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Vanishing tau does not imply smooth sliceness
Statement refuted
Assume the Axiom of Countable Choice. The universal implication that a knot with is smoothly slice is false. Let , where is the maximal quantum filtration level of a nonzero class in rational Lee homology. In the twist convention of Hedden and Ording, with two full right-handed twists, the positive-clasped Whitehead double has and , so its smooth four-ball genus is at least one and it is not smoothly slice.
Statement references
Facts & Assumptions
Given: The Axiom of Countable Choice, the universal implication, and the specified positive-clasped, two-full-twist Whitehead double in Hedden and Ording's convention.
The Axiom of Countable Choice () is the axiom assumption retained in the Statement.
External input, authorized by the run-specific source boundary. Hedden and Ording, The Ozsváth–Szabó and Rasmussen concordance invariants are not equal, Theorem 1.1, printed p. 2, states and for the two-twisted positive Whitehead double of the right-handed trefoil. Their Figure 1 specifies the twist box as full right-handed twists. The theorem states both values. Section 2.1, printed p. 4, reports a computer-computed Khovanov Poincaré polynomial: its homological-degree-zero support forces , and the genus-one upper bound together with Rasmussen's inequality forces . The acknowledgments on printed p. 3 credit Rasmussen with the computations. This is a published derivation using computer output, not a reproduced Lee chain-complex computation; the numerical theorem is imported here.
External input, authorized by the run-specific source boundary. Rasmussen, Khovanov homology and the slice genus, Theorem 1 in §1, PDF p. 1, states for every knot, where is the minimum genus of a smooth properly embedded surface in . The source proof in §4.4 derives this from the filtered Lee cobordism map; I read that proof. This is the same smooth genus convention as Smooth and topological slice genus.
The Alexander filtration and tau level uses the same normalized threshold convention for the standard Ozsváth–Szabó invariant in [F1]. The target total homology is one-dimensional, so nonzero image agrees with Hom's surjective-inclusion convention.
The in [F1] is Rasmussen's standard integer obtained from rational Lee homology with the convention stated in the Statement. The external Theorem 1 in [F2] uses this normalization; no local Lee-map proof is used here.
Smooth and topological slice genus defines by minimizing the genera of smooth connected oriented properly embedded surfaces in with boundary the knot.
External input, authorized by the run-specific source boundary. Hom, A survey on Heegaard Floer homology and concordance, §3.1, Theorem 3.1(1), printed p. 8, identifies the standard defined by the same normalized threshold as a knot-concordance homomorphism. The survey's coefficient convention is stated on printed p. 2. I read the threshold definition and theorem statement; I do not claim to reconstruct the cited proof.
Proof
Given: Countable Choice, the proposed implication, and the Whitehead double in the Statement.
By [F1], the specified knot has and . The smooth genus bound [F2] gives . Since is a nonnegative integer, it is at least one.
A smoothly slice knot bounds a smooth properly embedded disk in the four-ball and has . This contradicts step 1.1 for the specified knot, proving that the universal implication is false.
Depends on
- The Alexander filtration and tau level
- The tau level is independent of the normalized Heegaard model
- Rasmussen’s s-invariant
- Rasmussen's s-invariant bounds smooth four-ball genus
- Lee cobordism maps give the genus filtration bound
- Smooth and topological slice genus
- The Hedden–Ording t=2 positive Whitehead double has tau zero and s two
- The Axiom of Countable Choice ($\mathrm{AC}_\omega$)
Used by
Nothing in the library uses this result yet.
Dependency tree · two levels
42 results within two dependency steps of this one, each drawn at its shortest distance from it. An arrow runs from a result to what uses it, so the chart reads left to right and ends at this result, which carries a heavier outline. Every node is a link to that result. Click elsewhere on the chart to enlarge it.
Sources
- Matthew Hedden and Philip Ording, The Ozsvath-Szabo and Rasmussen concordance invariants are not equal (standard reference, not scraped)
- Jacob Rasmussen, Khovanov homology and the slice genus (standard reference, not scraped)