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Finite and countable planar sets have zero logarithmic capacity

Statement

Assume the Axiom of Countable Choice. Every finite or countable set E⊆C is capacity-polar in the compact/local sense of Capacity-polar sets, quasi-everywhere, and subharmonic polar sets: every compact F⊆E satisfies cap⁡(F)=0 for the logarithmic capacity of Robin constant and logarithmic capacity of a compact set. Moreover E is contained in the −∞ locus of an explicitly constructed subharmonic function on C that is not identically −∞, so E is also subharmonically polar.

The Axiom of Countable Choice is used through the local integrability and subharmonicity of compactly supported logarithmic potentials (Distributional Laplacian of a compact logarithmic potential), which enters the construction of the witness; the diagonal +∞ of the logarithmic kernel and the countable atom computation of the energy are choice-free.

Facts & Assumptions

Given: an at most countable set E⊆C, the logarithmic kernel k(z,w)=log⁡(1/∣z−w∣) with diagonal value +∞, the potentials Uμ, pμ=−Uμ and the energy I(μ) of Logarithmic potential and energy of a positive compactly supported measure, the Robin constant VF and capacity cap⁡(F) of Robin constant and logarithmic capacity of a compact set, and the Axiom of Countable Choice ACω (The Axiom of Countable Choice (ACω)).

[F1]

k(z,w)=log⁡1∣z−w∣∈(−∞,+∞] is Borel, equals +∞ exactly when z=w, and pμ(z)=∫log⁡∣z−w∣ dμ(w)∈[−∞,+∞) for every finite positive Borel measure μ of compact support; for R>diam⁡(supp⁡μ) one has kR=k+log⁡R≥0 on the product of the support with itself and I(μ)=∬kR dμ dμ−μ(C)2log⁡R, independently of R (Logarithmic potential and energy of a positive compactly supported measure).

[F2]

For nonempty compact F, VF=inf⁡ν∈P(F)I(ν) and cap⁡(F)=e−VF when VF<+∞, cap⁡(F)=0 when VF=+∞; cap⁡(∅)=0; and cap⁡(F)=0 holds exactly when I(ν)=+∞ for every Borel probability ν on F (Robin constant and logarithmic capacity of a compact set).

[F3]

Capacity-polar means that every compact subset has capacity zero, and subharmonically polar means that every point of the set lies in a complex domain carrying a subharmonic function that is −∞ on the part of the set lying in that domain (Capacity-polar sets, quasi-everywhere, and subharmonic polar sets).

[F4]

Assume ACω: for a finite positive Borel measure μ with nonempty compact support, pμ is locally integrable on C and subharmonic on the domain C, and harmonic on C∖supp⁡μ (Distributional Laplacian of a compact logarithmic potential, A complex domain is a nonempty connected open subset of C).

[F5]

For every a∈C the function z↦log⁡∣z−a∣ is subharmonic on C (The logarithm of the modulus of a holomorphic function is subharmonic) and is C∞ and harmonic on C∖{a} (Logarithmic modulus is harmonic off its centre); a real function is harmonic when it is C2 and uxx+uyy=0 (Plane harmonic functions), and a C2 function with uxx+uyy≥0 is subharmonic (A C^2 function is subharmonic exactly when its Laplacian is nonnegative).

[F6]

Nonnegative linear combinations of finitely many subharmonic functions are subharmonic (Positive linear combinations and finite maxima preserve subharmonicity); in particular, by [F5] a sum of a subharmonic function and a harmonic function is subharmonic.

[F8]

Differentiation under the integral sign: if f:X×I→C has x↦f(x,t) integrable for every t in an open interval I, is differentiable in t for almost every x, has measurable t-derivative, and the t-derivative is dominated in modulus by an integrable g independent of t, then t↦∫f(x,t) dμ(x) is differentiable on I with derivative ∫∂tf dμ (Differentiation under the integral sign).

[F9]

Dirac measures are probability measures, and finite or countable nonnegative weighted sums of measures are measures, with the integral identity ∫g d(∑jcjμj)=∑jcj∫g dμj for nonnegative Borel g, by the pointwise definition and monotone convergence (The Dirac set function at a point, Probability measures and probability spaces, Nonnegative scalar multiples and countable weighted sums of measures, Nonnegative scalar multiples and countable weighted sums of measures are measures, Monotone convergence for the integral).

[F11]

Subharmonicity on a complex domain means: upper semicontinuity, no connected component carrying the value −∞ identically, and the circle mean inequality at every closed disc contained in the domain (Subharmonic functions on plane domains); every subharmonic function on a plane domain is locally integrable (Plane subharmonic functions are locally integrable).

