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Theorem 4.1: limiting horizon area upper bound

PDF p. 23: Theorem 4.1 and its final proof; PDF p. 26: Theorem 4.1 and its final proof

Statement

Adopt the stationary vacuum model and the regular stationary vacuum data. Suppose the actual original exterior section Σ0∩E is spacelike and maximal, the ADM mass of its designated end is one, and T∣S≢0, with the meanings in the spacelike maximal-section definition and the mass-one Harrison normalization. Choose once the smooth normalized stationary primitive W0 of the global one-form construction, with its single normalized Ernst potential σ and pole p∈S, Tp=0. This choice is locally K-invariant near S and has spatial coefficients (W0)i=O5(r−3) in the unchanged original end chart. Here K is the local Hawking field of the construction. Set Wq=(1−q)2W0−4q(1−q)T♭ and let gq, 0≤q≤1, be its regular Harrison metric. Use this same potential, pole, primitive and metric family for the horizon and comparison-sphere suppliers. For the comparison spheres Cq of the comparison-sphere result, the area comparison ∣S∣gq≤∣Cq∣gq holds for all sufficiently small q>0, and ∣Cq∣gq→4π as q↓0. Consequently ∣S∣g0≤4π.

Here ∣S∣gq and ∣Cq∣gq mean the integrals of the positive area densities induced by gq on the respective spacelike two-surfaces.

Facts & Assumptions

[A1]

The model, regular data, original maximal section, mass-one convention and nontrivial restriction of T are as stated above. The supplied regular Harrison family uses the metric construction of Stationary Harrison one-form and metric. Stationary vacuum model and asymptotic normalization Regular non-degenerate stationary vacuum spacetime Spacelike sections, maximality and lapse–shift data Mass-one convention and Harrison denominator

[F1]

At each fixed sufficiently small q>0, for the supplied complete smooth spacelike maximal section with compact boundary S and a sufficiently small smooth intrinsic boundary-distance collar, the localized cut construction in the divergence-comparison result supplies smooth comparison regions Ωϵ⊂{0≤ρ≤η} with boundary S⊔Dϵ and ∣Dϵ∣≤∣Ct∣gq+ϵ. Its fixed-collar divergence estimate is uniform in the region, smoothing parameter and late target; sending ϵ↓0 and then η↓0 at fixed q gives ∣S∣gq≤∣Cq∣gq. Divergence comparison between S and the translated causal cut

[F2]

For the same construction and comparison spheres, ∣Cq∣gq→4π as q↓0. Proposition 4.1: positive-expansion spheres of limiting area 4π

[F3]

The Harrison metrics are jointly smooth in spacetime and q∈[0,1] near S. The fixed sphere S is compact and gq-spacelike for every q∈[0,1]. Proposition 2.1: Einstein–Maxwell equations and regularity Preservation of bifurcate horizons and surface gravity Regular non-degenerate stationary vacuum spacetime

[F4]

For a positive-definite metric on an oriented surface, its area form in a positive chart is det⁡(hij) dx1∧dx2; its associated positive density is independent of the chart. Riemannian volume form on an oriented manifold

[F5]

On a measure space, pointwise almost-everywhere convergence under a single integrable majorant implies convergence of integrals. Dominated convergence

[F6]

Under countable choice, the Riemannian density defines a Radon Borel measure finite on compact sets, and integrals of compactly supported smooth functions against that measure agree with smooth density integrals. Riemannian volume is the radon measure of the riemannian density

[F7]

The global one-form construction supplies a single smooth stationary normalized primitive W0 on the exterior and a neighborhood of S, with dW0=4((f−1)F+ψ⋆gF), W0(T)=D0(p)−D0, local K,Z invariance and spatial coefficients (W0)i=O5(r−3) in the unchanged original chart. Choose this primitive once. The one-form-family definition then fixes Wq=(1−q)2W0−4q(1−q)T♭ using the same normalized potential and pole for every q. Closedness, periods and smooth global choice of W0 Single-potential construction of the Harrison one-form family The invariant-Ernst result gives local K invariance of this same normalized potential σ; its invariance proof concerns the normalized potential, independently of the primitive choice. Invariant Ernst data and smooth K-invariant gauge

[F8]

Under the regular stationary-vacuum hypotheses, the original stationary end coefficient equals the ADM energy of the same complete exterior section: M0=EADM. Thus the stated ADM normalization gives M0=1 in the original stationary chart, without identifying that chart with a separate spherical parametrization. Positive stationary mass from the bifurcate vacuum boundary Mass-one convention and Harrison denominator

[F9]

