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The cyclic affine type A Cartan datum and its residues

Definition

Fix an integer e≥2 and put I:=Z/eZ={0,1,…,e−1} with its cyclic order; elements of I are called residues. Let A=(aij)i,j∈I be the integer matrix with

aii=2,ai,i−1=ai,i+1=−1  (i∈I)

when e≥3, and with a00=a11=2 and the single double edge a01=a10=−2 when e=2; all indices are read modulo e. Thus for e≥3 all off-diagonal entries other than the neighbouring entries −1 are 0, and for e=2 the matrix is (2−2−22). Take the diagonal symmetrizer D=diag⁡(1,…,1) and the quantum parameter q over Q, so that qi=qdi=q for every i∈I (Symmetrizable Cartan data for quantum groups).

Choose free abelian groups

P=(⨁i∈IZΛi)⊕Zδ,P∨=(⨁i∈IZhi)⊕Zd,

with the Z-bilinear pairing ⟨⋅,⋅⟩:P×P∨→Z determined by

⟨Λj,hi⟩=δij,⟨δ,hi⟩=0,⟨Λj,d⟩=0,⟨δ,d⟩=1.

For h∈P∨ and λ∈P, also use the transposed notation ⟨h,λ⟩:=⟨λ,h⟩. This notation pairs a coweight with a weight and is distinct from the symmetric weight form below.

Define the simple roots

αi:=∑j∈IajiΛj+δi0 δ(i∈I),

let Q:=⨁i∈IZαi⊆P be the root lattice and Q+ its nonnegative cone, and define the central element c:=∑i∈Ihi∈P∨. The level of λ∈P is ⟨c,λ⟩∈Z (Kac moody integral and dominant integral weights), and the classical weight lattice is Pcl:=P/Zδ.

The diagram reflection τ is the pair of Z-linear involutions τ:P→P, P∨→P∨ with τ(Λi)=Λ−i, τ(δ)=δ, τ(hi)=h−i and τ(d)=d (indices negated in Z/eZ).

The normalized affine weight form is the symmetric Q-bilinear form on PQ:=P⊗ZQ determined, in the decomposition PQ=QQ⊕QΛ0, by

(αi,αj)=aij,(Λ0,αi)=δi0,(Λ0,Λ0)=0.

Thus, for x=∑ixiαi, y=∑iyiαi and t,s∈Q, set

(x+tΛ0,y+sΛ0)=∑i,jxiaijyj+ty0+sx0.

In particular (λ,αi)=⟨λ,hi⟩ and (λ,δ)=⟨λ,c⟩. Its restriction to Q is integer-valued; on all of P it is rational-valued. This form on weights is distinct from the weight-coweight pairing. Define si(λ):=λ−⟨λ,hi⟩αi and let W be the group generated by these simple reflections; the form is W-invariant and τ-invariant.

Facts & Assumptions

Given: An integer e≥2; the index set I=Z/eZ; the matrix A and symmetrizer D displayed above; the free abelian groups P,P∨ with the displayed pairing; simple roots αi, root lattice Q, central element c, level, diagram reflection τ, and the normalized affine weight form.

[F1]

A is a generalized Cartan matrix: aii=2, aij≤0 for i≠j, and aij=0  ⟺  aji=0; it is symmetrizable with the diagonal symmetrizer D of positive integers, since DA=A is symmetric (Generalized cartan matrix, Symmetrizable generalized cartan matrix).

[F2]

A symmetrizable Cartan datum for a quantum group consists of a finite nonempty index set, a symmetrizable GCM with a chosen symmetrizer, free abelian groups P∨,P with an integer-valued pairing, simple coroots linearly independent in P∨⊗ZQ, and simple roots freely generating a root lattice inside P with ⟨αj,hi⟩=aij (Symmetrizable Cartan data for quantum groups).

[F3]

A minimal realization of the e×e matrix A is a complex vector space h of dimension 2e−rank⁡(A) with linearly independent coroots hi∈h and roots αj∈h∗ satisfying αj(hi)=aij (Realization of a generalized cartan matrix).

[F4]

Q=⨁iZαi with Q+=⨁iZ≥0αi; ht⁡(∑ikiαi)=∑iki, and the order is μ≤λ  ⟺  λ−μ∈Q+ (Kac Moody root lattice height and positive cone). Independence of the αi makes the coordinates in Q unique.

