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The collapsing recursion has no solution on (Z,<)

Statement refuted

Refuted claim: the recursive equation F(a)={F(b):b<a} has a solution for every total order, so the theorem schema Transfinite recursion and its corollary Every well-order has a unique order type need only a linear order in place of a well-order (Well-order and well-ordered set).

The witness is (Z,<) with its usual order (Order on the integers). There is no function F with F(a)={F(b):b<a} for every a∈Z: if there were, then F(a)∈F(b) whenever a<b, and the values along the descending sequence −1>−2>−3>⋯ would form a set S (by Replacement) in which each element xn+1=F(−(n+2)) is a member of the previous one xn=F(−(n+1)), so xn+1∈xn∩S for every n; Foundation applied to the nonempty set S forbids exactly this. So the least-element hypothesis cannot be weakened to totality, and the failure is precisely the infinite descending sequence −1>−2>−3>⋯ that no well-order admits. The argument uses only Foundation, Replacement and the order of Z; no choice principle is used.

Facts & Assumptions

Given: The integers Z with their order and ring operations, ZF with Foundation, and the supposition that a function F satisfies F(a)={F(b):b<a} for every a∈Z. Write xn:=F(−(n+1)) for n∈ω=N, where n+1=σ(n) in N and −(n+1) is the additive inverse of the image of n+1 in Z.

[F1]

Integers are ordered by the relation of Order on the integers: x<y means x≤y and x≠y (Order on the integers).

[F2]

That relation is a total order on Z compatible with addition: x≤y implies x+z≤y+z, and consequently x<y implies −y<−x (The integers form a totally ordered ring).

[F3]

(Z,+,⋅,0,1) is a commutative ring in which every element has an additive inverse, with the operations of Arithmetic on the integers (The integers form a commutative ring, Arithmetic on the integers).

[F4]

The canonical embedding of N in Z, written n↦[(n,0)], is injective and preserves addition and order, and its image is the set of nonnegative integers (The naturals embed in the integers).

[F5]

ω=N with 0=∅ and σ(n)=n∪{n} (The natural numbers N (von Neumann)).

[F6]

For every natural n one has n<σ(n)=n+1, hence n+1<n+2 (On N the order is membership: m<n  ⟺  m∈n).

[F7]

If a formula determines one set w for each z in a set A, then the collection of those w is a set: this is the Axiom Schema of Replacement (The Axiom Schema of Replacement: for each formula φ, if φ defines a class function on A then its image on A is a set).

[F8]

Axiom of Foundation: every set S with at least one member has a member s with s∩S=∅ (The Axiom of Foundation: ∀S (∃t (t∈S)→∃s (s∈S∧¬∃u (u∈s∧u∈S)))).

[F9]

Transfinite recursion: for a well-order (W,<) and a class function G there is exactly one F on W with F(a)=G(F↾W<a) (Transfinite recursion).

[F10]

Every well-order is order isomorphic to exactly one ordinal, its order type, via the collapsing map F(a)={F(b):b<a} (Every well-order has a unique order type).

[F11]

A function is a relation that never assigns two values to one argument; F above is assumed to be such a relation with domain Z (A function is a relation f with (a,b)∈f and (a,c)∈f implying b=c; f:A→B, the value f(a), domain and codomain).

Counterexample

technique · contradiction
1.1assume-contraF11

Suppose, for contradiction, that there is a function F with F(a)={F(b):b<a} for every a∈Z.

1.2F2F3F4F5F6

For every n∈ω the integers satisfy −(n+2)<−(n+1): the naturals satisfy n+1<n+2 by [F6], so the corresponding integers [(n+1,0)] and [(n+2,0)] satisfy [(n+1,0)]≤[(n+2,0)] by order preservation of the embedding n↦[(n,0)], with the values distinct because that embedding is injective while n+1≠n+2, hence [(n+1,0)]<[(n+2,0)]; applying negation reversal then gives −[(n+2,0)]<−[(n+1,0)], which is the displayed inequality.

2.1step 1.1

For all integers a<b one has F(a)∈F(b): by the supposition F(b)={F(c):c<b}, and F(a) is one of the members of that set because a<b.

2.2step 1.1F7F11

The set S={xn:n∈ω} exists: n↦xn is given by the formula w=F(−(n+1)), which determines one w for each n∈ω because F is a function, so Replacement makes the image a set.

3.1step 2.1step 1.2

For every n∈ω one has xn+1∈xn: step 1.2 puts −(n+2)<−(n+1), so step 2.1 applied to the pair a=−(n+2)<b=−(n+1) gives F(−(n+2))∈F(−(n+1)), that is xn+1∈xn.

3.2step 2.2F8

The set S is nonempty, since x0=F(−1) is one of its members; so Foundation applies to S and supplies x∈S with x∩S=∅.

4.1step 3.1step 3.2

Since x∈S, there is m∈ω with x=xm, and then step 3.1 gives xm+1∈xm∩S, because xm+1∈xm and xm+1∈S; this contradicts xm∩S=∅ from step 3.2.

5.1step 1.1step 3.1step 4.1F1F2F8F9F10discharge-contradiction∎

The supposition of step 1.1 is therefore refuted: there is no function F with F(a)={F(b):b<a} for every a∈Z. So a solution of the collapsing recursion is not available on the total order (Z,<), and the least-element hypothesis of [F9] and [F10] cannot be weakened to totality; the failure is the infinite descending sequence −1>−2>−3>⋯, whose values would form the set S that Foundation forbids. The argument used only Foundation, Replacement and the order of Z; no choice principle was used.

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