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Measurable and decomposable operator fields

Definition

Let (X,B,μ;Hx,en(x)) be the measurable Hilbert field of Measurable Hilbert field from a countable fundamental family, and let H=∫X⊕Hx dμ(x) be the direct-integral inner-product space of Direct integral of a measurable Hilbert field. The inner products are linear in their first variables. An operator field is a family (Tx)x∈X with Tx∈B(Hx) for every x.

The field is weakly measurable when every fundamental matrix coefficient x⟼⟨Txen(x),em(x)⟩ is measurable. As proved below, this is equivalent to measurability of x↦⟨Txξ(x),η(x)⟩ for every pair of measurable sections ξ,η. The proof obtains this equivalence from pointwise boundedness of each Tx, so the equivalence also holds when the field is essentially bounded.

For a weakly measurable operator field, the operator-norm function x↦∥Tx∥ is measurable. Such a field is essentially bounded when ess sup⁡x∈X∥Tx∥<∞, with essential supremum taken with respect to μ.

A bounded operator S∈B(H) is decomposable if there is a weakly measurable, essentially bounded operator field (Tx) such that for every square-integrable measurable section ξ, the pointwise section (Tξ)(x):=Txξ(x) is again square-integrable and S[ξ]=[Tξ]. The square-integrability and class equality are part of this definition; the next theorem proves that every weakly measurable essentially bounded field indeed has this action. Operator fields are identified when equal off a measurable μ-null set.

Facts & Assumptions

[F1]

Each fundamental vector en is a measurable section because its Gram coefficients are measurable (Measurable Hilbert field from a countable fundamental family).

[F2]

The section lemma proves the coefficient test for measurability and its equivalence with testing all measurable-section pairings (Measurable sections have measurable pointwise inner products).

[F3]

Let β:N2→N be the bijection in [F8]. Define c0(())=0 and ck+1(a0,…,ak)=β(a0,ck(a1,…,ak)). Then c(a0,…,ak−1)=β(k,ck(a0,…,ak−1)) is injective on all finite sequences: the outer pairing recovers the length, and repeated inverse pairing recovers each entry. This is the finite-sequence code used below.

[F4]

The direct integral is the quotient of square-integrable measurable sections by almost-everywhere equality (Direct integral of a measurable Hilbert field).

[F5]

B(X,Y) consists of bounded linear operators between normed spaces (The spaces (\mathcal B(X,Y)) and (\mathcal B(X)) of bounded linear operators).

[F6]

The operator norm is the supremum over the unit ball; rescaling gives ∥Tu∥≤∥T∥∥u∥ (The operator norm as the least bound and as the unit-sphere or unit-ball supremum).

[F7]

Cauchy--Schwarz gives ∣⟨u,v⟩∣≤∥u∥ ∥v∥ (Cauchy–Schwarz: ∣⟨x,y⟩∣≤∥x∥ ∥y∥, with equality exactly for dependent pairs).

[F8]

There is a bijection between N2 and N (N×N≈N).

[F9]

A countable supremum of measurable extended-real functions is measurable (Sequential suprema, infima, limsup, liminf, and pointwise limits of measurable functions are measurable).

[F10]

The essential supremum of a measurable real function is the infimum of its almost-everywhere bounds; finite essential supremum defines essential boundedness (The essential supremum of a measurable function with respect to a measure).

[F11]

Measurability is inverse-image measurability (A measurable function between measurable spaces).

[F12]

Composition with a Borel map preserves measurability (Composition with a Borel measurable outer map preserves measurability).

[F13]

Continuous maps have Borel preimages (A continuous map has Borel preimages of Borel sets).

[F15]

dC(z,w)=∣z−w∣ is the Euclidean metric on R2 (The Euclidean metric, convergence, Cauchy sequences, and continuity on the complex plane).

[F16]

Rational boxes form a countable basis in each finite-dimensional real coordinate space (Qn is a countable dense subset of Rn, and rational open boxes form a countable basis).

[F17]

The inner product is linear in its first variable and conjugate-linear in its second (Real and complex inner-product spaces and their induced length).

[F18]

There is a bijection between Q and N (Q is countably infinite).

[F19]

Rational numbers approximate every real and lie strictly between any two distinct reals (The rationals embed densely in the reals).

[F20]

The complex-linear span of the fundamental family is dense in every fibre (Measurable Hilbert field from a countable fundamental family).