[F5]

The integral weights are the functionals with integral labels on the coroots, and the dominant integral weights are those with nonnegative labels (Kac moody integral and dominant integral weights). The pairing of the present definition pairs P with P∨, and c∈P∨ defines the level functional λ↦⟨c,λ⟩.

[F6]

Every element of P has a well-defined level: Q has level 0, Λ0 has level 1, the sum Q+⨁iZΛi spans P, and Q-independence of Q⊗Q and Λ0 holds because levels separate them; both Q⊗Q and P⊗Q have dimensions e and e+1.

[F7]

The row sums of the displayed matrix vanish: ∑j∈Iaij=0 for every i, since for e≥3 the sum is 2−1−1=0 and for e=2 it is 2−2=0; by symmetry of A the column sums vanish as well.

Verification

technique · check the matrix axioms and perfectness of the pairing, prove the stated root and central identities, then verify that $\tau$ and the root form are well defined
1.1givenF1

A is a generalized Cartan matrix. By construction aii=2 and aij≤0 for i≠j; off-diagonal entries vanish except for the neighbouring entries −1 and, at e=2, the double edge −2, and A is symmetric, so aij=0  ⟺  aji=0. Hence [F1] applies, D=diag⁡(1,…,1) is a symmetrizer, and A is symmetrizable.

1.2givenF2algebra

The pairing is perfect on the displayed bases. The families {Λi}i∈I∪{δ} and {hi}i∈I∪{d} are bases of the free abelian groups P and P∨, and the four displayed rules give ⟨⋅,⋅⟩ on all basis pairs as the identity matrix. Hence every homomorphism P→Z is ⟨⋅,ξ⟩ for a unique ξ∈P∨, and in particular the simple coroots are linearly independent in P∨⊗ZQ.

1.3F7algebra

The row and column sums of A vanish: ∑j∈Iaij=0=∑j∈Iaji for every i∈I, by [F7] and symmetry of A.

2.1step 1.3F4givenalgebra

The simple roots are linearly independent. Let ∑ixiαi=0 with xi∈Z. Comparing coefficients of δ in αi=∑jajiΛj+δi0δ gives x0=0, and comparing coefficients of Λk gives ∑ixiaki=0 for every k. For e≥3 this reads 2xk−xk+1−xk−1=0, so all differences xk+1−xk are equal; their sum over the cycle I is 0, so each difference is 0 and x is constant, and x0=0 forces x=0. For e=2 the two equations 2x0−2x1=0 and 2x1−2x0=0 together with x0=0 give x1=0. Hence the αi are independent and freely generate Q.

2.2step 1.2step 1.3givenalgebra

The simple-root identities of the datum hold: ⟨αj,hi⟩=∑kakj⟨Λk,hi⟩+δj0⟨δ,hi⟩=aij; ⟨αi,d⟩=∑kaki⟨Λk,d⟩+δi0⟨δ,d⟩=δi0; and ∑i∈Iαi=∑k(∑iaki)Λk+δ=δ, because every column sum of A vanishes by step 1.3. In particular αi∈P and its coordinates in the basis of P are the displayed integers.

3.1step 1.2step 1.3step 2.2F5algebra

The level functional and the central element are as claimed. By step 1.2 the rules ⟨c,Λi⟩=1 and ⟨c,δ⟩=0 define a homomorphism P→Z, the level; and ⟨c,αj⟩=∑i⟨hi,αj⟩=∑iaij=0 for every j by step 1.3, so all simple roots, hence all of Q, have level 0. Every λ∈P has integral labels ⟨λ,hi⟩ on the coroots by the displayed rules, so P meets the integral-weight conditions of [F5] on P∨.

3.2step 1.1step 1.2step 2.1step 2.2F2F3

The datum (I,A,D,P,P∨) is a symmetrizable Cartan datum for a quantum group. The index set is finite and nonempty; A is a symmetrizable GCM with symmetrizer D by step 1.1; P and P∨ are free abelian groups with an integer pairing, perfect on the displayed bases, by step 1.2; the simple coroots are independent by step 1.2; and the simple roots are independent, generate the root lattice freely, and satisfy ⟨αj,hi⟩=aij by steps 2.1 and 2.2. Hence [F2] holds and qi=q for all i. For [F3], take h=P∨⊗ZC and extend the perfect pairing to identify P⊗ZC with h∗. The kernel calculation in step 2.1 works over C and gives ker⁡A=C(1,…,1), so rank⁡(A)=e−1. The same calculation with x0=0 proves independence of the roots over C; the coroots are part of the displayed basis. Thus dim⁡h=e+1=2e−rank⁡(A), and the pairings of step 2.2 establish a minimal realization.