The component-estimate supplier requires the original mass-one stationary end, a supplied original smooth spacelike maximal section with ADM limit one, the normalized potential and pole, the Harrison one-form conditions, and spatial bounds (W0)i=O5(r−3). Its uniform estimates, including at q=0, require no equality with an exact radial primitive. Uniform transformed component estimates Stationary Harrison one-form and metric

[F10]

In the same regular mass-one stationary vacuum construction, maximality of the actual original exterior section and T∣S≢0 give, for every q∈(0,1], a complete smooth spacelike gq-maximal stationary graph section Σq with included compact boundary S and smooth positive induced metric up to S. One may use any positive interval containing this fixed q; no section at q=0 or estimate uniform as q↓0 is required. Theorem 3.1: complete maximal slices for positive q

[F11]

A smooth Riemannian manifold with compact boundary and smooth positive metric up to the boundary has a uniform inward normal exponential collar. After shrinking, its normal coordinate is the intrinsic distance ρ from S, with Gaussian metric ds2+hs and ∣∇ρ∣=1. A closed smaller collar is compact. The near-horizon definition fixes ρ and the levels Sη for the supplied section. A compact smooth boundary has a uniform inward normal exponential collar The inward normal coordinate is intrinsic distance from the boundary Compact remainder, causal cut and generator endpoint map

[F12]

For this same fixed positive parameter, supplied maximal section and comparison cylinder, localization gives the compact causal cut in every sufficiently small collar once the stationary target Ct is sufficiently late. For that localized construction, the smooth-cut result supplies, for every ϵ>0, a smooth compact region Ωϵ⊂Σq with boundary S⊔Dϵ, where Dϵ lies between S and Sη and ∣Dϵ∣≤∣Ct∣gq+ϵ. For the collar-contained regions and fixed-collar estimate use the divergence-comparison interface in [F1]. The comparison-sphere definition identifies Ct as the stationary translate of the same Cq. Lemma 4.3: localization of the causal cut near S Lemma 4.4: smooth compact comparison region Divergence comparison between S and the translated causal cut Comparison spheres and their stationary cylinders

[F13]

The Killing two-form convention is Fab=∇aTb, with the torsion-free metric-compatible connection and Killing equation ∇aTb+∇bTa=0. The same notation supplies f=−g(T,T) and the normalized potential σ=f+iψ. Killing two-form and normalized Ernst notation

Proof

Given: The construction and hypotheses in the Statement.

Goal: Prove the positive-parameter comparison and the upper bound at q=0.

1.1A1F2F3F7F8F9F13algebra

The primitive in [F7] is chosen with the potential and pole of its construction, not independently for different suppliers. The actual original exterior section in [A1] is the section on which its maximality and ADM normalization are imposed; [F8] gives the required coefficient M0=1 in that section's physical stationary end chart. First verify the one-form conditions locally. By [F13], torsion freeness and the Killing equation give (dT♭)ab=∇aTb−∇bTa=2Fab. Stationarity of g and T gives LTT♭=0, so the stationarity of W0 in [F7] implies LTWq=0. Differentiating its polynomial definition and using the primitive equation in [F7] yields dWq=4(1−q)(((1−q)f−(1+q))F+(1−q)ψ⋆gF). The denominator in the one-form definition expands as Dq=(1−q)2D0+4q(1−(1−q)f). Since f(p)=0, dq=Dq(p)=(1−q)2D0(p)+4q. Consequently Wq(T)=(1−q)2(D0(p)−D0)+4q(1−q)f=dq−Dq. These are precisely the Harrison one-form conditions of [A1]. The electrovacuum supplier in [F3] applies to this smooth stationary normalized primitive and its polynomial family and gives joint smoothness. The local K invariance of both the primitive and the normalized potential in [F7] matches the horizon-preservation input in [F3], so the fixed compact sphere is spacelike for these same metrics, including q=0. For the end estimates in [F9], the original section and ADM limit are [A1], the original mass coefficient is [F8], and the potential, pole and five differentiated spatial decay bounds are [F7]; the one-form conditions were verified above. Thus [F9] applies to this very family. These are the end estimates inherited by the comparison-sphere result in [F2]. No equality of independent gauges or of the physical end chart with an adapted spherical chart is assumed.

2.1A1F3F8F10step 1.1

Fix any sufficiently small q>0. The regular vacuum, actual original-section maximality, mass-one normalization and T∣S≢0 hypotheses of [F10] are exactly [A1] and [F8]. Use the single smooth Harrison family matched in step 1.1, and take the lower parameter bound δ=q/2. The maximal-slice result supplies a complete smooth spacelike gq-maximal stationary graph section Σq with included boundary S. Its induced metric h=gq∣TΣq is smooth and positive definite up to that compact boundary. This is the section denoted Σq,0 in the comparison and cut suppliers; use this same selected section in each application.