[F12]

A subset of an at most countable set is at most countable, a set is countably infinite when it is in bijection with N, and a finite or countably infinite set can be listed without repetitions (Finite, countably infinite, countable, uncountable).

Verification

technique · direct
1.1givenF3

The statements to prove are the capacity-polarity of E and the existence of a subharmonic witness with E in its −∞ locus; two elementary cases come first, and the countably infinite case occupies the rest of the proof.

1.2F2F3F5given

The empty case. If E=∅ there is no compact subset to test, so E is capacity-polar by [F3] and [F2], and the zero function u≡0 is of class C2 with vanishing Laplacian, hence harmonic and therefore subharmonic on the domain C by [F5], while its −∞ locus is empty; so the statement holds for E=∅.

1.3F12given

A compact at most countable set has capacity zero. Let F⊆E be compact and nonempty; by [F12] the set F is at most countable, so it can be listed without repetitions as F={b1,b2,… } (the list is finite when F is finite and otherwise is a bijection with N; for F⊆E with E in bijection with N the listing comes from ordering the corresponding subset of N, which uses no choice). Let ν be a Borel probability measure on F; by countable additivity over the disjoint singletons 1=ν(F)=∑iν({bi}), so some index i0 has m:=ν({bi0})>0, since otherwise the sum would be 0.

1.4F5F6F9F12algebra

The finite nonempty case and its witness. Let E={a1,…,am} be finite and nonempty, listed without repetitions by [F12], and put cj:=2−j∈(0,∞) and σ:=∑j=1mcjδaj; by [F9] the set function σ is a finite positive Borel measure carried by E, and for every nonnegative Borel g one has ∫g dσ=∑j=1mcjg(aj). Put u(z):=pσ(z)=∑j=1mcjlog⁡∣z−aj∣; since the sum is finite and each z↦log⁡∣z−aj∣ is subharmonic by [F5], [F6] makes u subharmonic on C. At z=aj every summand with index k≠j is the finite number log⁡∣aj−ak∣ because the points are distinct, while the j-th summand is −∞, so u(aj)=−∞; thus E lies in the −∞ locus of the subharmonic function u, which is not identically −∞ because it is finite at every point outside the finite set E.

1.5F9givenalgebra

The countably infinite case: the measure and the potential. Let E={a1,a2,… } be a listing without repetitions of a countably infinite set, and put cj:=2−j/(1+log⁡(1+∣aj∣))>0 and σ:=∑j=1∞cjδaj. Since cj(1+log⁡(1+∣aj∣))=2−j, one has ∑jcj(1+log⁡(1+∣aj∣))=1<+∞ and in particular σ(C)=∑jcj≤1; by [F9] the weighted sum σ is a finite positive Borel measure with ∫g dσ=∑jcjg(aj) for every nonnegative Borel g, so applying this to g(w)=log⁡(1+∣w∣) gives the finite logarithmic moment ∫log⁡(1+∣w∣) dσ(w)=∑jcjlog⁡(1+∣aj∣)≤1<+∞.

2.1F1F9givenalgebra

With ν, F and bi0 as in step 1.3, choose R>diam⁡(F) and put kR(z,w)=k(z,w)+log⁡R≥0 on F×F; at the diagonal point (bi0,bi0) one has kR=+∞, and the atom {bi0} carries ν-mass m>0. The inner integral at z=bi0 is +∞: for every real M the nonnegative function w↦kR(bi0,w) satisfies kR(bi0,w)≥M1{bi0}(w), so by monotonicity of the integral this inner integral is at least M m for every real M and hence equals +∞. Therefore the iterated double integral of the nonnegative function kR against ν⊗ν is infinite, and [F1] gives I(ν)=+∞.

2.2step 1.5F9given

Put u(z):=pσ(z)=∫log⁡∣z−w∣ dσ(w)∈[−∞,+∞). At z=aj0 the positive part is finite because log⁡+∣aj0−w∣≤log⁡(1+∣aj0∣)+log⁡(1+∣w∣) has finite σ-integral by step 1.5, while the negative part satisfies log⁡−∣aj0−w∣≥M1{aj0}(w) for every real M and σ({aj0})=cj0>0, so ∫log⁡−∣aj0−w∣ dσ(w)=+∞ by monotonicity of the integral; therefore u(aj0)=∫log⁡+−∫log⁡−=−∞, that is, u=−∞ on E.

