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The scheme of nontransverse zero jets has small dimension

PDF p. 15: Theorem6.7: rank-three Bertini functional

Statement

Use the family and T=AN above. Let IW⊂W×T be the universal zero-incidence scheme. On it, differentiation in the W direction defines the intrinsic linear map dWΦ:TW/k→E (pulled back to IW). Let B⊂IW be its determinant-zero closed subscheme. Then dim⁡B≤N−1. A point of a specialized zero scheme is outside B exactly when this derivative is an isomorphism. These are equations for the scheme and its derivative, rather than only a count of set-theoretic fibers.

Facts & Assumptions

Given: The smooth three-dimensional W, the rank-three E, and the surjective first-jet map of the preceding lemma, retaining that lemma's Axiom of Choice assumption.

Goal: Bound the complete incidence of nontransverse zeros in every characteristic.

[A1]

The Axiom of Choice is inherited from the first-jet family supplier in [F1], where it supplies affine global generation. The subsequent local determinant and dimension calculations introduce no additional choice. The Axiom of Choice

[F1]

Coordinate multiples of dual generators span all first jets constructs the rank-twelve jet bundle and its locally split surjection from OWN under [A1].

[F2]

Finite-dimensional families of generated bundle functionals constructs the actual universal zero ideal and its parameter fibers. Apply its functional-family construction to E∨; local dual bases identify E∨∨ with E, so the resulting functional has the same coefficients and zero ideal as the present section of E. Kernels of surjections of vector bundles supplies local splitting.

[F3]

Dimension adds for products of finite-type schemes over a field and does not exceed the source dimension on taking image closure. External finite-type dimension, rational-point and etale-fiber inputs

Proof

1.1A1F1F2given

On a frame chart the universal section has three coefficients. At a zero, differentiating a change of frame adds (dG)Φ=0, so the derivative transforms by invertible matrices. Hence its determinant-zero condition glues to the stated closed subscheme B. In jet space it is the condition that the value part is zero and the derivative, a 3×3 matrix, is singular. These equations are pulled back by the actual jet-evaluation morphism of [F1].

1.2algebra

Singular 3×3 matrices form a variety of dimension eight over any field. On a chart where a chosen 2×2 minor is invertible, a block matrix has rank at most two precisely when its last entry is the forced Schur complement; the other eight entries are free with that minor inverted. These charts cover rank two. For rank at most one, choosing a nonzero entry as pivot expresses the remaining entries from its row and column, leaving five free parameters; the zero matrix is a further point. Thus the dimension is eight, without a characteristic restriction. The bad jets in each twelve-dimensional jet fiber have zero value and this eight-dimensional derivative locus.

2.1F1F3step 1.1step 1.2∎

Locally split the surjection of [F1] and trivialize E and Ω1. The inverse image of that bad-jet locus is locally its product with affine space of dimension N−12. Its dimension is therefore at most dim⁡W+8+N−12=N−1 by [F3]. A finite such open cover suffices because W is Noetherian and quasi-compact. This proves the bound globally, and the determinant definition proves the specialized derivative assertion.

Depends on

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