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Hartogs extension by a compact-support dbar correction

Statement

Assume the full Axiom of Choice (AC). Let n≥2, let Ω⊆Cn be a domain, and let K⊆Ω be compact with G:=Ω∖K connected. Every holomorphic f:G→C has a unique holomorphic extension F:Ω→C. No finite-shell-cover assumption is required.

Facts & Assumptions

Given: Full AC; n≥2; a domain Ω⊆Cn; a compact K⊆Ω such that G=Ω∖K is connected; and a holomorphic function f:G→C.

[F1]

Under full AC, every smooth compactly supported ∂ˉ-closed (0,1)-form g on Cn, for n≥2, has a unique smooth compactly supported solution u to ∂ˉu=g; that solution vanishes on the unique unbounded connected component of Cn∖supp⁡g (Compactly supported dbar solutions on complex Euclidean space).

[F2]

Smooth complex-valued functions are (0,0)-forms, and the coefficient formula defines ∂ˉ on forms (Bigraded complex forms and the Dolbeault operators).

[F3]

The operator satisfies ∂ˉ2=0 and the graded product rule; on a function a and a function b, ∂ˉ(ab)=a ∂ˉb+b ∂ˉa (The d, partial and dbar identities).

[F4]

For a compact subset of an open set in a smooth manifold, there is a smooth [0,1]-valued function equal to one on a neighborhood of the compact set and with support in that open set (A manifold bump for a compact set inside an open set).

[F5]

The support of a form is the closure of its nonzero locus, and a form is compactly supported when that support is compact (Compact support of a differential form).

[F6]

Holomorphic functions on open subsets of Cm are smooth in real coordinates (Holomorphic functions of several variables are smooth and their complex derivatives are holomorphic).

[F7]

For a C1 function, vanishing of every ∂zˉk is equivalent to holomorphy (For C1 functions, holomorphy, complex linearity of the real derivative, and the Cauchy–Riemann system agree, Holomorphic functions on an open subset of Cm). When matching the library's zero-based coordinate k with the coordinates here, k=j−1.

[F8]

A compact subset of a metric space is closed (A compact subset of a metric space is closed and bounded).

[F9]

The standard norm and metric on Cm agree with those on R2m, so the norm topology and the real Euclidean topology agree (Complex m-space and its real coordinate dictionary).

[F10]

A continuous real-valued function on a nonempty compact metric space attains its maximum (A continuous real-valued function on a nonempty compact metric space is bounded and attains a greatest and a least value).

[F11]
[F12]

A connected component is the largest connected subset containing any one of its points (Connected components, quasicomponents, and totally disconnected spaces).

[F13]

A holomorphic extension agrees with the original function on a nonempty open subset of the intersection of the two domains (Holomorphic extension and domains of holomorphy in several variables).

[F14]

A holomorphic function on a nonempty connected open set that vanishes on a nonempty open subset vanishes identically (A holomorphic function vanishing on a nonempty open subset of a domain vanishes identically).

[F15]

In Cm, every closed bounded set is compact (Complex m-space and its real coordinate dictionary).

[F16]

The norm satisfies the triangle inequality and absolute homogeneity, including ∥−z∥=∥z∥ (A norm on a real vector space, the induced metric, and the dictionary with the metric axioms).

[F17]

Full AC means every family of nonempty sets has a choice function (The Axiom of Choice).

Proof

technique · direct
1.1givenF13F14construct

If K=∅, then G=Ω and take F=f. Any other holomorphic extension agrees with f on a nonempty open subset of Ω by [F13], so the identity theorem [F14] gives uniqueness.

1.2F9F10F16givenchoosealgebra

Suppose K≠∅. The function z↦∥z∥ is continuous: the triangle inequality and ∥−z∥=∥z∥ from [F16] give ∣∥z∥−∥w∥∣≤∥z−w∥, and [F9] identifies this norm distance with the metric. By [F10], there are z0∈K and r≥0 with ∥z0∥=r=max⁡z∈K∥z∥. Choose ε>0 with {z:∥z−z0∥<ε}⊆Ω. If r>0, put w=(1+ε/(2r))z0; if r=0, then z0=0 and put w=(ε/2)e1, where e1=(1,0,…,0). In either case ∥w−z0∥=ε/2, so w∈Ω. With R:=r+ε/4, we have ∥w∥>R and K⊂{z:∥z∥<R}.