2.2A1F3F4F5F6step 1.1

Let hq=gq∣TS. By [F3], hq is a jointly smooth family of positive-definite metrics on the compact sphere, including at q=0. Orient S and write ωq for the positive area density of hq. The adopted model in [A1] works in ZFC, so countable choice is available. By [F6], ω0 defines a Radon Borel measure μ0 on S, and μ0(S)<∞ because S is compact. In a positive chart, [F4] gives ωq=aqω0, where aq=det⁡(hq)/det⁡(h0). The coordinate-independent densities make this ratio globally defined; it is smooth on S for each q, jointly continuous in (x,q), and tends pointwise to 1 as q↓0. Each aq has compact support on the compact sphere, so the integration agreement in [F6] identifies ∣S∣gq=∫Sωq=∫Saq dμ0. The functions aq are Borel measurable, and compactness of S×[0,1] bounds them by one finite constant, integrable against μ0. Thus [F5], applied to any sequence qn∈(0,1] tending to zero, gives ∣S∣gqn=∫Saqn dμ0→∫S1 dμ0=∣S∣g0. The sequential criterion yields the same one-sided limit as q↓0.

3.1A1F1F11F12step 2.1

Apply the two collar results in [F11] to (Σq,h) from step 2.1. Their smoothness, positivity and compact-boundary hypotheses hold by that step, and their ZFC convention is inherited from [A1]. They supply a smooth intrinsic boundary-distance collar, with ρ equal to its inward normal coordinate even when the distance infimum allows paths outside the collar. Choose a closed smaller collar {0≤ρ≤η}, with a larger smooth collar still available. Thus the intrinsic distance, smooth collar and boundary conventions required by [F1] and [F12] refer to this same section and induced metric.

4.1A1F1F2F8F10F11F12step 1.1step 2.1step 3.1

The standing regular-vacuum, mass-one, actual original maximal-section and nontrivial-T hypotheses for [F12] are [A1] and [F8]; its supplied transformed maximal section and intrinsic collar are steps 2.1 and 3.1. Use the comparison cylinder of the same spheres as [F2], with their fixed radius constant chosen sufficiently large for these suppliers. For every sufficiently small η, localization in [F12] supplies a sufficiently late stationary target Ct and the localized causal cut. Fix that target before choosing ϵ. The smooth-cut result in [F12] then supplies, for every ϵ>0, smooth compact regions in the section, with boundary S⊔Dϵ, Dϵ between S and Sη, and ∣Dϵ∣≤∣Ct∣gq+ϵ. For the divergence argument, use the collar-contained smooth comparison regions supplied by [F1] for this same localized construction; its interface gives their boundary and area bound as well as its uniform fixed-collar estimate. All these objects use the same gq, section, collar and target as the comparison supplier; the lateness threshold may depend on q and η.

5.1A1F1F2step 1.1step 2.1step 3.1step 4.1

The fixed-q comparison in [F1] now has its complete maximal section, smooth intrinsic distance collar and localized smooth comparison regions from steps 2.1, 3.1 and 4.1. Its uniform fixed-collar estimate sends ϵ↓0 and then η↓0 with q fixed, giving ∣S∣gq≤∣Cq∣gq for every sufficiently small positive q. The comparison-sphere result applies to the same family and gives ∣Cq∣gq→4π. No collar width, late-target threshold or section estimate uniform as q↓0 is used.

6.1F2step 5.1step 2.2∎

Pass to the limit in the inequality of step 5.1 using step 2.2 and the comparison-sphere limit in [F2]. This gives ∣S∣g0≤4π.

Source notes

The article citation attributes the original theorem and its limiting argument. The proof above uses the declared comparison and regularity suppliers, with the one-form choice and every end/horizon application matched explicitly in step 1.1 and the transformed section, intrinsic collar and localized smooth-cut inputs supplied in steps 2.1, 3.1 and 4.1, rather than the article's assertion as a premise. The exact original-chart radial integral and the smooth global primitive are not identified. The area comparison and limiting bound are retained for the single smooth locally invariant decaying family. The one-form identities are checked locally above. The smooth-cut statement is used only for its stated region, boundary and area conclusions; the divergence-comparison result supplies the collar-contained regions used in its own estimate. No sublevel property is asserted as a conclusion of the smooth-cut statement. This is a repair of generated supplier matching, not an original-author defect finding or an independent review stamp.

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