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The Lefschetz index formula recovers Poincare-Hopf

Remark

The derivation. Assume AC (The Axiom of Choice). Let M be a closed smooth n-manifold, n≥1, and let X be a smooth vector field with isolated zeros (Isolated zero and local index of a vector field). Embed M as a closed smooth submanifold of a Euclidean space (The weak Whitney proper embedding theorem), let N be an open tubular neighbourhood with its normal-fibre retraction r:N→M (The Euclidean tubular neighbourhood theorem, A closed Euclidean submanifold has a smooth neighborhood retraction), and for small t>0 define ft(x):=r(x−tX(x)). Compactness gives a uniform tube margin around M (take a finite cover by balls whose doubled balls lie in N), while the Euclidean norm of X is bounded by A continuous image of a compact space is compact; a continuous real-valued map on a nonempty compact space attains a maximum and a minimum; and a continuous bijection from a compact space to a Hausdorff space is a homeomorphism, clause 2. Hence ft and the same formula for every s∈[0,t] are defined for a common small t>0. This is Guillemin and Pollack's normal-projection approximation to the flow of −X, and it has the following properties.

  • The fixed points of ft are exactly the zeros of X. If r(x−tX(x))=x, put z:=x−tX(x); then z−x=−tX(x) is perpendicular to TxM because r is the normal-fibre projection, while X(x)∈TxM, so tX(x)=0 and X(x)=0; conversely X(x)=0 gives ft(x)=r(x)=x. Hence the fixed points of ft are the isolated zeros of X, for every sufficiently small t>0 for which the family is defined.

  • ft is homotopic to the identity. The formula (s,x)↦r(x−sX(x)), s∈[0,t], is a homotopy from f0=idM to ft, so L(ft)=L(idM)=χ(M) by The Lefschetz number is a homotopy invariant and The Lefschetz number of the identity is the Euler characteristic.

  • The index identification. Since r restricts to the identity on M with identity differential along TxM, the family satisfies ft(x)=x−tX(x)+O(t2): it is tangent to −X at time zero, and its fixed points are isolated. The tangent-family part of Small-time flow fixed point indices and vector field zero indices, applied to the field −X, gives ind⁡p(ft)=(−1)nind⁡p(−X), and the negation law ind⁡p(−X)=(−1)nind⁡pX (Negation scales the local index by (−1)n) leaves ind⁡p(ft)=ind⁡pX at every zero p of X, for all sufficiently small t>0.

The Lefschetz–Hopf index formula Lefschetz-Hopf index formula applies to the smooth map ft, whose fixed points are exactly the isolated zeros of X, and combines the three properties into ∑p:X(p)=0ind⁡pX=∑p∈Fix⁡(ft)ind⁡p(ft)=L(ft)=χ(M), which is precisely the Poincaré–Hopf theorem Poincare-Hopf for closed manifolds — recovered here as a corollary of the Lefschetz–Hopf index formula. The normal-projection family gives the fixed-set description directly, including at degenerate zeros; it does not require a periodic-orbit analysis of the actual flow. Compactness makes the isolated zero set finite (it is closed and discrete), by A closed discrete subset of a compact space is finite: locally, continuity makes the nonzero locus open. Thus the finitely many local small-time bounds have a common positive bound. For odd n the conclusion is also consistent with the vanishing of χ recorded in Closed odd-dimensional manifolds have zero Euler characteristic.

What is used. The argument uses a proper embedding of M, a tubular neighbourhood with its normal-fibre retraction, the tangent-family index computation, the Lefschetz–Hopf index formula and the homotopy invariance of L; no countability or orientation hypothesis on M is added beyond the ones already carried by those suppliers.

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