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Fractional compactness on bounded collar domains

Statement

Assume the Axiom of Choice. Let G⊂Rn be a bounded smooth domain, n≥1. Define H1/2(G) as the restrictions to G of H1/2(Rn), with the infimum norm over all extensions. Then the inclusion H1/2(G)↪L2(G) is compact: it sends bounded sets to sets with compact closure.

Let H02(G) be the closure of Cc∞(G) in the weak-derivative W2,2(G) norm. With complex scalars, write (H02(G))′ for the continuous conjugate-linear functionals on H02(G). The pairing f↦[v↦∫Gfv‾ dx] is a continuous injective linear map from L2(G) into (H02(G))′. Thus the triple H1/2(G)↪L2(G)↪(H02(G))′ has compact first and continuous injective second inclusion. For the convention in which the dual consists of linear functionals, conjugating this pairing gives the corresponding continuous injective conjugate-linear map.

Facts & Assumptions

Given: The hypotheses, spaces and pairing in the Statement.

[F1]

The Axiom of Choice supplies the countable and dependent choice hypotheses of the cited Fourier and compactness results. The Axiom of Choice

[F2]

For bounded smooth G, there is a bounded linear extension E:H1/2(G)→H1/2(Rn), agreeing with its input on G, whose outputs have support in one fixed compact set. The domain space uses the restriction-quotient convention. Simultaneous Sobolev extension and localization

[F3]

Use the negative-sign 2π distributional Fourier transform F and ⟨ξ⟩=(1+∣ξ∣2)1/2. For s∈{0,1/2}, the canonical embedding ιs identifies Hs(Rn) bijectively with the tempered distributions T such that ⟨ξ⟩sFT=ug for an L2 density g, and the Hs norm is ∥g∥2. Here ug is the regular distribution with bilinear test pairing φ↦∫gφ. The Plancherel extension F2 is a complex-linear L2 isometry. Real-order Hˢ as weighted Fourier distributions Plancherel theorem

[F4]

For an L1 function, translation τhU(x)=U(x−h) multiplies its Fourier transform by e−2πih⋅ξ. Translation, modulation, linear dilation and reflection laws

[F5]

A uniformly bounded L2(Rn) family with uniformly vanishing tails and uniformly small translation differences has compact closure in L2(Rn). Uniform support in a bounded set supplies the tail condition. The Fréchet–Kolmogorov compactness criterion in Lᵖ(ℝⁿ) Uniformly supported families have vanishing tails

[F6]

The W2,2 norm dominates the L2 norm, and H02(G) contains every smooth compactly supported test function. The L2 pairing satisfies Cauchy–Schwarz. Integer-order Sobolev spaces and their norms Zero-boundary Sobolev space as a norm closure Complex completeness, density, and inner product: the consumer interface

[F7]

A locally integrable function on an open set that pairs to zero with every smooth compactly supported test function vanishes almost everywhere. The fundamental lemma of the calculus of variations

[F8]

There is a surjective linear isometry I0:H0(Rn)→L2(Rn) with ι0(V)=uI0V. For f∈L2, Fuf=uF2f; for f∈L1, Fuf=uf^ with f^ the integral transform. All these distributional equalities use the same bilinear pairing and negative-sign 2π convention. The zero-order Bessel completion is exactly L² Fourier transform agrees with l one and plancherel transforms

[F9]

Multiplication by ⟨ξ⟩1/2 and ⟨ξ⟩−1/2 gives mutually inverse operators on S′; by transposition, multiplying a regular distribution by either weight gives the regular distribution of the corresponding product whenever that product is used below. Real powers of the Japanese bracket act on Schwartz space

[F10]

Restriction to compactly supported tests is an injective map ρ:S′(Rn)→D′(Rn). For a regular tempered distribution uf, its restriction acts by the same integral φ↦∫fφ; further restriction to an open set uses tests supported in that set. Tempered distributions embed continuously in distributions

Proof

Given: The hypotheses and data in the Statement.

Goal: Prove compactness of the first inclusion and continuity and injectivity of the pairing into the conjugate dual.

