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An isolated fixed point splits under perturbation, preserving its index

Statement

Assume countable choice. Let M be a closed smooth n-manifold, n≥1, and f:M→M smooth with all fixed points isolated. For every open neighbourhood V of a fixed point x, there is a smooth g, arbitrarily close to f, homotopic to it through a homotopy supported in a compact subset of V, such that every fixed point of g in V is nondegenerate. Choose disjoint small closed chart balls Bz⋐V around the finitely many points z∈Fix⁡(f)∩V. The construction keeps g=f outside their interiors, and each local replacement satisfies ∑y∈Fix⁡(g)∩Bzind⁡y(g)=ind⁡z(f). In particular if V∩Fix⁡(f)={x}, its new fixed-point index sum is ind⁡x(f); for general V the global index sum is unchanged. All sums are finite. Thus one isolated point can be split in an isolating neighbourhood, or all isolated points in a prescribed neighbourhood can be split simultaneously.

Facts & Assumptions

Given: Countable choice and a closed smooth n-manifold M, n≥1, a smooth f:M→M with all fixed points isolated, a fixed point x of f and a neighbourhood V of x.

[F1]

The index ind⁡x(f) is the degree of the normalized displacement v↦d(εv)/∣d(εv)∣ in an admissible chart, where d(u)=u−f^(u); it is independent of the chart and radius (Isolated fixed point and local fixed point index, The local fixed point index is independent of chart, ball and neighbourhood).

[F2]

For a smooth field on a closed Euclidean ball, nonzero on its boundary, its finite isolated-zero index sum equals the boundary degree (reduced degree for n=1), by The index sum of an outward field is the Gauss degree. Use only the chart-induced trivialization here; the corresponding restricted case is also The local index is additive under a transverse perturbation. Two fields agreeing on the boundary therefore have the same index sum.

[F3]

For a smooth map G with isolated fixed point y, nondegeneracy of y is the invertibility of I−DGy (Nondegenerate fixed point), and then ind⁡y(G)=sign⁡det⁡(I−DGy) (The index of a nondegenerate fixed point is the sign of det(I-Df)); the chart displacement u↦u−G^(u) is a smooth vector field whose zeros are the fixed points of G^, with nondegenerate zeros corresponding to nondegenerate fixed points and with the same index (Isolated zero and local index of a vector field, Nondegenerate zero of a vector field).

[F4]

Regular values of a smooth map are dense and their complement is null (Morse-Sard for smooth manifolds, Regular values have null complement and are dense); for a compact set K inside an open set U there is a smooth bump equal to 1 near K and supported in U (A manifold bump for a compact set inside an open set).

[F5]

A closed discrete subset of a compact space is finite (A closed discrete subset of a compact space is finite). Continuous images of compact sets are compact, and a continuous real-valued function on a nonempty compact set attains its minimum (A continuous image of a compact space is compact; a continuous real-valued map on a nonempty compact space attains a maximum and a minimum; and a continuous bijection from a compact space to a Hausdorff space is a homeomorphism, clauses 1–2).

Proof

1.1givenF1F4F5

Choose a target chart (φ,U) at x with φ(x)=0 and restrict the representative to W=φ(U∩f−1(U)∩V). It contains 0. Choose R>0 with B‾R⊂W and d(u):=u−f^(u)≠0 on 0<∣u∣≤R. Fix 0<r<R and use [F4] to choose ρ:Rn→[0,1] equal to one near B‾r and supported in BR. The compact annulus K={r≤∣u∣≤R} is nonempty, and [F5] gives m=min⁡K∣d∣>0. The compact image f^(B‾R) lies in the open target chart image; a finite cover by balls with doubled radii inside that image supplies η>0 such that adding a vector of norm less than η stays in it.

2.1step 1.1F4construct

By [F4] choose a regular value a of d with ∣a∣<min⁡(m/2,η). Define gt(p)=φ−1(f^(u)+tρ(u)a) for u=φ(p)∈B‾R, and gt=f elsewhere, for 0≤t≤1. These definitions agree on an open collar of the boundary because supp⁡ρ⋐BR. They give a smooth homotopy, supported in the compact set φ−1(supp⁡ρ)⊂V, with g0=f; put g=g1. The vector a can be arbitrarily small.

3.1step 1.1step 2.1F3F5

On K, the displacement d−ρa has norm at least m−∣a∣>0. Inside Br one has ρ=1 on a neighbourhood, so the fixed points of g are exactly the preimages of the regular value a under d. Their displacement derivative is Dd, which is invertible there. Hence they are nondegenerate by [F3]. The zero set is closed in B‾R and discrete, so it is finite by [F5].

4.1step 1.1step 3.1F1F2F3

The fields d and d−ρa have identical nonzero boundary values on ∂BR. By [F2] their index sums agree. The first field has only the zero 0, of index ind⁡x(f) by [F1]; each zero of the second has the corresponding fixed-point index by [F3]. This proves the local sum identity. Outside the support, g=f on a neighbourhood of each old fixed point, so the germ clause of The local fixed point index is independent of chart, ball and neighbourhood preserves its index. Countable choice is inherited from Sard.

5.1step 1.1step 2.1step 3.1step 4.1F5∎

For an arbitrary V, the fixed points of f lying in it form a finite set. Choose mutually disjoint balls Bz⋐V around all of them, each isolating its centre and satisfying step 1.1. Perform steps 1.1–4.1 in each ball. The supports are disjoint and the formulas equal f near every ball boundary, so they glue to one smooth map and one smooth supported homotopy. No new fixed point occurs outside the balls, and every old fixed point inside V was included; hence every new fixed point in V is nondegenerate. Summing the local identities gives global index preservation. Since there are finitely many bumps and all perturbation vectors may be chosen arbitrarily small, any prescribed smooth-neighbourhood bound is met by taking their finitely many vectors small enough.

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