2.1F4F6F9step 1.2givenconstruct

Apply [F4] to K⊆W:=Ω∩{z:∥z∥<R} to obtain χ∈C∞(Cn,[0,1]) equal to one near K and satisfying supp⁡χ⊆W. Define f0=(1−χ)f on G and f0=0 on K. This is smooth on Ω: on a neighborhood of K it is identically zero, and off K it is a product of smooth functions by [F6].

3.1F2F3F5F6F7F15step 2.1algebra

On Ω set g=∂ˉf0, and define g=0 on Cn∖Ω. On G, the product rule and ∂ˉf=0 from [F7] give g=−f ∂ˉχ; near K, g=0. Thus the global nonzero locus lies in the closed set supp⁡χ⊆Ω∩{z:∥z∥<R}. Since supp⁡χ is a closed subset of the open set Ω, every point outside Ω has a neighborhood disjoint from supp⁡χ; inside Ω there χ=0 and f0=f with ∂ˉf=0, while outside Ω we set g=0. Hence the zero extension is smooth. Its support is a closed subset of supp⁡χ, so it lies in Ω and is bounded; [F15] makes it compact. On Ω, ∂ˉg=∂ˉ2f0=0 by [F3], and around the complement of Ω the extended form is zero, so globally g is ∂ˉ-closed.

4.1F1F17givenstep 3.1construct

Invoke [F1] under the stated full AC hypothesis [F17] to obtain the unique smooth compactly supported u with ∂ˉu=g, vanishing on the unique unbounded connected component of Cn∖supp⁡g. If f=0, then f0=g=0 and uniqueness in [F1] gives u=0, so this construction also covers the zero function.

4.2F1F4F5F9F11F12step 2.1step 3.1givenalgebra

Let ER:={z:∥z∥>R}. It is disjoint from supp⁡g by step 3.1 and is unbounded. It is path-connected: for x,y∈ER, choose L>max⁡(R,∥x∥,∥y∥), move each point radially to the sphere of radius L, and join the resulting directions by a path on S2n−1, rescaled by L. The sphere path exists by [F11], since 2n≥2; all three paths stay in ER. Thus ER is connected by [F11]. Its component containing (R+1)e1, with e1=(1,0,…,0), contains all of ER by [F12], so that component is unbounded and therefore is the unique unbounded component in [F1]. Hence u=0 on ER. Also χ=0 there by [F4] and [F5], since ER is disjoint from supp⁡χ.

5.1F3F6F7F8F14step 1.2step 3.1step 4.1step 4.2givenalgebra

The set G is open by [F8] and nonempty because the point w from step 1.2 lies in Ω∩ER⊆G. On G define h:=u+χf. It is smooth by [F6] and step 4.1, and ∂ˉh=g+f ∂ˉχ=0 by steps 3.1 and 4.1. Therefore [F7], with library coordinate k=j−1, makes h holomorphic on G. Step 4.2 gives h=0 on the nonempty open set Ω∩ER; because G is connected, [F14] yields h=0 throughout G.

6.1F3F7F13step 2.1step 4.1step 5.1givenalgebra

Set F:=f0−u on Ω. It is smooth, and ∂ˉF=g−g=0, so [F7], with library coordinate k=j−1, makes F holomorphic. On G, F=(1−χ)f−u=f−h=f by step 5.1. Thus F is an extension of f to Ω in the sense of [F13].

7.1F13F14step 6.1givenalgebra∎

If F~ is any other holomorphic extension to Ω, [F13] gives a nonempty open V⊆G on which F~=f. By step 6.1, F=f on all of G, so F~−F vanishes on V. The identity theorem [F14] on the connected domain Ω gives F~=F.

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