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A vanishing Lefschetz number with canceling fixed points

Statement refuted

If L(f)=0 then f has no fixed points. Equivalently, a vanishing Lefschetz number forces a self-map of a closed manifold to be fixed-point-free.

Facts & Assumptions

Given: AC (The Axiom of Choice), the circle S1=R/2πZ and the smooth map g(θ)=θ+εsin⁡θ with 0<ε<1, viewed as a self-map f of S1.

[F1]

H∗(S1;Q) is Q in degrees 0,1 and vanishes otherwise; a circle self-map of degree d has f∗=id on H0 and multiplication by d on H1 (Homology of spheres, Degree of a self map of an oriented sphere).

[L1]

L(f) is the alternating trace sum over rational homology (Algebraic Lefschetz number via rational homology traces); for a smooth map of S1 with isolated fixed points the index sum is L(f) and a nondegenerate fixed point θ0 has index sign⁡(1−g′(θ0)) (Lefschetz-Hopf index formula, The index of a nondegenerate fixed point is the sign of det(I-Df), Isolated fixed point and local fixed point index). Homotopic maps have equal Lefschetz numbers (The Lefschetz number is a homotopy invariant).

Counterexample

1.1givenL1

The fixed points. A point θ is fixed by g exactly when εsin⁡θ=0 in R/2πZ, i.e. exactly when θ∈{0,π}. Both solutions are nondegenerate because g′(θ)=1+εcos⁡θ is 1+ε at 0 and 1−ε at π, neither equal to 1 for 0<ε<1; their indices are sign⁡(1−(1+ε))=−1 at 0 and sign⁡(1−(1−ε))=+1 at π. So f has fixed points and its index sum is (−1)+(+1)=0.

2.1step 1.1F1L1

The periodic function εsin⁡θ makes gt(θ)=θ+tεsin⁡θ a well-defined homotopy of circle maps from the identity to f. By [L1], L(f)=L(id), and [F1] gives the two identity traces one in degrees zero and one, so L(f)=1−1=0. Thus L(f)=0 while f has the two fixed points found in step 1.1.

3.1step 2.1step 1.1F1∎

The refutation. The displayed statement asserts that a vanishing Lefschetz number forces the map to be fixed-point-free; f has L(f)=0 and the fixed points 0,π, so the implication fails. The example is the curved version of the standard caution that L is only a signed count: the nonvanishing of L guarantees a fixed point, but its vanishing merely allows fixed points to cancel, as here with indices −1 and +1.

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