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Smooth plane quartic has genus three

Example

Let k be algebraically closed and let X=V+(F)⊆Pk2 be a smooth plane quartic, so deg⁡F=4. Then pa(X)=(4−1)(4−2)2=3, every point of X is regular so every delta invariant vanishes, and the geometric genus is g(X)=3. This realizes the triangular-number genus sequence (d−1)(d−2)2 for smooth plane curves of degree d.

Facts & Assumptions

Given: An algebraically closed field k, a nonzero homogeneous form F of degree 4, and the smooth plane hypersurface X=V+(F)⊆Pk2. We work under the Axiom of Choice [A1].

[A1]

The Axiom of Choice is assumed (The Axiom of Choice).

[A2]

In ZF, AC implies Dependent Choice (AC implies DC implies countable choice). This supplies the DC use in the curve closed-subset finiteness route used by the delta-correction formula.

[F1]

If X=V+(F) is an integral plane curve of degree d, then it is proper and has H0(X,OX)=k and pa(X)=1−χ(OX)=(d−1)(d−2)2. (Arithmetic genus of a plane curve)

[F11]

A curve over k is nonempty, geometrically integral, separated, finite type, and of chain dimension one. (Curves over a field, Integral schemes)

[F2]

For an integral proper curve, the arithmetic genus is pa(X)=1−χ(OX); over algebraically closed k, the geometric genus is g(X)=g(Xnu), and the delta invariant vanishes exactly at regular points. (Genus and arithmetic genus of a curve, Geometric genus of a singular curve, Delta invariant of a curve singularity)

[F3]

For an integral plane curve over algebraically closed k with isolated singularities, g(Xnu)=(d−1)(d−2)2−∑xδx(X), where the finite sum is over the singular points. The finiteness route uses DC under AC [A2] through the proper-closed-subset lemma for curves. (Geometric genus of a plane curve by delta invariants, Proper closed subsets of a curve are finite)

[F4]

Smoothness over k makes every local ring regular. For a closed k-point on an affine hypersurface chart with one actual equation in two variables and local dimension one, the Jacobian criterion says the local ring is regular exactly when the one-row Jacobian has rank one. (Smoothness over a field by geometric regularity, Jacobian rank detects regularity at closed points)

[F5]

A finite-variable polynomial ring over a field is a UFD, and every irreducible element is prime. (Every finite-variable polynomial ring over a field is a UFD, with prime irreducibles and principal height-one primes)

[F6]

Two positive-degree homogeneous forms in three variables with no common nonconstant factor have a nonempty finite projective intersection; over algebraically closed k its closed points have residue field k. (Algebraic Bezout formula as a sum of local scheme lengths)

[F7]

The standard charts of Pk2 are affine planes and their pairwise overlaps are nonempty, so Pk2 is irreducible; its projective dimension is two. A nonzero homogeneous form of positive degree cuts out a nonempty projective hypersurface whose irreducible components all have dimension one. (Relative projective space from standard charts, standard projective opens are affine spaces, Affine and projective n-space have dimension n, Nontrivial projective hypersurface sections)

[F8]

The equation on each standard affine chart of V+(F) is the dehomogenization of F. At a closed point on a pure one-dimensional finite-type scheme over algebraically closed k, the residue field is k, and the affine local-dimension formula then gives local-ring dimension one. (projective hypersurface affine pieces, Finite-type maps from Jacobson rings induce finite residue-field extensions at maximal ideals, Local fibre dimension equals local ring dimension plus residue transcendence degree, Finite-variable polynomial algebras over fields are Noetherian by finite generators)

[F9]

Every regular local ring is normal. A normal integral curve is its own normalization by the normalization theorem's initiality. (regular local rings are normal, Weil divisor normal noetherian scheme, Normalization of an integral finite-type curve by gluing affine integral closures)

[F12]

If S is a standard graded domain with S+≠0, then (0) is a homogeneous prime not containing S+ and is the generic point of Proj⁡S. Each nonempty standard chart ring is a degree-zero subring of a localization of S at a nonzero homogeneous element, hence a domain; therefore Proj⁡S is integral. (Projective scheme of a homogeneous quotient and its standard affine charts, Integral schemes)

Verification

technique · establish that smoothness forces the quartic form to be square-free and irreducible, then compute the arithmetic and geometric genera
1.1F7F8

Dimension of the hypersurface. The nonzero quartic F does not vanish identically on the irreducible surface Pk2. By [F7], X=V+(F) is nonempty and each of its irreducible components has dimension one. Thus every closed point used below has local dimension one by [F8].

2.1F4F5F7F8step 1.1

No repeated factor. Factor F into irreducible homogeneous forms in the UFD k[x0,x1,x2] [F5]; homogeneous factors can be taken homogeneous because the lowest and highest graded degrees of a product add. Suppose an irreducible factor G occurs with multiplicity at least two, so F=G2H. By [F7], V+(G) is nonempty; choose a closed point P∈V+(G). In a standard affine chart through P, the actual equation is f=g2h, so its first partial derivatives all vanish at P. This remains true in every characteristic because each derivative is divisible by g. By [F8] the local dimension is one, so [F4] says the zero Jacobian row makes the local ring nonregular. This contradicts smoothness. Thus F is square-free.

3.1F4F5F6F8step 1.1step 2.1

No reducible square-free factorization. If square-free F were reducible, write F=GH with coprime homogeneous forms G,H of positive degree. By [F6], their projective intersection is nonempty; choose a closed point P in it. On a standard chart through P, the equation is f=gh with g(P)=h(P)=0, so every first partial derivative h ∂g+g ∂h vanishes at P. Its local ring has dimension one [F8] and is nonregular by [F4], contradicting smoothness again. Therefore F is irreducible.

4.1F5F7F11F12step 1.1step 3.1

The curve hypothesis. By [F5], irreducible F is prime, so the homogeneous coordinate ring k[x0,x1,x2]/(F) is a domain. The nonempty standard projective charts are spectra of domains, so [F12] makes its Proj reduced and irreducible; it is nonempty and one-dimensional by [F7]. Since k is algebraically closed, its algebraic-closure fibre is itself, so X is geometrically integral. As a closed subscheme of projective space, X is separated and finite type. Hence X is a curve over k by [F11].

5.1A1A2F1F2F3F4step 4.1

The arithmetic genus and delta invariants. Smoothness makes every local ring regular [F4], so every delta invariant is zero [F2] and the sum in [F3] is empty. Applying [F1] with d=4 gives H0(X,OX)=k and pa(X)=(4−1)(4−2)2=3. The Axiom of Choice [A1] supplies the DC needed in [F3] through [A2].

6.1F1F2F3F9step 2.1step 3.1step 4.1step 5.1∎

The geometric genus. Applying [F3] to the integral quartic and using step 5.1 gives g(Xnu)=3. By [F9], smoothness makes X normal, so its normalization is isomorphic to X; therefore g(X)=g(Xnu)=3, agreeing with pa(X). More generally, the same square-free and irreducibility argument of steps 2.1 and 3.1 applies to any smooth plane curve of degree d≥1 over this algebraically closed field, so it is integral. Then [F1] gives pa=(d−1)(d−2)/2, smoothness makes every delta invariant zero by [F2], and [F3] and [F9] give g=pa. Thus the displayed quartic is the d=4 case of the triangular-number formula, without using a separate general-genus supplier.

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