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The unitary dual need not be Hausdorff

Statement

Assume the Axiom of Choice. There is a second-countable locally compact Hausdorff group whose unitary dual, with the Fell topology, is not Hausdorff. Explicitly let G=R>0⋉R,(a,b)(a′,b′)=(aa′, b+ab′), the affine group of the line with the product topology ( The external semidirect product N⋊αH, The product set ∏i∈IXi of functions choosing a point in each factor, the projections, the box topology, and the product topology as the initial topology of the projections; the empty product is a one-point space), and let π be the representation on L2(R) (π(a,b)η)(u)=eibeuη(u+log⁡a). Then:

  1. π is a strongly continuous irreducible unitary representation and π≄1G (it has infinite-dimensional carrier);
  2. every continuous unitary character χt(a,b)=ait (t∈R) lies in the Fell closure of the singleton {[π]} (The Fell topology on the unitary dual), and so in particular does the trivial character 1G=χ0;
  3. hence {[π]} is not closed and G^ is not a Hausdorff space (The unitary dual of a locally compact group, Hausdorff space: distinct points have disjoint open neighbourhoods; every metrizable space is Hausdorff and the indiscrete topology on two points is not).

Facts & Assumptions

Given: AC; the affine group G; the representation π on L2(R); the characters χt(a,b)=ait.

[F2]

L2(R) with Lebesgue measure is a complex Hilbert space, translations are unitary and multiplication by a measurable function of modulus one is unitary (Hilbert space, The space Lp(μ) as the quotient by null functions, L2 with the integral pairing is a Hilbert space, Lebesgue measurable sets, the family L(Rn), and the restricted set function λn).

[F3]

Translations are strongly continuous on L1(R) and L2(R), and dominated convergence applies to pointwise convergent sequences with an integrable dominating function (Strong continuity of left and modular right translations on L1 and L2, Dominated convergence).

[F4]

Multiplication lemma: for a σ-finite measure space (X,Σ,μ), if a bounded operator T on L2(X) commutes with Mh for every member of a family F of bounded real measurable functions whose generated σ-algebra completes to Σ, then T=Mm for some bounded measurable m; if T moreover commutes with the unitaries USf=f∘S−1 of an ergodic family of measure-preserving transformations, then m is constant a.e. (Operators commuting with a generating family of multiplications, Measure-preserving transformations and systems, Ergodicity relative to an invariant measure).

[F5]

Tonelli's theorem applies to nonnegative product-measurable functions on σ-finite spaces (Tonelli's theorem for nonnegative measurable functions on a sigma-finite product). Every Lebesgue measurable set has a Borel representative modulo a null set (L(Rn) is exactly the completion of the restriction of λn to the Borel sets).

[F6]

For a closed subspace M of a Hilbert space, H=M⊕M⊥ and the orthogonal projection PM is linear, self-adjoint and contractive with range M; a closed subspace is π(G)-invariant exactly when its orthogonal projection commutes with every π(g), because unitarity makes M⊥ invariant as well (Orthogonal decomposition by a closed subspace, Hilbert projections are linear, self-adjoint and contractive, Strongly continuous unitary representations, invariant linear subspaces and intertwiners).

[F7]

Coefficients: for a one-dimensional representation χ the diagonal coefficient at z∈C is ∣z∣2χ, and unitary equivalence preserves the Hilbert-space dimension; irreducibility is the absence of nontrivial closed invariant subspaces (Matrix coefficient of a unitary representation, Strongly continuous unitary representations, invariant linear subspaces and intertwiners).

[F8]

For real x one has ∣eix−1∣≤∣x∣, and Lebesgue measure is translation invariant, so an interval of length R/2 intersected with its translate by h has measure R/2−∣h∣ when ∣h∣≤R/2 (Lebesgue measurable sets, the family L(Rn), and the restricted set function λn).

[F9]

Weak containment: χt≺π when every function of positive type associated to χt is a compact-uniform limit of finite sums of functions of positive type associated to π (Weak containment of unitary representations).

[F10]

For irreducible classes, ρ lies in the Fell closure of the singleton {[π]} exactly when ρ≺π (The Fell closure of a single representation is its weak containment closure, The Fell topology on the unitary dual).

[F11]

Closure and Hausdorffness: a point lies in the closure of a set exactly when every neighbourhood of the point meets the set; a Hausdorff space separates distinct points by disjoint open sets (Interior, closure, boundary, exterior, derived set and isolated point in a topological space, Hausdorff space: distinct points have disjoint open neighbourhoods; every metrizable space is Hausdorff and the indiscrete topology on two points is not).

Counterexample

technique · direct

Given: AC, the affine group G=R>0⋉R and the representation π of the statement.

1.1F1

G is a second-countable locally compact Hausdorff group: the product R>0×R is second-countable and locally compact, the multiplication (a,b)(a′,b′)=(aa′,b+ab′) and the inverse (a,b)−1=(a−1,−b/a) are continuous, so G is a topological group.

1.2F2

π is a unitary representation. Each π(a,b) is the composition of the translation η↦η(⋅+log⁡a) and the multiplication by the modulus-one function u↦eibeu, hence unitary by [F2]; and π(a,b)π(a′,b′)η(u)=eibeueib′eu+log⁡aη(u+log⁡a+log⁡a′)=ei(b+ab′)euη(u+log⁡(aa′))=π(aa′,b+ab′)η(u) by eu+log⁡a=aeu.

