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Index form in constant curvature

Example

Assume exactly ACω through the declared dependencies. Let (M,g) be a finite-dimensional Riemannian manifold without boundary of constant sectional curvature K∈R, let a<b, and let γ:[a,b]→M be a unit-speed affinely parametrized geodesic. Write T=γ˙ and, for a field V along γ, V⊥:=V−g(V,T)T.

(a) For all continuous piecewise C1 fields V,W along γ, Iγ(V,W)=∫ab(g(DtV,DtW)−K g(V⊥,W⊥)) dt, and in particular Iγ(V,V)=∫ab(g(DtV,DtV)−K∣V⊥∣2) dt. On the fixed-endpoint subspace this is the formula Iγ(V,V)=∫ab(∣DtV∣2−K∣V⊥∣2) dt.

(b) Suppose K>0, put L:=π/K, let γ:[0,L]→M be a unit-speed affinely parametrized geodesic, and let E be a parallel normal field along γ with g(E,E)=1. Such a field E is data of the example and no existence claim is made here. Put sK(t)=sin⁡(K t)K,J(t):=sK(t)E(t). Then J is a nonzero Jacobi field with J(0)=J(L)=0, and Iγ(J,W)=0 for every W∈X0(γ); in particular Iγ(J,J)=0, so the fixed-endpoint index form on [0,L] is degenerate.

(c) With the same data and any L>π/K, the field W(t)=sin⁡(πt/L)E(t) is smooth, lies in X0(γ), and Iγ(W,W)=(π2L2−K)∫0Lsin⁡2(πtL)dt<0. So on a unit-speed geodesic segment of length L>π/K the fixed-endpoint index form is negative on a field and is not positive semidefinite.

Facts & Assumptions

Given: The constant-curvature manifold (M,g), the unit-speed affine geodesic γ on its nondegenerate interval, a field V as in (a), the positive curvature K>0 and the length L=π/K in (b), and, in (b) and (c), a parallel normal unit field E along γ.

[A1]

Countable choice is the assumption ACω of The Axiom of Countable Choice (ACω). It is inherited here through the index-form and constant-curvature interfaces (Index form of a geodesic segment, Curvature tensor of constant sectional curvature, Jacobi fields in constant sectional curvature). The pointwise algebra, the trigonometric computations and the two test fields use no further choice, and no full Axiom of Choice is assumed.

[F1]

Constant sectional curvature K means that every tangent two-plane has sectional curvature K; in dimensions zero and one the predicate is vacuous for every K (Constant sectional curvature and space form).

[F2]

Under this hypothesis the curvature operator is R(X,Y)Z=K(g(Y,Z)X−g(X,Z)Y) (Curvature tensor of constant sectional curvature).

[F3]

The index form of a geodesic segment on the space of continuous piecewise C1 fields is the finite sum of the integrals of g(DtV,DtW)−g(R(V,γ˙)γ˙,W), and X0(γ) is its fixed-endpoint subspace (Index form of a geodesic segment).

[F4]

The metric g is symmetric, bilinear and positive definite, so ∣U∣2=g(U,U)≥0 with equality exactly for U=0 (Riemannian metric and riemannian manifold).

[F5]

Dt and Dt2 are the covariant derivatives along γ, with one-sided values at an included endpoint (Covariant derivative along a curve).

[F6]

A parallel field satisfies DtE=0, and E is normal when g(E,T)=0 (Parallel section along a curve).

[F7]

For K>0 the normal Jacobi fields J along a unit-speed geodesic with J(0)=0 are exactly the fields sK(t)E(t) with E a parallel normal field; the exponential factor is sK(t)=sin⁡(K t)/K (Jacobi fields in constant sectional curvature).

[F8]

A Jacobi field satisfies Dt2J+R(J,T)T=0 on the interval (Jacobi field).

[F9]

If V is C2 and W is C1 on the pieces of a finite subdivision, then Iγ(V,W)=[g(DtV,W)]ab minus the derivative-jump terms minus ∫abg(Dt2V+R(V,T)T,W) dt, the jumps being absent when both fields are smooth (Integration by parts for the index form).

[F10]

sin⁡π=0, and sin⁡x>0 for 0<x<π (Pi is the first positive zero of sine).

[F11]
[F14]

A continuous nonnegative function on [a,b] with integral 0 vanishes identically (A continuous f≥0 on [a,b] with ∫abf=0 is identically 0).

Verification

Proof technique: insert the constant-curvature operator into the index form, then evaluate the sine solution and a sine test field explicitly.

1.1

For every field V along γ and every t one has g(V⊥,T)=0 and R(V,T)T=KV⊥. [F2, F4, given] By definition of V⊥ and bilinearity of g, g(V⊥,T)=g(V,T)−g(V,T)g(T,T)=0 because γ has unit speed, g(T,T)=1. Then [F2] gives R(V,T)T=K(g(T,T)V−g(V,T)T)=K(V−g(V,T)T)=KV⊥.

1.2

In the setting of (b), the field J(t)=sK(t)E(t) is a nonzero Jacobi field with J(0)=J(L)=0. [F6, F7, F10, F11] The field E is parallel and normal by [F6], so [F7] identifies sKE as a normal Jacobi field with J(0)=0. Since sK(0)=sin⁡0/K=0 and sK(L)=sin⁡(π)/K=0 by [F11] and [F10], both endpoint values vanish; and sK(t)>0 for 0<t<L by [F10] while ∣E(t)∣=1, so J is not the zero field.

