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The elliptic kernel and cokernel are finite dimensional
Statement
Assume the Axiom of Choice and Countable Choice. In the setting of The Fredholm alternative for weak elliptic Dirichlet problems the weak homogeneous space and the weak adjoint space are finite-dimensional over with . Explicitly and as subspaces of (On bounded domains, the unshifted equation is an identity-minus-compact equation, The adjoint solution operator solves the adjoint form problem), so this common dimension is the dimension of (Eigenvalues, eigenvectors, eigenspaces , and the spectrum of an endomorphism), for each compact operator and . When the common dimension is positive, is an eigenvalue and this dimension is its geometric multiplicity; when it is zero, is not an eigenvalue. No equality of algebraic multiplicities is asserted. The common geometric multiplicity is independent of the admissible shift .
Facts & Assumptions
Given: the Axiom of Choice and Countable Choice; a bounded open set ; the divergence-form operator with form and adjoint ; a fixed ; the shifted solution operators .
Identifications: and ; moreover and , so the two sets are exactly the indicated kernels in (On bounded domains, the unshifted equation is an identity-minus-compact equation, The adjoint solution operator solves the adjoint form problem, The shifted elliptic solution operator, Zero-boundary Sobolev space as a norm closure).
Abstract Fredholm dimension: for a compact operator on and , the kernel and the cokernel of are finite dimensional with equal dimensions; the kernel of the transpose is finite dimensional (Fredholm alternative for identity minus compact, Kernel of identity minus compact is finite dimensional, Compact linear operator, The Axiom of Choice). The range of is closed by Range of identity minus compact is closed; AC supplies its DC premise by AC supplies the countable and dependent choices used in Banach integration. By Orthogonal decomposition by a closed subspace, . The adjoint identity gives , and restricts to a linear bijection from this orthogonal kernel onto the cokernel.
The weak spaces are the homogeneous and adjoint homogeneous solution spaces of the weak elliptic problem, and the abstract identities of [F1] hold for every admissible shift (The Fredholm alternative for weak elliptic Dirichlet problems).
For a linear endomorphism , its eigenspace for eigenvalue is (Eigenvalues, eigenvectors, eigenspaces , and the spectrum of an endomorphism). Its dimension is the geometric multiplicity used here; algebraic multiplicity is not part of this conclusion.
Proof
Identifications. By [F1], and as subspaces of : an element of either kernel lies in because the range of the corresponding solution operator is contained in .
Finite dimension and equality. Since is compact on the Banach space , [F2] gives and . Under the Riesz identification of with its dual, the annihilator of the range is , so the cokernel dimension equals ; by step 1.1 these are and , both finite, with .
Independence of the shift and geometric multiplicity. For a further admissible shift the same argument with gives and ; the spaces themselves are defined by the weak equations alone and do not mention any shift, so the common dimension is independent of the choice of admissible . By [F4], when positive, these dimensions are the geometric multiplicities of eigenvalue of and , respectively, because and are exactly their eigenspaces. This identifies no algebraic multiplicity.
Depends on
- The Axiom of Choice
- Compact linear operator
- The Axiom of Countable Choice ($\mathrm{AC}_\omega$)
- Eigenvalues, eigenvectors, eigenspaces $E_\lambda(T)=\ker(T-\lambda I)$, and the spectrum $\sigma_F(T)$ of an endomorphism
- The shifted elliptic solution operator
- Zero-boundary Sobolev space as a norm closure
- The adjoint solution operator solves the adjoint form problem
- Kernel of identity minus compact is finite dimensional
- On bounded domains, the unshifted equation is an identity-minus-compact equation
- Fredholm alternative for identity minus compact
- The Fredholm alternative for weak elliptic Dirichlet problems
- Range of identity minus compact is closed
- AC supplies the countable and dependent choices used in Banach integration
- Orthogonal decomposition by a closed subspace
Used by
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Sources
- John K. Hunter, Notes on Partial Differential Equations (UC Davis, revised 18 June 2014, complete 242-page notes) (standard reference, not scraped)
- Richard S. Laugesen, Linear Analysis and Partial Differential Equations (University of Illinois, 2020, complete 158-page graduate notes) (standard reference, not scraped)