3.3step 2.2givenalgebra

The diagram reflection τ is a well-defined involution preserving the pairing and the root data. It permutes the basis {Λi}i∈I∪{δ} and the basis {hi}i∈I∪{d}, so it is an automorphism of P and of P∨ with τ2=id⁡. On basis pairs, ⟨τΛj,τhi⟩=⟨Λ−j,h−i⟩=δ−j,−i=δij=⟨Λj,hi⟩, while ⟨τδ,τhi⟩=0, ⟨τΛj,τd⟩=0 and ⟨τδ,τd⟩=1, so the pairing is preserved. Finally τ(αi)=∑jajiΛ−j+δi0δ=∑ka−k,iΛk+δi0δ=α−i, because a−k,i=ak,−i holds by the symmetry of A under index negation; hence τ permutes the simple roots, preserves Q and Q+, and fixes Λ0, δ and d.

4.1step 1.1step 2.1step 2.2step 3.1givenalgebra

The normalized form exists and pairs weights with roots by the Cartan labels. By step 2.1, QQ has dimension e, and by step 3.1 it has level 0, whereas Λ0 has level 1. Since PQ has dimension e+1, PQ=QQ⊕QΛ0. The displayed formula therefore defines a unique symmetric rational bilinear form with the specified values, and its restriction to Q is integral. For λ=∑jxjαj+tΛ0, one has (λ,αi)=∑jxjaji+tδi0=∑jxj⟨αj,hi⟩+t⟨Λ0,hi⟩=⟨λ,hi⟩, using symmetry of A. Summing over i and using δ=∑iαi yields (λ,δ)=⟨λ,c⟩; in particular (Λ0,δ)=1, while (δ,Q)=0 and (δ,δ)=0.

5.1step 3.3step 4.1givenalgebra

The normalized form is invariant under the diagram reflection and the Weyl group. By step 3.3, τ permutes αi by i↦−i and fixes Λ0. The matrix is invariant under this permutation, and δ−i,0=δi0, so all defining form values are preserved and τ is an isometry. For si, write b=(λ,αi) and b′=(μ,αi); then (siλ,siμ)=(λ−bαi,μ−b′αi)=(λ,μ)−bb′−bb′+2bb′=(λ,μ), since (αi,αi)=2 and step 4.1 identifies b,b′ with the Cartan labels. Also si2=1 by the same identity and si preserves P because its labels are integers. Every product in W is consequently an isometry. These computations apply to the double-edge matrix when e=2 as well.

6.1step 3.1step 3.2step 3.3step 4.1step 5.1∎

Conclusion. The cyclic affine type A datum is a legitimate symmetrizable Cartan datum of rank e+1 with qi=q: the matrix, symmetrizer and lattices satisfy every axiom by step 3.2; the simple roots satisfy ⟨αj,hi⟩=aij, ⟨αi,d⟩=δi0 and ∑iαi=δ by step 2.2; the central element c=∑ihi has ⟨c,αj⟩=0 and pairs with every Λi to 1, so level is a well-defined integral functional with the Λi of level 1 and δ of level 0 by step 3.1; the normalized affine weight form extends the root form, is distinct from the lattice pairing, satisfies (λ,αi)=⟨λ,hi⟩, and is invariant under W and τ by steps 4.1 and 5.1; and the diagram reflection τ is an involutive automorphism of the datum fixing Λ0,δ,d and negating the remaining indices by step 3.3.

Remarks

  • The Cartan pairing pairs P with P∨, whereas the normalized affine weight form pairs weights with weights. The root restriction has δ in its radical, but on the full weight lattice (λ,δ) is the level of λ. Consequently a δ shift can change its pairing with a weight of nonzero level. One can also construct an auxiliary symmetric extension with (Q,Λ0)aux=0 and (Λ0,Λ0)aux=0; that extension has the same root restriction and is τ-invariant, but fails (Λ0,α0)=⟨Λ0,h0⟩=1. It is not the normalized form used in affine weight or defect computations.

  • Level descends to Pcl=P/Zδ. Its level-one subset is an infinite affine hyperplane of this lattice, not the finite set of vector-representation weights: for example the classes Λ0+n(Λ1−Λ0) are distinct level-one elements for all n∈Z. The vector representation has the finite set of classical weights Λj−Λj−1 of level 0; its perfect-crystal maps ε,φ take values among the level-one fundamental classes. The loop variable records the affine δ direction, which is killed in Pcl.

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