1.1F1F3F7F8F9F10given

Let U∈H1/2(Rn), put T=ι1/2U, and choose its unique density g from [F3], so ⟨ξ⟩1/2FT=ug and ∥g∥2=∥U∥H1/2. By [F9], FT=uq, where q=⟨ξ⟩−1/2g∈L2 and ∥q∥2≤∥g∥2. The s=0 case of [F3] therefore supplies V∈H0 with ι0V=T. By [F8], f=I0V∈L2 satisfies T=uf. The same fact gives uF2f=FT=uq. Restricting this equality to compact tests by [F10] and applying [F7] to the locally integrable difference gives F2f=q almost everywhere. Thus ⟨ξ⟩1/2F2f=g almost everywhere and ∥f∥2=∥q∥2≤∥U∥H1/2, with ∥⟨ξ⟩1/2F2f∥2=∥U∥H1/2. This identification is linear and injective because the distribution embeddings and I0 are linear and injective.

1.2F6given

For f∈L2(G) and v∈H02(G), [F6] gives ∣∫Gfv‾∣≤∥f∥2∥v∥2≤∥f∥2∥v∥W2,2. Thus the displayed pairing is a well-defined continuous conjugate-linear functional of v, and its operator norm is at most ∥f∥2. It is linear in f.

2.1F2F7F10step 1.1given

Under [F10], the distributional restriction of T=uf to G acts on every test in Cc∞(G) by integration against f∣G. Two whole-space extensions of the same restriction class therefore give L2(G) functions whose difference pairs to zero with all these tests; [F7] makes them equal almost everywhere. This defines the claimed map H1/2(G)→L2(G). If its value is zero, its restricted distribution is zero, so its restriction class is zero, proving injectivity. For every whole-space extension U of a class u, step 1.1 gives ∥u∥L2(G)≤∥U∥H1/2(Rn); taking the infimum over extensions proves ∥u∥L2(G)≤∥u∥H1/2(G). Hence this inclusion is well-defined, linear and continuous in exactly the restriction-quotient convention of the Statement.

3.1F2F5F6F7F10step 1.1step 2.1given

Let B be bounded in H1/2(G) and identify F=E(B) with its L2 classes by step 1.1. By [F2], sup⁡U∈F∥U∥H1/2<∞, hence sup⁡U∈F∥U∥2<∞. The distributions of these extensions are supported in one fixed compact set K. By [F10] they pair to zero with all compact tests in Rn∖K, and [F7] makes their L2 representatives vanish almost everywhere there. Thus their L2 tails vanish uniformly by [F5]. Cauchy–Schwarz on K gives ∥U∥1≤∣K∣1/2∥U∥2, so each member also belongs to L1.

4.1F3F4F7F8F10step 1.1step 3.1

For any V∈L1∩L2, the two Fourier agreement identities in [F8] give uV^=uF2V; by [F10] and [F7], V^=F2V almost everywhere. If U∈F, both U and τhU belong to L1∩L2, since substituting x−h for x preserves both norms. Applying this agreement and [F4], and then the Plancherel identity [F3], gives ∥τhU−U∥22=∫∣e−2πih⋅ξ−1∣2∣F2U(ξ)∣2 dξ. The elementary estimate ∣e−it−1∣2≤min⁡{t2,4}≤2∣t∣ gives ∣e−2πih⋅ξ−1∣2≤4π∣h∣⟨ξ⟩. By step 1.1, ∥τhU−U∥22≤4π∣h∣∥U∥H1/22, uniformly for U∈F.

5.1F1F2F5step 2.1step 3.1step 4.1

The boundedness, tail and translation hypotheses of [F5] now hold for F, so its closure is compact in L2(Rn). Restriction to G is an L2 contraction, and by [F2] and step 2.1 it restricts Eu to the same L2(G) class as u for every u∈B. Thus B lies in the compact image of the closure of F under restriction, and its closure in L2(G) is compact. This proves compactness of the first inclusion.

6.1F6F7step 5.1step 1.2∎

If the functional in step 1.2 is zero, it vanishes on Cc∞(G) by [F6]. Complex conjugation preserves the test space, so ∫Gfφ=0 for every test function φ. Since f∈L2(G) is locally integrable by Cauchy–Schwarz on compact subsets, [F7] yields f=0 almost everywhere. Hence the second map is injective; together with steps 5.1 and 1.2 this proves the stated triple. Conjugating the scalar value of each functional gives the stated continuous injective conjugate-linear map into the scalar-linear dual, with the same norm bound.

Remarks

The compactness assertion is local to a bounded domain; it does not assert compactness of the corresponding embedding on an unbounded exterior domain. No smoothing estimate is asserted.

Depends on

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