[F21]

The fibre norm is absolutely homogeneous and satisfies the triangle inequality (The inner-product norm is definite, homogeneous, and satisfies the triangle inequality).

[F22]

On a nonzero domain the operator norm is the supremum over the unit sphere (The operator norm as the least bound and as the unit-sphere or unit-ball supremum).

[F23]

Measurable sections have measurable pointwise norms and pairings, and are closed under measurable scalar combinations and pointwise norm limits (Measurable sections have measurable pointwise inner products).

Proof

technique · direct

Given: The measurable field, its countable fundamental family, and a pointwise field Tx∈B(Hx) whose matrix coefficients are measurable.

1.1F1F3F8F14F18F19F20F21F23construct

Fix a bijection ρ:Q→N from [F18] and a bijection β:N2→N from [F8]. Encode a term (n,a,b), representing (a+ib)en, by κ(n,a,b)=β(n,β(ρ(a),ρ(b))). Use the injective finite-sequence code [F3] on each finite list of term codes; if a natural j is not in the code's range, decode it as the empty list, and otherwise use its unique decoded list. Define qj(x)=∑r(ar+ibr)enr(x) over that list, with the empty sum zero. Every rational-complex finite combination occurs, and each qj is a measurable section by [F1,F23]. These values are dense in every fibre: given v∈Hx and ε>0, choose a finite complex combination u=∑r=1Nzrenr(x) with ∥v−u∥<ε/2 by [F20]. Put C=∑r∥enr(x)∥ and use [F19] to choose a rational η with 0<η<ε/(4(1+C)); approximate each real and imaginary coordinate of zr within η by rationals ar,br. Absolute homogeneity and the triangle inequality [F21], together with the complex modulus triangle inequality [F14], give ∥u−∑r(ar+ibr)enr(x)∥≤2ηC<ε/2. Hence qj(x) is dense. This construction fixes only individual bijections and makes no arbitrary selections, so it uses no AC.

1.2F2F11F12F13F14F15F16F17construct

Fix j,m and write qj=∑r=1Ncrenr with its finite rational-complex coefficients. First-variable linearity [F17] gives ⟨Txqj(x),em(x)⟩=∑rcr⟨Txenr(x),em(x)⟩. If this combination is empty, then Txqj(x)=0 and is measurable. Otherwise the finitely many complex coefficient functions form a measurable map into their real-coordinate space because rational boxes give a countable basis [F15,F16]; for input tuples z,w, [F14] gives ∣∑rcrzr−∑rcrwr∣≤∑r∣cr∣∣zr−wr∣, so the finite-sum map is continuous in these finitely many coordinates and hence Borel [F13]; composition [F12] makes this coefficient measurable. The coefficient criterion [F2] therefore makes x↦Txqj(x) a measurable section.

2.1F11F12F13F21F23step 1.1step 1.2construct

Put rj(x)=1/∥qj(x)∥ when ∥qj(x)∥>0 and rj(x)=0 otherwise, and set uj(x)=rj(x)qj(x). Since ∥qj∥ is measurable [F23], define g:[0,∞)→R by g(0)=0 and g(t)=1/t for t>0. For every Borel A⊆R, g−1(A) is the union of {0} when 0∈A and (0,∞)∩(t↦1/t)−1(A∩(0,∞)), a Borel set by continuity of reciprocal on (0,∞) and [F13]. Thus g is Borel and rj=g∘∥qj∥ is measurable by [F11,F12]; hence uj is a measurable section by [F23]. It has norm one when qj(x)≠0 and is zero otherwise. On a nonzero fibre, the nonzero normalized qj(x) are dense in the unit sphere: for each unit vector u and each k, take the least j with ∥qj(x)−u∥<1/k; these approximants are eventually nonzero and their normalizations converge to u, since ∥qj/∥qj∥−u∥≤2∥qj−u∥ when qj≠0. This is a least-index construction, not a choice of arbitrary witnesses. By step 1.2, each Txqj is measurable; measurable scalar closure [F23] makes Txuj measurable.