2.3step 1.5givenalgebra

Local decomposition of the potential. Fix N≥1 with N≥∣a1∣, so that the disc below meets E, and split σ into the finite positive Borel measures σN:=σ ⁣↾{∣w∣≤2N+1} and σN:=σ ⁣↾{∣w∣>2N+1}, whose pointwise sum is σ. For z∈D(0,N) and w with ∣w∣>2N+1 one has ∣z−w∣≥∣w∣−N>N+1>1, so the two extended integrals ∫{∣w∣≤2N+1}log⁡∣z−w∣ dσ(w) and ∫{∣w∣>2N+1}log⁡∣z−w∣ dσ(w) have finite positive parts by the logarithmic moment in step 1.5; the compact part may have infinite negative part, while the tail has zero negative part and finite integral. Thus their sum is a well-defined extended integral and u(z)=pσN(z)+pσN(z) for pσN(z):=∫{∣w∣>2N+1}log⁡∣z−w∣ dσ(w)∈R.

3.1step 1.3step 2.1F2F3

Since every Borel probability ν on F has I(ν)=+∞ by step 2.1, the characterization [F2] gives VF=+∞ and cap⁡(F)=0, and the empty compact set also has cap⁡(∅)=0 by [F2]; as F⊆E was an arbitrary compact subset, E is capacity-polar. This proves the first assertion for every at most countable E, including the finite case.

3.2step 2.3F4given

The first summand in step 2.3 is subharmonic on C: σN is a finite positive Borel measure with nonempty compact support supp⁡σN⊆{∣w∣≤2N+1}, so [F4], whose hypothesis ACω is the standing assumption, gives that pσN is locally integrable and subharmonic on the domain C.

3.3step 1.5step 2.3F5F8algebra

The second summand of step 2.3 is harmonic on D(0,N). Fix w with ∣w∣>2N+1 and write z=x+iy; on D(0,N) the function z↦log⁡∣z−w∣ is smooth with ∣z−w∣>N+1, and it is harmonic off w by [F5]. The differentiation theorem [F8] applies to the two real parameters: the integrand is σN-integrable for every z∈D(0,N) since 0<log⁡∣z−w∣≤log⁡2+log⁡(1+∣w∣) and ∫log⁡(1+∣w∣) dσN(w)<+∞ by step 1.5, and the partial derivatives of order one and two in x and y are bounded on D(0,N)×{∣w∣>2N+1} by constants (N+1)−1 and (N+1)−2, which are σN-integrable because σN(C)≤1. Applying [F8] to the x-parameter and to the y-parameter, and then to the resulting first partial derivatives, shows that pσN is twice continuously differentiable on D(0,N) with second partial derivatives obtained by differentiating under the integral (continuity of these derivatives follows from their pointwise continuity and the same integrable bounds by Dominated convergence); since ∂x2log⁡∣z−w∣+∂y2log⁡∣z−w∣=0 for z≠w by [F5], summing gives (∂x2+∂y2)pσN(z)=∫(∂x2+∂y2)log⁡∣z−w∣ dσN(w)=0 on D(0,N), so pσN is harmonic there by [F5].

4.1step 2.2step 3.2step 3.3F3F5F6F11

On D(0,N) the function u=pσN+pσN is subharmonic: the first summand is subharmonic on C, hence on D(0,N), by step 3.2, the second is harmonic, hence subharmonic by the C2 criterion of [F5], and a sum of two subharmonic functions is subharmonic by [F6]. Since every z0∈C lies in some such disc D(0,N) with N≥∣a1∣ and N>∣z0∣, the function u meets the defining conditions of [F11] on the domain C: it is upper semicontinuous because upper semicontinuity is local and holds on each D(0,N) by subharmonicity there, it is not identically −∞ on any D(0,N) because it is subharmonic there, and the circle mean inequality holds at every closed disc of C because each such disc is contained in some D(0,N) on which u is subharmonic. Therefore u is subharmonic on C and not identically −∞; by step 2.2 it is −∞ on E, so E lies in the −∞ locus of the explicitly constructed subharmonic function u, and for every x∈E the single neighbourhood Ux:=C with witness u exhibits the local condition of [F3], so E is subharmonically polar.

5.1step 1.2step 3.1step 1.4step 4.1F4F12given∎

The first assertion of the statement was proved in step 3.1 for every at most countable E without further choice, the listings being supplied by countability itself ([F12]) and the atom computation being choice-free; steps 1.4 and 4.1 construct the witness in the finite and countably infinite cases, and step 1.2 covers the empty set. The only choice principle spent anywhere is the Countable Choice of [F4] used in step 3.2, which is the standing hypothesis ACω. This proves both assertions.

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