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Frobenius on the affine line is finite flat but not smooth
Statement
Let for a prime and let be the morphism induced by the -algebra map , (the relative Frobenius on the affine line).
- is a free -module with basis , so is a finite, flat, locally finitely presented morphism, finite locally free of rank .
- The fibre of over the prime is ; its local ring at the prime has dimension zero and embedding dimension one, hence is not regular.
- Consequently the fibre is not geometrically regular at , so is not smooth at and not étale at ; in particular is neither smooth nor étale, and finite flat of finite presentation does not imply smooth.
The relative derivative in corroborates the failure: the differential of the defining equation of the presentation vanishes identically.
Facts & Assumptions
Given: The data and hypotheses displayed in the Statement, with the conventions fixed there.
A morphism is flat at when is flat over , and flat when this holds everywhere (Flat morphism of schemes); for affine charts , with , flatness at every point of is equivalent to flatness of over (Affine-local flatness).
A free module over a commutative ring is projective and flat (Under the stated choice boundary, free modules are projective and hence flat).
A morphism is finite when for every affine open its inverse image is affine, say , and is a module-finite -algebra (Finite morphisms of schemes).
A morphism is locally of finite presentation when it has affine charts on which the ring map is a finitely presented algebra map (Locally finite presentation morphisms); a polynomial algebra over a ring is finitely presented and a quotient by a finitely generated ideal is finitely presented (Finitely presented modules and finitely presented algebras).
A morphism is smooth at exactly when it is locally of finite presentation at , flat at , and its scheme-theoretic fibre at is geometrically regular at ; in particular a fibre that is not geometrically regular at makes smoothness fail there (Smooth morphism of schemes).
For a finitely presented ring map with , the fibre at is , and geometric regularity at quantifies over every field extension ; taking shows that geometric regularity at forces regularity of the localisation of at the image of (Geometrically regular algebras and geometrically regular fibres).
For a nonzero commutative Noetherian local ring the embedding dimension is and is regular exactly when (embedding dimension and regular local ring).
A scheme is étale at when it is smooth at and of relative dimension zero at ; hence étaleness at implies smoothness at (Étale morphism of schemes).
For ring maps , there is a canonical isomorphism (Affine fibre products are spectra of tensor products), and is right exact, so for and , (Tensoring is right exact).
The Krull dimension of a commutative ring is the supremum of lengths of strict chains of prime ideals (Krull dimension of a nonzero ring); every prime ideal contains the nilradical, and a maximal ideal is a prime that admits no larger proper prime (Prime ideals and maximal ideals in a commutative ring).
Proof
The presentation. (the quotient map sends to the class of , and holds in ). We claim that is a -basis of . Every power with equals , so the displayed elements span over and every element of is with . If such a combination vanishes in , then its coefficients in the basis of over all vanish; the exponent receives contributions only from the with , hence for all and because is transcendental over . This proves the claim.
Finiteness and finite presentation. The basis of step 1.1 exhibits as a module-finite -algebra, generated by (indeed by ), so is finite by [F3]. Moreover is a polynomial algebra over , hence a finitely presented -algebra by [F4], and is its quotient by the principal ideal , so is a finitely presented -algebra and is locally of finite presentation by [F4].
Flatness. By step 1.1, is a free -module, hence flat over by [F2]. The morphism has the single affine chart , so flatness at every point follows from the affine-local criterion [F1].
The special fibre. Applying [F9] to and the residue map , , the fibre over the prime is . The prime lies over because , and its image in the fibre is the maximal ideal .
The fibre local ring is not regular. Write for the local ring of the fibre at the image of , with maximal ideal . Since in , one has for every prime of ; as is prime this forces , hence by maximality of . Thus is the only prime of and by [F10]. On the other hand and , so is one-dimensional over , i.e. by [F7]. Therefore and is not regular.
Failure of smoothness. If the fibre were geometrically regular at the image of , then by the case of [F6] the local ring would be regular; step 3.1 shows it is not, so the fibre is not geometrically regular at that point. Since is locally of finite presentation (step 2.1) and flat (step 2.2) but its fibre fails geometric regularity, [F5] shows that is not smooth at the prime . By [F8] is therefore not étale at , and hence neither smooth nor étale; the relative derivative remark in the Statement is the observation that the Jacobian of the presentation is in . [F5, F6, F8, step 3.1]
Depends on
- Flat morphism of schemes
- Affine-local flatness
- Smooth morphism of schemes
- Geometrically regular algebras and geometrically regular fibres
- Étale morphism of schemes
- Finite morphisms of schemes
- Locally finite presentation morphisms
- Finitely presented modules and finitely presented algebras
- Under the stated choice boundary, free modules are projective and hence flat
- embedding dimension and regular local ring
- Affine fibre products are spectra of tensor products
- Tensoring is right exact
- Krull dimension of a nonzero ring
- Prime ideals and maximal ideals in a commutative ring
Used by
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Dependency tree · two levels
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Sources
- The Stacks Project, Morphisms of Schemes, Sections 29.25 and 29.34-29.36 (standard reference, not scraped)
- Ravi Vakil, The Rising Sea, 29 August 2022 public draft, Chapters 25-26 (relative Frobenius) (standard reference, not scraped)