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The Hedden–Ording t=2 positive Whitehead double has tau zero and s two

Statement

Assume the Axiom of Countable Choice. Let D+(T2,3,2) be the positive-clasped Whitehead double of the right-handed trefoil with Hedden–Ording twist parameter t=2. The normalized knot Floer threshold and Rasmussen invariant satisfy τ(D+(T2,3,2))=0,s(D+(T2,3,2))=2.

Facts & Assumptions

Given: The Axiom of Countable Choice, the specified positive-clasped Whitehead double with Hedden–Ording twist parameter t=2.

[A1]

The Axiom of Countable Choice (ACω) is the axiom branch used by the knot invariant, the finite diagrams, and the smooth four-ball genus.

[F1]

The Alexander filtration and tau level defines tau by the first Alexander filtration level mapping nontrivially to total hat homology.

[F2]

Rasmussen’s s-invariant defines s from the filtration levels of the two Lee homology generators.

[L1]

Grid homology is independent of the grid and computes knot Floer homology identifies the actual full grid rectangle complex with the analytic knot Floer complex, preserving the normalized Seifert Alexander and Maslov gradings and all positive marked degrees. Its all-variable-zero specialization is the full hat complex tensored with the stated bigraded basepoint factors.

[L2]

Rasmussen's s-invariant bounds smooth four-ball genus states the smooth genus bound used in the source to choose the value s=2 from the Khovanov calculation's alternatives, for actual embedded smooth surfaces; the bound alone does not compute the finite Khovanov groups, whose calculation is now supplied by [F3].

[L3]

Lee cobordism maps give the genus filtration bound is the exact Lee-cobordism input required by [L2]; its smooth surface is required to be properly embedded in S3×[0,1] with product collars.

[F3]

The two-twisted positive Whitehead trefoil double has Rasmussen invariant two proves s(D+(T2,3,2))=2 from the admitted code, its exact finite Khovanov matrices, the Lee spectral sequence and the actual embedded genus-one bound.

[F4]

Knot Floer duality and exchange of the two filtrations supplies the normalized Maslov-zero same-oriented-knot conjugation with both filtrations exchanged, its inverse and homotopies, and the normalized full reverse-mirror duality. Its finite hat dual has filtration given by the annihilator of the complementary filtration; the total three-sphere hat class has Maslov degree zero.

Proof

Given: Countable Choice and the positive-clasped double with Hedden–Ording twist parameter t=2. All grid differentials below retain positive X multiplicity.

1.1givenconstructalgebra

Use the admitted cable/clasp diagram of An explicit sixteen-crossing code for the two-twisted positive Whitehead trefoil double. Its four-strand cable word is σ1−2(σ2σ1σ3σ2)3, with the separate two-crossing clasp and the admitted wiring. The correction to blackboard framing is −1 full twist; the trefoil's blackboard framing is +3, giving exactly two full twists relative to the zero longitude. Here is a finite grid admission for this same diagram. Draw its sixteen crossing disks and joining orthogonal arrows, scale by 100, and rotate the drawing by a quarter turn. At a horizontal overcrossing replace its overarc by the ordered vertices (−10,0),(2,0),(2,4),(10,4),(10,0) and its underarc by (0,−10),(4,−10),(4,2),(0,2),(0,10), reversing either order to retain its directed strand. The sole crossing is now (2,2) with the same signed boundary ports. The six required replacements have disjoint supports. Delete straight subdivisions, separate coincident levels by perturbations smaller than 1/100, and rank the levels. This gives a 33-grid with exactly the sixteen original signed crossings. Its saved 986 exchanges, cyclic cuts and three-corner destabilizations give the following 12-grid, with zero-based rows: O=(4,9,6,1,2,11,0,8,5,3,7,10),X=(8,2,0,7,10,4,5,3,1,9,11,6). Each exchange has nonalternating endpoint intervals or the permitted shared endpoint; each destabilization has three alternating marks in adjacent rows and columns. These conditions verify the individual isotopies and the displayed endpoint. The directed word is the negative reverse of the input traversal: the negative is the orientation-preserving change of viewing direction (x,y,h)↦(x,−y,−h), while the reverse records the independently chosen component orientation. Thus the actual grid is for the reverse of the oriented knot in the Statement, with its positive clasp and Hedden–Ording t=2 framing retained. The complete integer arrows and finite move list are recorded with the computation data below; neither a knot-table name nor a Floer rank identifies this knot.

2.1F1F4step 1.1constructalgebra

The orientation junction preserves the normalized filtered invariant without an ambient invertibility assumption. For a doubly-pointed diagram of an oriented knot J, swapping only w,z presents Jr. The actual disks are unchanged and their two marked degrees exchange, so I:[x,i,j]↦[x,j,i] is a Laurent-linear swap-filtered chain isomorphism to that diagram. The carried zero-Seifert cap gives A′(x)=−A(x). The relative disk index then gives M′(x)=M(x)−2A(x)+c for one integer c, so I has constant full Maslov degree c. Compose it with the normalized same-oriented-knot conjugation of [F4], whose Maslov degree is zero and which swaps the two filtrations, including its inverse and homotopies. The composite is an ordinary bifiltered equivalence to Jr of degree c. Its vertical hat quotient is an isomorphism between the two total three-sphere hat groups, each concentrated in normalized Maslov degree zero; hence c=0. This proves equality of the normalized inclusion thresholds for J,Jr. It also identifies their normalized bigraded knot Floer homologies. Apply this to the grid in step 1.1. Reflecting its columns, Or↦11−Or and Xr↦11−Xr, gives a grid for its mirror: (x,y,h)↦(−x,y,h) reverses ambient orientation and keeps vertical strands over horizontal strands. No further knot-recognition premise is needed for this second grid.