2.2F1F5F23step 1.1step 1.2

Suppose first that the fundamental matrix coefficients are measurable. For any measurable section ξ and k≥1, the sets Ej,k={x:∥ξ(x)−qj(x)∥<1/k} are measurable by [F23] and cover X by step 1.1. At each x take the least qualifying jk(x); the sets Ej,k∖⋃i<jEi,k form a measurable partition; call its pieces Pj,k. For each m and Borel B⊆C, the inverse image of B under the mth coefficient of ξk(x)=qjk(x)(x) is ⋃j(Pj,k∩{x:⟨qj(x),em(x)⟩∈B}), which is measurable, so ξk is a measurable section and ∥ξk(x)−ξ(x)∥<1/k. The inverse image under the mth coefficient of Tξk is ⋃j(Pj,k∩{x:⟨Txqj(x),em(x)⟩∈B}), which is also measurable; thus Tξk is measurable. Pointwise boundedness of Tx [F5] gives ∥Txξk(x)−Txξ(x)∥≤∥Tx∥/k→0 for every x, so [F23] makes Tξ measurable and its pairing with every measurable η measurable. Conversely, if all section pairings are measurable, test on ξ=en and η=em, both measurable by [F1], to recover every fundamental coefficient. This proves both directions of the equivalence; no essential bound is needed because each individual Tx is bounded.

3.1F6F7F8F9F12F13F14F15F17F22F23step 2.1step 1.2algebra

For each j,k, the pairing x↦⟨Txuj(x),uk(x)⟩ is measurable by [F23]. Modulus is continuous by the reverse triangle inequality from [F14,F15], so [F13] makes these moduli Borel and [F12] makes them measurable. For every nonzero fibre, ∥Tx∥=sup⁡j,k∈N∣⟨Txuj(x),uk(x)⟩∣. The upper bound follows from [F6,F7], since ∥uj∥,∥uk∥≤1. For the reverse bound, [F22] gives ∥Tx∥=sup⁡∥u∥=1∥Txu∥, and Cauchy--Schwarz with v=Txu/∥Txu∥ when Txu≠0 gives ∥Txu∥=sup⁡∥v∥=1∣⟨Txu,v⟩∣. The normalized qj are dense in the unit sphere by step 2.1. First-variable linearity [F17], the modulus triangle inequality [F14], and [F6,F7] give ∣⟨Txu,v⟩−⟨Txuj,uk⟩∣≤∥Tx∥(∥u−uj∥+∥v−uk∥), proving continuity in both unit vectors. On a zero fibre all uj and the operator norm are zero, so the same supremum formula holds. Use [F8] to enumerate pairs (j,k) by one natural index; [F9] then makes x↦∥Tx∥ measurable, including on zero fibres.

4.1F4F5F10step 3.1construct∎

Since step 3.1 proves ∥Tx∥ measurable and nonnegative, [F10] defines ess sup⁡x∥Tx∥ and the field is essentially bounded exactly when that value is finite. By [F4], S∈B(H) is decomposable when there is such a field for which each pointwise action Tξ belongs to the square-integrable section space and S[ξ]=[Tξ] for every class. This states the well-definedness required by the formula; it does not presume the next theorem's existence result. If two fields agree off a measurable null set, their pointwise actions agree there, so they give the same direct-integral class. The definition and measurable-field arguments use no axiom of choice.

Boundary cases

If X=∅, its unique operator field has no coefficients to test; measurability is vacuous, and the essential supremum is 0 because every M≥0 is an almost-everywhere bound. The direct integral is the zero space, so its only bounded operator is decomposable. If every fibre is zero, then Tx=0 and every tested coefficient and operator norm is zero; the direct integral is again the zero space. The normalization in step 2.1 sends every zero test vector to zero without division by zero. On a one-point base of finite positive mass with Hx0=C, e1(x0)=1, and en(x0)=0 for every n∈N∖{1}, the field Tx0z=az has matrix coefficient a at (n,m)=(1,1) and zero coefficients otherwise, and its norm is ∣a∣. The field acts by scalar multiplication on the one-dimensional direct integral. If the whole base is null, every measurable norm is zero almost everywhere, so the essential bound and direct integral are zero. There is no endpoint parameter. The construction uses the previously coded countable family and least qualifying indices, with no axiom of choice.

Source qualifications

Bekka--de la Harpe define a measurable operator field by testing all measurable sections and state that an essentially bounded field induces the pointwise operator, with operator norm equal to the essential supremum; their displayed passage cites Dixmier--von Neumann for that norm assertion. That passage does not prove the countable coefficient criterion or measurability of the norm, which are established above. Bruhat's Proposition 6 uses a locally compact, Lusin/topological field, local boundedness, and continuity off sets of small measure. His §1.8 also states the action result in that setting. These are contextual comparisons only; neither is used to import hypotheses or proof steps into the standard-Borel measurable-field definition here.

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