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Lefschetz-Hopf index formula

Statement

Assume AC (The Axiom of Choice). Let M be a closed smooth n-manifold, n≥1, possibly disconnected or nonorientable, and let f:M→M be smooth with only isolated fixed points. Then Fix⁡(f) is finite, its geometric index sum I(f)=∑xind⁡x(f) is defined (Geometric Lefschetz number (index sum)), and I(f)=L(f), where L(f) is the algebraic Lefschetz number of Algebraic Lefschetz number via rational homology traces.

Facts & Assumptions

Given: M,n,f and AC as in the statement.

[F1]

A continuous self-map of a Hausdorff space has a closed fixed set, since the diagonal is closed; a closed discrete subset of a compact space is finite (A space is Hausdorff if and only if its diagonal is closed in the square carrying the product topology, A closed discrete subset of a compact space is finite).

[F2]

An isolated fixed point splits under perturbation, preserving its index permits a smooth homotopy supported in a small ball isolating a fixed point which replaces that point by finitely many nondegenerate fixed points with the same total index.

[F3]

The orientation-twisted diagonal realizes the Lefschetz trace proves I(g)=L(g) for every smooth self-map of a connected closed manifold whose fixed points are nondegenerate, without an orientation or lifting hypothesis.

[F4]

Manifold components are open; compactness gives finitely many. Their rational homology groups decompose as a finite direct sum, and the trace is the sum of the diagonal component-block traces (Connected components, quasicomponents, and totally disconnected spaces, The singular homology of a disjoint union is the direct sum, Algebraic Lefschetz number via rational homology traces). Homotopic maps induce the same homology maps (Homotopic maps induce the same map on singular homology).

Proof

1.1givenF1F2

By [F1] isolation and compactness make the fixed set finite. Choose pairwise disjoint admissible balls isolating its points. Applying [F2] successively in these balls yields a smooth map g homotopic to f, unchanged outside the balls, with every fixed point nondegenerate and I(g)=I(f). There are no additional fixed points outside the balls because g=f there, and the finite index sum is defined by Geometric Lefschetz number (index sum).

2.1F3F4step 1.1

Each connected component C is carried by g into a single component, since its image is connected. If that component is C, [F3] applies to the self-map g∣C and gives I(g∣C)=L(g∣C). If it is a different component, C has no fixed points, and the source-to-C diagonal block of g∗ on the homology direct sum in [F4] is zero. Thus that component contributes zero both to the index sum and to the trace. Summing the finitely many diagonal-block identities gives I(g)=L(g).

3.1F4step 1.1step 2.1∎

Since f and g are homotopic, [F4] gives L(f)=L(g). Combining with the preceding steps gives I(f)=I(g)=L(g)=L(f). AC is inherited from the finite-dimensional Lefschetz-number and twisted diagonal suppliers; the perturbations and the finite component decomposition require no global orientation or lift of either map.

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