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Bertini functional with finite smooth zero locus

PDF p. 15: Theorem6.7: rank-three Bertini functional

Statement

Assume AC. Let X be a normal affine threefold of finite type over an algebraically closed field k of arbitrary characteristic, and let P be a rank-three vector bundle on X. There is a functional s:P→OX whose scheme-theoretic zero locus S=V(im⁡s) is a finite smooth k-scheme contained in Xsm/k. Thus S is a finite set of distinct reduced k-rational closed points, possibly empty. No Chern-class or determinant hypothesis on P is needed for this assertion; it therefore applies to the particular P in Theorem6.7. Threefold may be read as pure dimension three or, more generally, a normal scheme of dimension three; the construction below treats lower-dimensional clopen components as an additional avoidance locus.

Let Q=ker⁡s. It is coherent, and there is a surjection OXm↠Q for some finite m. On U=X∖S, the restriction Q∣U is a rank-two vector bundle, its displayed generators restrict to a surjection OUm↠Q∣U, and 0⟶Q∣U⟶P∣U→s∣UOU⟶0 is exact. Hence Q∣U is generated by global sections on U, even though U need not be affine.

Facts & Assumptions

Given: AC, the normal affine finite-type threefold and bundle above. A functional on P is a section of its dual P∨; its zero ideal is locally generated by its three coefficients.

Goal: Produce the actual functional in every characteristic and establish the kernel properties used in the article.

[F1]

Normal affine threefolds have controlled nonsmooth strata provides W and its closed complement D of dimension at most two. Coordinate multiples of dual generators span all first jets constructs a finite-dimensional dual-section family spanning first jets, using Finite global generation on an affine scheme.

[F2]

The scheme of nontransverse zero jets has small dimension and One nonempty parameter open gives smooth-locus avoidance and transversality provide a nonempty good parameter open and a k-point. The selected zero fibers are finite etale schemes proves the actual selected zero scheme is finite étale and avoids D, and identifies its geometric scheme structure.

[F3]

Kernels of surjections of vector bundles gives local freeness and rank for a kernel off the zero locus; Finite global generation on an affine scheme gives finite generators for coherent sheaves on the affine scheme and on restrictions. Isomorphism classes of vector bundles fixes vector-bundle conventions and AC. Finite-dimensional families of generated bundle functionals fixes actual zero ideals and base-change fibers.

Proof

1.1F1F2F3given

Apply [F1] with E=P∨. Its coherence and affineness give finite global generators, and multiplying them by a finite list of algebra generators for OX(X) produces the first-jet-spanning family. Apply [F2] to choose a k-rational parameter outside the closures of both the nontransverse-zero incidence and the forbidden-locus incidence. The corresponding global section of P∨ is the desired functional s. Its actual zero scheme, not just its underlying set, is finite étale by [F2], and lies in W⊂Xsm/k. Since k is algebraically closed it is a finite disjoint union of Spec⁡k. This proves the existence and all-characteristic smoothness/avoidance assertions, including the empty case.

2.1F3step 1.1algebra

On the Noetherian scheme X, the kernel of a morphism of coherent sheaves is coherent: locally it is a submodule of a finite module over a Noetherian ring, hence finite, with finite relations. Thus Q is coherent. By the completed affine-generation result in [F3] it admits a surjection OXm↠Q with m finite.

3.1F3step 1.1step 2.1∎

On U at least one coefficient of s is locally a unit, by the definition of its zero ideal. Hence s∣U is surjective. Restriction preserves its kernel, so [F3] makes Q∣U locally free of rank 3−1=2 and gives the asserted exact sequence. Restricting the surjection of step 2.1 preserves surjectivity on stalks and gives OUm↠Q∣U. Its images of the standard basis are global sections on U, proving global generation. Together with step 1.1 this completes every asserted part.

Source/application note

The article cites Swan's Bertini form through KM82 section3. The authored proof here instead gives the characteristic-free finite-first-jet incidence argument, following the bad-locus method actually read in Stacks Lemma33.47.3 and extending it from a line-bundle hyperplane family to the explicit rank-three determinant condition. It neither attributes this proof to unread KM82 nor assumes the characteristic-zero conventions of another Swan formulation. There is no claim about the second, rank-two irreducible-curve Bertini application later in the article's paragraph; that is outside this assigned proposition.

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