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Algebraic intersection one with three geometric points

Statement refuted

Assume ACω. In the standard 4-dimensional model W=D4∪h2 whose middle boundary is N≅S2×S1 with belt sphere B={p}×S1 of the 2-handle, let A⊂N be the 2-sphere obtained from S2×{u0} by a finger move across B. Then A meets B transversely in exactly three points with local signs +1,+1,−1; the oriented intersection number is I(A,B)=1 and the mod-2 number is 1, while the attaching sphere A and the belt sphere B do not meet in one point. Hence the attached 3-handle and the 2-handle form a pair whose matrix entry is a unit but which is not geometrically cancelling: the cancellation theorem does not apply, although reversing this specific finger isotopy removes the extra pair. A general algebraic-to-geometric conversion is a separate Whitney-trick issue with additional hypotheses.

Facts & Assumptions

Given: The standard 4-dimensional model W=D4∪h2 with middle boundary N≅S2×S1, belt sphere B={p}×S1, and a 2-sphere A⊆N obtained from S2×{u0} by a finger move across B.

[F1]

Attaching-belt intersection matrix of adjacent-index handles and K handle core cocore attaching region and belt sphere: the belt sphere of the 2-handle in the middle boundary is a circle, and the attaching sphere of a 3-handle attached to N is a 2-sphere; the matrix entry is the oriented, respectively mod-2, intersection number of the attaching sphere with the belt sphere.

[F2]

Algebraic cancellation does not yet give geometric cancellation: on N=S2×S1 there are an embedded 2-sphere and an embedded circle meeting transversely in exactly three points with local signs +1,+1,−1, so that the oriented intersection number is 1 although the geometric intersection has three points; the configuration is realized with the sphere as the attaching sphere of a 3-handle and the circle as the belt sphere of the 2-handle in the standard model.

[F3]

The oriented intersection number, The local oriented intersection sign and The mod 2 intersection number: the oriented number is the sum of local signs over the transverse intersection, and the mod-2 number is its cardinality modulo two.

[F4]

Geometric cancellation is a unit entry in the handle matrix and Handle cancellation: a single transverse point gives a unit entry, and only then does the cancellation theorem apply; a unit entry does not by itself supply a single geometric intersection point.

[F5]

The Axiom of Countable Choice (ACω): ACω is assumed; it is used through the intersection-number and cancellation suppliers.

Counterexample

Given: The configuration of the statement.

1.1F2given

The model W=D4∪h2 has middle boundary N≅S2×S1 with belt sphere B={p}×S1 of the 2-handle; the sphere A obtained by the finger move meets B transversely in exactly three points with local signs +1,+1,−1.

2.1F3step 1.1

By [F3] the oriented intersection number is the sum 1+1−1=1, a unit in Z, and the mod-2 number is the cardinality 3≡1 modulo 2, a unit in Z2; the geometric intersection set has three points and the two spheres do not meet in one point.

3.1F1F4F5step 2.1∎

Reading the sphere as the attaching sphere of a 3-handle attached to N and the circle as the belt sphere of the 2-handle, [F1] gives matrix entry 1: a unit entry, but not a geometrically cancelling configuration. Hence the attaching spheres do not satisfy the single-point hypothesis of [F4], the cancellation theorem does not apply, and no single-point conclusion follows from the matrix alone. This inserted finger pair can be removed by the inverse finger isotopy of [F2].

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