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Projection estimates for a Gaussian collar cutoff

Statement

Let g=−dτ2+hτ be a smooth time-oriented Lorentzian four-metric in Gaussian coordinates near a compact smooth boundary S of a spacelike reference slice, with U=∂τ future-directed. On a supplied smooth reference-boundary distance collar let R≥0 be the h0-distance to S, so R is smooth up to S, R=0 on S and ∣dR∣h0=1. Extend R constantly along the Gaussian fibres. Fix 0≤θ<c<1. Work on a smaller Gaussian tube T whose closure is compact and contained in the region where the metric and R are smooth, chosen so that c∣dR∣hτ≤γ<1. Such a tube exists by smoothness and compactness. All ambient Hessian norms below are bounded on this fixed closure in the positive observer metric e=g+2U♭⊗U♭, where U♭=g(U,⋅).

Let Σ be any smooth spacelike maximal graph in this tube, with future unit normal n, satisfying ∣τ∣≤θR, and put v=−g(n,U). Write h=g∣TΣ, let ∇Σ be its gradient and let ΔΣ=tr⁡hHess⁡h be its positive-divergence Laplace–Beltrami operator. For fixed d>0 put χ=(1+(τ−cR)/d)+, where s+=max⁡{s,0}. On {χ>0} there are constants a>0, b≥0 and C>0, depending only on the fixed background tube, c, γ and d, not on the graph or v, such that ∣∇Σχ∣2≥av2−b and ∣ΔΣχ∣≤Cv2.

For the cutoff value assertions, choose r>0 small enough that the closed cone region 0≤R≤r/2, ∣τ∣≤θR lies in T, and consider the graph over this reference collar, smooth up to its boundary. If d<(c−θ)r/2, then 0≤χ≤1, χ=1 at R=0 and χ=0 at R=r/2. Also, within this collar, R≤d/[2(c+θ)] implies χ≥1/2. The differential statements concern only the positive set of the possibly nonsmooth cutoff.

Facts & Assumptions

[F1]

Use the future normal, induced metric and conventions k(X,Y)=−g(∇Xn,Y) and H=−tr⁡hk=0 from Spacelike sections, maximality and lapse–shift data. The ambient Levi–Civita connection is metric compatible and torsion-free by Metric compatibility, torsion freedom and the metric-selected connection class, whose domain is mathematics. For smooth ambient f set Hess⁡gf(X,Y)=X(Yf)−df(∇XY); the affine-connection product rules make this a smooth bilinear tensor.

[F2]

The observer U is future unit timelike. By Boost-frame bounds for a smooth observer and arbitrary spacelike normals, e is positive definite, v≥1 and every h-unit tangent vector E satisfies ∣E∣e≤2v. Smoothness on the fixed compact tube closure gives a finite bound M for the operator norm ∣Hess⁡g(τ−cR)∣e.

[F3]

The intrinsic scalar operator is the trace of the Levi–Civita Hessian, including its smooth one-sided boundary extension, in Laplace–Beltrami operator as the trace of the Hessian. On the interior, the gradient is the unique smooth field characterized by h(∇Σϕ,X)=Xϕ by The gradient is characterized by inner products. Its boundary applicability is checked in step 1.1.

[F4]

The induced Riemannian metric has a unique metric-compatible torsion-free connection, also up to a smooth boundary, by Fundamental theorem of riemannian geometry. The identification with ambient tangential projection and the Hessian restriction formula are derived below.

Proof

Given: The smooth compact Gaussian collar, future observer, maximal graph and constants in the Statement. Goal: Prove all cutoff value and differential estimates.

1.1F1F2F3givenalgebra

Put f=τ−cR. The gradient characterization in [F3] also holds up to the smooth graph boundary: for any smooth ϕ on the graph, in a boundary chart put Yi=∑jhij∂jϕ, where (hij)=(hij)−1. The inverse matrix is smooth up to the boundary by the adjugate formula and positive definiteness. Thus Y is smooth and h(Y,X)=Xϕ for all tangent X there. If two fields satisfy this identity, their difference Z satisfies h(Z,Z)=0, so they agree; this also makes the chart formulas agree on overlaps. At the reference slice c∣dR∣h0=c<1; continuity on a compact reference collar permits a common smaller tube and a fixed c<γ<1 with c∣dR∣hτ≤γ. Since R is constant on Gaussian fibres, g−1(df,df)=−1+c2∣dR∣hτ2≥−1. Write n=vU+z, with z⊥U and ∣z∣hτ2=v2−1. As c≥0 and v≥1, df(n)=v−c dR(z)≥v−γv2−1≥(1−γ)v. Let A be the vector defined by g(A,⋅)=df. Its tangent projection is A+df(n)n, which pairs with every tangent X as Xf and is therefore ∇Σ(f∣Σ). Its squared norm is g−1(df,df)+df(n)2≥(1−γ)2v2−1. On χ>0 division by d2 proves the gradient bound with a=(1−γ)2/d2 and b=1/d2.

2.1F1F3F4step 1.1givenalgebra

For tangent fields X,Y set DXY=(∇XY)⊤. Tangential projection preserves the connection rules and metric compatibility; torsion freedom follows from DXY−DYX=(∇XY−∇YX)⊤=[X,Y], because the bracket is tangent. Thus [F4] identifies D with the intrinsic Levi–Civita connection. Differentiating g(Y,n)=0 gives g(∇XY,n)=−g(Y,∇Xn)=k(X,Y), hence ∇XY=DXY−k(X,Y)n. For ϕ=f∣Σ, differentiating h(∇Σϕ,Y)=Yϕ and using metric compatibility yields Hess⁡hϕ(X,Y)=X(Yϕ)−(DXY)ϕ. Substitution into [F1] now gives Hess⁡hϕ(X,Y)=Hess⁡gf(X,Y)−k(X,Y)df(n). Tracing over a tangent orthonormal basis (Ei)i=13 and using H=−tr⁡hk yields ΔΣϕ=∑iHess⁡gf(Ei,Ei)+Hdf(n)=∑iHess⁡gf(Ei,Ei).

3.1F2F3step 2.1algebra

The bound in [F2] and the trace identity imply ∣ΔΣ(f∣Σ)∣≤M∑i=13∣Ei∣e2≤6Mv2. On χ>0 the cutoff is 1+f/d, so ∣ΔΣχ∣≤(6M/d)v2; taking C=1+6M/d gives a positive constant. This uses only fixed smooth background second derivatives, not graph second-derivative bounds. At the graph boundary the formulas have their smooth one-sided interpretation wherever χ>0.

4.1step 1.1step 3.1givenalgebra∎

On the stated graph collar, −(c+θ)R≤f≤−(c−θ)R≤0, so 0≤χ≤1. At R=0 the cone gives τ=0 and hence χ=1. At R=r/2 the strict inequality d<(c−θ)r/2 gives f<−d and χ=0. Since c+θ>0, if R≤d/[2(c+θ)] then f≥−d/2 and χ≥1/2. No derivative estimate is asserted across χ=0. Together with the preceding differential estimates these prove every conclusion.

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