1.3F2F3

π is strongly continuous. Write τhη(u)=η(u+h) and Mbη(u)=eibeuη(u). Since Mb is unitary, ∥π(a,b)η−π(a0,b0)η∥≤∥τlog⁡aη−τlog⁡a0η∥+∥(Mb−Mb0)τlog⁡a0η∥. The first term tends to zero by continuity of translations. In the second, the vector is fixed, the multiplier converges pointwise as b→b0, and its squared modulus is bounded by 4∣τlog⁡a0η∣2∈L1. Dominated convergence gives the second limit; its sequential form suffices because the parameter space is metrizable.

1.4F2F4

Every bounded operator commuting with π is a multiplication Mm. For n≥1, π(1,±1/n) is multiplication by e±ieu/n, so a commuting T commutes with their real and imaginary parts, the multiplications Mφn, Mψn for φn(u)=cos⁡(eu/n) and ψn(u)=sin⁡(eu/n). The family F={φn,ψn:n≥1} consists of bounded real Borel functions with σ(F)= Borel: indeed nsin⁡(eu/n)→eu pointwise, so eu, hence u=log⁡eu, is σ(F)-measurable, and the sets {u≤c} generate the Borel σ-algebra. By [F4], T=Mm for some bounded measurable m.

1.5F8

Coefficient estimate. For t∈R and R>0 put IR=[−R,−R/2] and ηR:=(R/2)−1/2eitu1IR, a unit vector of L2(R). For (a,b)∈G with h:=log⁡a, the change of variable u↦u+h and ∣eit(u+h)∣=1 give ⟨π(a,b)ηR,ηR⟩=(2/R)∫IR∩(IR−h)eibeueith du=ait(2/R)∫IR∩(IR−h)eibeu du. If ∣h∣≤R/2, the intersection has measure R/2−∣h∣ by [F8], and ∣eibeu−1∣≤min⁡(2,∣b∣e−R/2) on IR because u≤−R/2 there; therefore ∣⟨π(a,b)ηR,ηR⟩−χt(a,b)∣≤(2/R)∫IR∩(IR−h)∣eibeu−1∣ du+2∣h∣/R≤2∣h∣/R+∣b∣e−R/2.

2.1F4F5step 1.4

The operator Mm commutes with all translations Uhη(u)=η(u+h), h∈R, because π(eh,0)=Uh. The family of translations is ergodic for Lebesgue measure: if a Lebesgue measurable set E is invariant under every translation up to null sets, replace it by a Borel set equal to it a.e. using [F5]. Translation preserves null sets, so the new indicator is still invariant a.e. under each translation, and its composition with (u,t)↦u+t is Borel, hence product-measurable. Then ∫R∫R∣1E(u+t)−1E(u)∣2 du dt=0 by Tonelli [F5], since every t-slice vanishes; hence (u,t)↦∣1E(u+t)−1E(u)∣ is 0 a.e., so for some u0 one has 1E(u0+t)=1E(u0) for a.e. t, and 1E is a.e. equal to the constant 1E(u0); being an indicator, E is null or conull. Applying the moreover clause of [F4] to the commuting translation unitaries gives that m is constant a.e., so T=λI.

2.2F7F9step 1.5

Hence χt≺π. Let K⊆G be compact and ϵ>0, and let z∈C; since log⁡a and b stay in bounded ranges ∣h∣≤L, ∣b∣≤B on K, choose R>2L so large that 2L/R+Be−R/2<ϵ/(1+∣z∣2). Then step 1.5 gives sup⁡(a,b)∈K∣∣z∣2χt(a,b)−⟨π(a,b)(zηR),zηR⟩∣≤∣z∣2(2L/R+Be−R/2)<ϵ, so every diagonal coefficient of the one-dimensional representation χt, hence every function of positive type associated to χt, is a compact-uniform limit of coefficients of π; by [F9], χt≺π.

3.1F6F7step 2.1

π is irreducible. If M⊆L2(R) were a closed invariant subspace different from 0 and H, its orthogonal projection PM would commute with every π(g) by [F6] and would satisfy PM≠0,I, contradicting step 2.1. Hence H has no nontrivial closed invariant subspace, and π is irreducible; its carrier L2(R) is infinite dimensional, since the indicators of [n,n+1), n∈Z, are an infinite orthonormal family.

4.1F7step 3.1

Each χt(a,b)=ait is a continuous unitary character, i.e. a one-dimensional strongly continuous unitary representation; its diagonal coefficients at z∈C are ∣z∣2χt. No χt is unitarily equivalent to π, since unitarily equivalent representations have isomorphic carriers and dim⁡L2(R)=∞ while dim⁡C=1; in particular π≄1G=χ0, and [π]≠[1G].

5.1F10F11step 4.1step 2.2

Fell closure and failure of Hausdorffness. Since χt and π are irreducible, [F10] gives χt∈{[π]}‾ in the Fell topology; in particular [1G]=[χ0]∈{[π]}‾ with [1G]≠[π] by step 4.1, so {[π]} is not closed. If the Fell topology were Hausdorff, the distinct points [1G] and [π] would have disjoint open neighbourhoods U∋[1G], V∋[π]; since [1G] lies in the closure of {[π]}, the neighbourhood U meets {[π]} and therefore [1G]∈U and [π]∈U∩V, contradicting disjointness. Hence G^ is not Hausdorff.

6.1given∎

The Axiom of Choice is inherited from the multiplication lemma and the Fell suppliers; the explicit representation, the coefficient estimates and the ergodicity computation use no further choice (The Axiom of Choice).

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