3.1L1step 1.1step 2.1constructalgebra

Compute the multi-pointed hat filtered grid differential of each explicit grid: set every O-variable of the full minus grid complex to zero and retain every O-empty rectangle, including those containing X-markings. For a permutation state p, use MO(p)=I(p,p)−I(p,O)−I(O,p)+I(O,O)+1 and 2A(p)=MO(p)−MX(p)−11, with marks at half-integer cell centers and I counting pairs strictly increasing in both coordinates. In the quotient Q=C/F0C retain exactly the states with A>0. Only Maslov degrees −1,0,1 enter H0(Q); discarding the outgoing differential from degree −1 does not change that group. The inventory is exhaustive by the following finite assignment recurrence. For used columns S in the first r=∣S∣ rows, choosing c∉S increments the state-state term by ∣{b∈S:b<c}∣. Add −#{k≥r:Ok≥c}−#{k<r:Ok<c} to obtain the Maslov increment; the Alexander increment is the corresponding X expression minus its O expression. Accumulating the resulting two-variable polynomial over the 4096 column subsets counts every permutation exactly once. For every retained state and ordered pair of distinct rows, take the corresponding oriented torus rectangle; the ordered pair includes both cyclic orientations, so complementary rectangles are counted in their respective directions. Reject a rectangle containing an interior state point or an O-marking, and retain every other rectangle, including those containing X-markings. Its output transposes the two chosen columns; discard that output only when its Alexander value is at most zero. Summing modulo two gives the actual quotient matrix. The first grid has 45 824 retained states, 159 685 rectangle orbits, including 24 181 with positive X multiplicity, and 158 523 nonzero matrix entries. The reflected grid has 6080 retained states and 11 474 rectangle orbits and nonzero entries. Every term has Maslov drop one and Alexander drop exactly its X multiplicity; actual matrix multiplication gives d2=0 in both quotients. These are the literal rectangle counts of [L1], rather than a formal-domain enumeration.

4.1L1step 3.1algebra

Exact column elimination over F2 gives dim⁡Q1dim⁡Q0dim⁡Q−1rank⁡d1rank⁡d0G12347179191555883849535Gmirror438514632321243220. To specify the finite rank operation, encode a column by its row bits; repeatedly cancel its highest nonzero row with the previously retained pivot column at that row, or retain it as a new pivot if no such column exists. The counts of retained pivots are the displayed ranks. The saved complete columns and pivot-reduction traces give these computations directly. A separate exact verification used the complete joint assignment polynomial, checked every state and both normalized grid gradings, reconstructed every retained rectangle, checked d2, and recomputed both ranks. Thus dim⁡H0(QG)=17919−8384−9535=0,dim⁡H0(QGmirror)=1463−1243−220=0. This uses the full filtered quotients, including the positive-X terms in the first matrix.

5.1F1L1step 2.1step 4.1algebra

Apply [L1]'s absolutely normalized filtered comparison and specialize all marking variables to zero. The multi-pointed hat filtered grid complex is filtered chain homotopy equivalent to the doubly-pointed full hat complex tensored with V⊗11, where the two degrees of V are (M,A)=(0,0),(−1,−1). Its total Maslov-zero homology is consequently one-dimensional, represented by the normalized three-sphere generator tensored with the sole degree-zero vector of V⊗11. Its filtration threshold is exactly τ(J): inclusion into that tensor factor and projection onto it are filtered degree-zero chain maps, so they give both threshold inequalities. The exact sequence 0→F0C→C→Q→0 and step 4.1 show that this total Maslov-zero class comes from H0(F0C) for each grid. Hence τ(J)≤0 and τ(mJ)≤0, for the actual knot J of step 1.1 and its mirror.

6.1F1F4step 2.1step 5.1constructalgebra

For completeness derive the required threshold sign from [F4]'s normalized reverse-mirror duality. Let D be the finite normalized doubly-pointed full hat complex and write t for its inclusion threshold. Its dual filtration is FsD∨={λ:λ(F−s−1D)=0}. Choose a total generator cycle z∈FtD0. Then z∉im⁡(d:D1→D0)+Ft−1D0: any such expression would give a homologous cycle at level t−1. Finite-dimensional linear algebra therefore gives a functional λ vanishing on that sum and taking value one on z. It is a nonzero dual homology class at filtration −t. Conversely every functional at level s<−t vanishes on FtD, hence on z, and cannot represent the nonzero dual class. Thus the dual threshold is exactly −t. The absolute normalization and full duality in [F4], together with the orientation junction of step 2.1, give τ(mJ)=−τ(J). Combining the two actual quotient inequalities of step 5.1 forces τ(J)=0. By step 2.1 this is the normalized tau value of the actual positive Whitehead double with Hedden–Ording parameter t=2 in the Statement.

7.1A1F2F3step 1.1step 6.1algebra∎

The admitted diagram and framing in step 1.1 are also those of [F3]. That accepted finite Lee computation gives s(D+(T2,3,2))=2. Together with the independently established normalized value in step 6.1 this proves both numerical assertions of the Statement.

Computation data

The complete new geometric certificate is the sixteen-crossing-to-twelve-grid admission, with the integer arrows and all 986 moves in that directory. The exact quotient inputs, state inventories, full positive-X matrix columns and pivot traces are in the direct D2 computation. The count is implemented by count-high-quotient.cpp; the separate complete verification is verify-quotients.py, with its successful output in quotient-verification.json. The formulas, finite enumeration and linear-algebra operations are specified in the proof; these files retain their full finite execution data.

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