1.3

Let φ(t)=sin⁡(πt/L) for 0≤t≤L. Then φ is smooth with φ(0)=φ(L)=0 and φ′′(t)=−(π/L)2φ(t). [F10, F11] The chain rule [F11] gives φ′(t)=(π/L)cos⁡(πt/L) and φ′′(t)=−(π/L)2sin⁡(πt/L). The endpoints use sin⁡0=0 and sin⁡π=0.

2.1

For all continuous piecewise C1 fields V,W along γ, the index form is Iγ(V,W)=∫ab(g(DtV,DtW)−Kg(V⊥,W⊥))dt, and on the diagonal Iγ(V,V)=∫ab(g(DtV,DtV)−K∣V⊥∣2)dt. [F3, F4, step 1.1] By step 1.1, R(V,T)T=KV⊥ at every t; moreover g(V⊥,W)=g(V⊥,W⊥) because W−W⊥=g(W,T)T is parallel to T and g(V⊥,T)=0. Substituting into the defining sum of [F3] and using the diagonal identification g(V⊥,V⊥)=∣V⊥∣2 of [F4] gives both displayed identities, in particular on X0(γ).

2.2

Iγ(J,W)=0 for every W∈X0(γ). [F5, F8, F9, step 1.2] Both J and W are continuous on [0,L], with J smooth and W piecewise C1, so [F9] applies with no derivative jumps: the boundary term [g(DtJ,W)]0L vanishes because W(0)=W(L)=0, and the integral term vanishes pointwise because Dt2J+R(J,T)T=0 by [F8] and step 1.2. Since J is a nonzero element of the subspace X0(γ), the fixed-endpoint index form on [0,L] is degenerate.

2.3

In the setting of (c), W(t)=φ(t)E(t) lies in X0(γ) and Iγ(W,W)=((π/L)2−K)∫0Lφ2dt. [F2, F5, F6, F9, F12, step 1.3] The field W is smooth because φ and E are, and W(0)=W(L)=0 by step 1.3, so W∈X0(γ). Since DtE=0 by [F6], one has DtW=φ′E and Dt2W=φ′′E; and R(W,T)T=K(g(T,T)W−g(W,T)T)=KφE by [F2], because g(E,T)=0 and g(T,T)=1. So Dt2W+R(W,T)T=(φ′′+Kφ)E, and the pairing with W is (φ′′+Kφ)φ. Applying [F9] with V=W and no jumps, the boundary term is [g(DtW,W)]0L=[φ′φ∣E∣2]0L=0 because φ(0)=φ(L)=0, hence Iγ(W,W)=−∫0L(φ′′+Kφ)φ dt. Step 1.3 gives φ′′+Kφ=(K−(π/L)2)φ, so the last integral equals (K−(π/L)2)∫0Lφ2dt by [F12], and its negative is the displayed value.

2.4

In the setting of (c), ∫0Lφ2dt>0. [F10, F13, F14, step 1.3] The function φ2 is continuous and nonnegative on [0,L]. At the midpoint t=L/2 one has φ(L/2)=sin⁡(π/2)>0 by [F10], so φ2 is not identically zero; if its integral vanished, [F14] would force φ≡0, a contradiction. Therefore the integral is nonzero, and it is ≥0 by [F13]; hence it is strictly positive.

3.1

If L>π/K then Iγ(W,W)<0. [step 2.3, step 2.4, algebra] By step 2.3, Iγ(W,W)=((π/L)2−K)∫0Lφ2dt. The assumption L>π/K makes (π/L)2−K<0, and step 2.4 makes the second factor positive, so the product is negative. Therefore the fixed-endpoint index form on a unit-speed segment of length L>π/K is not positive semidefinite.

4.1

Boundary, degeneracy and choice audit. [A1, F1, F3, F5, F9, step 1.1, step 2.1, step 2.2, step 3.1] The interval [a,b] of (a) is nondegenerate and included endpoints carry the one-sided derivatives of [F5]. In (b) and (c) the length L>0 is fixed and 0 is an included endpoint; at the critical length L=π/K the case (c) is excluded and case (b) shows only degeneracy, not negativity. The formulas are vacuous in the empty manifold and in dimension zero, where no unit-speed geodesic exists; in dimension one every field is parallel to T, so V⊥=0, part (a) reduces to Iγ(V,V)=∫∣DtV∣2dt, and parts (b) and (c) are vacuous because no normal direction exists. For K=0 part (a) gives the flat formula Iγ(V,W)=∫g(DtV,DtW)dt, while (b) and (c) require K>0. The zero field has zero index form, and the nonzero field J of step 2.2 is the explicit degeneracy witness. Assumption [A1] is inherited from the index-form and constant-curvature suppliers; the two test fields are given by explicit formulas and no selection is made. The example asserts identities and one-way implications and claims no equivalence. □

Source locator

Lee, Riemannian Manifolds: An Introduction to Curvature, equation (10.15) and the surrounding index-form discussion, printed p.186 / PDF label P203, states the index form on proper normal fields and computes its curvature term in constant curvature; Datar, Lectures on Riemannian Geometry, §21.2 (printed pp.156–157) and §23.1–23.3 (printed pp.165–169), treats the same form and its positivity below the first conjugate point. The reduction to Kg(V⊥,W⊥), the sine zero mode and the negative sine test field are computed above rather than quoted.

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