take such smaller neighbourhoods V at boundary points, with a domain D for each occupied side, and interior neighbourhoods compactly contained in balls D⋐G. A finite number cover G‾. They admit smooth cutoffs ζi supported compactly in their respective neighbourhoods, with ∑iζi=1 near G‾: choose finitely many cutoffs ρi supported in these neighbourhoods whose sum S is positive near G‾, choose a compactly supported cutoff τ equal to 1 near G‾ with support in {S>0}, and set ζi=τρi/S there and zero elsewhere. The ρi can be obtained by first taking smaller open sets covering G‾ and then applying the cutoff input to their compact closures. For each boundary index, shrink the neighbourhood before choosing the cutoffs so that every corresponding D agrees with its occupied side there and its artificial boundary misses supp⁡ζi. This cover and all its constants depend only on the fixed geometry.

4.1F2F4F5F6step 1.1step 2.1step 3.1

For every interior index or occupied boundary side set q=(ζiw)∣D. The functions (ζiwj)∣D are in Cc∞(D): the artificial boundary misses their supports, and wj misses the original boundary. They converge to q in H1(D), so q∈H01(D). Repeating the test computation of step 2.1, now with w, h and ζi, gives Δq=hi:=ζih+2∇ζi⋅∇w+(Δζi)w in D, with ∥hi∥L2(D)≤Ci(∥h∥L2(G)+∥w∥H1(G)). This says ∫D∇q⋅∇v‾=−∫Dhiv‾ first for smooth compactly supported v, and then for every v∈H01(D) by its defining density and the L2 bounds. Thus q satisfies exactly the homogeneous weak Dirichlet problem for −Δ with forcing −hi.

5.1F2F3F5step 1.1step 2.1step 3.1step 4.1∎

Apply the bounded-domain theorem on each of the finitely many domains D to obtain ∥q∥H2(D)≤Ci(∥h∥L2(G)+∥w∥H1(G)). Regard each q as a function on G by assigning zero off its chosen local side and off its supporting neighbourhood. This extension is H2(G): it vanishes in a neighbourhood of every artificial boundary, and its remaining boundary is contained in ∂G, which no compactly supported test in G meets. Applying the weak derivative identities on these open pieces, and a finite smooth partition of a compact test support, therefore gives the weak derivatives on G as the extensions of those on D, with the same norms. The sum of these extended functions is ∑iζiw=w; when both sides of one chart are occupied, their two functions occupy disjoint parts of G. The finite sum belongs to H2(G) and is bounded there by CG(∥h∥L2(G)+∥w∥H1(G)). Substituting steps 1.1 and 2.1 gives the stated estimate, and step 2.1 already gives the displayed Laplacian formula. This argument includes a thin smooth obstacle with both sides occupied and also the case Θ=∅.

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