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Fractional compactness on bounded collar domains
Statement
Assume the Axiom of Choice. Let be a bounded smooth domain, . Define as the restrictions to of , with the infimum norm over all extensions. Then the inclusion is compact: it sends bounded sets to sets with compact closure.
Let be the closure of in the weak-derivative norm. With complex scalars, write for the continuous conjugate-linear functionals on . The pairing is a continuous injective linear map from into . Thus the triple has compact first and continuous injective second inclusion. For the convention in which the dual consists of linear functionals, conjugating this pairing gives the corresponding continuous injective conjugate-linear map.
Statement references
Simultaneous Sobolev extension and localization
Real-order Hˢ as weighted Fourier distributions
Zero-boundary Sobolev space as a norm closure
Integer-order Sobolev spaces and their norms
Complex completeness, density, and inner product: the consumer interface
The zero-order Bessel completion is exactly L²
Fourier transform agrees with l one and plancherel transforms
Facts & Assumptions
Given: The hypotheses, spaces and pairing in the Statement.
The Axiom of Choice supplies the countable and dependent choice hypotheses of the cited Fourier and compactness results. The Axiom of Choice
For bounded smooth , there is a bounded linear extension , agreeing with its input on , whose outputs have support in one fixed compact set. The domain space uses the restriction-quotient convention. Simultaneous Sobolev extension and localization
Use the negative-sign distributional Fourier transform and . For , the canonical embedding identifies bijectively with the tempered distributions such that for an density , and the norm is . Here is the regular distribution with bilinear test pairing . The Plancherel extension is a complex-linear isometry. Real-order Hˢ as weighted Fourier distributions Plancherel theorem
For an function, translation multiplies its Fourier transform by . Translation, modulation, linear dilation and reflection laws
A uniformly bounded family with uniformly vanishing tails and uniformly small translation differences has compact closure in . Uniform support in a bounded set supplies the tail condition. The Fréchet–Kolmogorov compactness criterion in Lᵖ(ℝⁿ) Uniformly supported families have vanishing tails
The norm dominates the norm, and contains every smooth compactly supported test function. The pairing satisfies Cauchy–Schwarz. Integer-order Sobolev spaces and their norms Zero-boundary Sobolev space as a norm closure Complex completeness, density, and inner product: the consumer interface
A locally integrable function on an open set that pairs to zero with every smooth compactly supported test function vanishes almost everywhere. The fundamental lemma of the calculus of variations
There is a surjective linear isometry with . For , ; for , with the integral transform. All these distributional equalities use the same bilinear pairing and negative-sign convention. The zero-order Bessel completion is exactly L² Fourier transform agrees with l one and plancherel transforms
Multiplication by and gives mutually inverse operators on ; by transposition, multiplying a regular distribution by either weight gives the regular distribution of the corresponding product whenever that product is used below. Real powers of the Japanese bracket act on Schwartz space
Restriction to compactly supported tests is an injective map . For a regular tempered distribution , its restriction acts by the same integral ; further restriction to an open set uses tests supported in that set. Tempered distributions embed continuously in distributions
Proof
Given: The hypotheses and data in the Statement.
Goal: Prove compactness of the first inclusion and continuity and injectivity of the pairing into the conjugate dual.
Let , put , and choose its unique density from [F3], so and . By [F9], , where and . The case of [F3] therefore supplies with . By [F8], satisfies . The same fact gives . Restricting this equality to compact tests by [F10] and applying [F7] to the locally integrable difference gives almost everywhere. Thus almost everywhere and , with . This identification is linear and injective because the distribution embeddings and are linear and injective.
For and , [F6] gives . Thus the displayed pairing is a well-defined continuous conjugate-linear functional of , and its operator norm is at most . It is linear in .
Under [F10], the distributional restriction of to acts on every test in by integration against . Two whole-space extensions of the same restriction class therefore give functions whose difference pairs to zero with all these tests; [F7] makes them equal almost everywhere. This defines the claimed map . If its value is zero, its restricted distribution is zero, so its restriction class is zero, proving injectivity. For every whole-space extension of a class , step 1.1 gives ; taking the infimum over extensions proves . Hence this inclusion is well-defined, linear and continuous in exactly the restriction-quotient convention of the Statement.
Let be bounded in and identify with its classes by step 1.1. By [F2], , hence . The distributions of these extensions are supported in one fixed compact set . By [F10] they pair to zero with all compact tests in , and [F7] makes their representatives vanish almost everywhere there. Thus their tails vanish uniformly by [F5]. Cauchy–Schwarz on gives , so each member also belongs to .
For any , the two Fourier agreement identities in [F8] give ; by [F10] and [F7], almost everywhere. If , both and belong to , since substituting for preserves both norms. Applying this agreement and [F4], and then the Plancherel identity [F3], gives . The elementary estimate gives . By step 1.1, , uniformly for .
The boundedness, tail and translation hypotheses of [F5] now hold for , so its closure is compact in . Restriction to is an contraction, and by [F2] and step 2.1 it restricts to the same class as for every . Thus lies in the compact image of the closure of under restriction, and its closure in is compact. This proves compactness of the first inclusion.
If the functional in step 1.2 is zero, it vanishes on by [F6]. Complex conjugation preserves the test space, so for every test function . Since is locally integrable by Cauchy–Schwarz on compact subsets, [F7] yields almost everywhere. Hence the second map is injective; together with steps 5.1 and 1.2 this proves the stated triple. Conjugating the scalar value of each functional gives the stated continuous injective conjugate-linear map into the scalar-linear dual, with the same norm bound.
Remarks
The compactness assertion is local to a bounded domain; it does not assert compactness of the corresponding embedding on an unbounded exterior domain. No smoothing estimate is asserted.
Depends on
- Simultaneous Sobolev extension and localization
- Real-order Hˢ as weighted Fourier distributions
- Plancherel theorem
- Translation, modulation, linear dilation and reflection laws
- The Fréchet–Kolmogorov compactness criterion in Lᵖ(ℝⁿ)
- Uniformly supported families have vanishing tails
- Zero-boundary Sobolev space as a norm closure
- Integer-order Sobolev spaces and their norms
- Complex completeness, density, and inner product: the consumer interface
- The fundamental lemma of the calculus of variations
- The Axiom of Choice
- The zero-order Bessel completion is exactly L²
- Fourier transform agrees with l one and plancherel transforms
- Real powers of the Japanese bracket act on Schwartz space
- Tempered distributions embed continuously in distributions
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