Alphabeta Math
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Spectral projection of an isolated eigenvalue agrees with the riesz projection

Example

Assume AC. Let T be a bounded normal operator on a nonzero complex Hilbert space H, let λ be an isolated point of σ(T), and let r>0 be such that the closed disc D(λ,r) meets σ(T) in {λ} alone; let γ(t)=λ+rexp(it), 0t2π, be the positively oriented circle. Then the spectral projection of the singleton equals the Riesz spectral projection, E({λ})=12πiγ(zIT)1dz, where the contour integral is the Banach-algebra-valued integral of Riesz spectral projection (with resolvent (zIT)1, matching its convention R(z,a)=(z1a)1, and not the opposite sign (TzI)1), and where E is the spectral PVM of Spectral projections and resolution of the identity.

Facts & Assumptions

[A1]

{λ} is clopen in σ(T), so the Riesz spectral projection P{λ}=12πiΓχ{λ}(z)(zIT)1dz is defined and lies in B(H); it is an idempotent commuting with T (Riesz spectral projection, Riesz spectral projection properties).

[A2]

For zσ(T) the function gz(ζ):=(zζ)1 is bounded Borel on σ(T) and (zIT)1=ΦE(gz): zIT=ΦE(zζ) and multiplying by zζ, using multiplicativity of the Borel calculus, gives (zIT)ΦE(gz)=ΦE((zζ)gz)=ΦE(1)=I and ΦE(gz)(zIT)=I (Borel functional calculus for bounded normal operators, Borel functional calculus for a bounded normal operator).

[A3]

A bounded linear map between Banach spaces commutes with Bochner integration (Bounded linear maps commute with Bochner integration). Integrable simple approximations converging in integral norm define the Bochner integral (Bochner-integrable function); continuity and the required approximations for this contour are proved below, not inferred from the resolvent definition.

[A4]

Scalar Cauchy facts: if f is holomorphic on the disc D(a,R) and γ is the positively oriented circle ζa=r with 0<r<R, then f(z)=12πiγf(ζ)ζzdζ for za<r; and for a holomorphic f on a convex domain and a closed rectifiable contour in it, γf=0 (Cauchy's integral formula on a circle compactly contained in a disc of holomorphy, Cauchy's theorem on a convex complex domain).

[A5]

For every bounded Borel h one has ΦE(1B)=E(B) and ΦE is linear and bounded, with ΦE(h)h (Bounded borel pvm integral, Borel functional calculus for a bounded normal operator, Hilbert space).

[A7]

The spectrum K=σ(T) is nonempty compact (Spectral theorem for bounded normal operators pvm form). A Banach space is complete in its norm, uniform limits of continuous scalar functions are continuous, and B(H) is Banach (Banach space, A uniform limit of continuous functions is continuous, so C(X,Y) is closed in YX under the uniform metric, If (Y) is Banach then (\mathcal B(X,Y)) is Banach, Hilbert space).

[A6]

AC is the declared choice hypothesis of this page from the construction item onward (The Axiom of Choice).

[A8]

The continuous calculus is isometric, the Borel calculus agrees with it on continuous functions, and E({λ})H=ker(TλI) (Continuous functional calculus for bounded normal operators, Borel functional calculus for bounded normal operators, Spectral projections and resolution of the identity).

Verification

technique · direct

Given: A bounded normal T, an isolated spectral point λ, a radius r>0 with D(λ,r)σ(T)={λ}, the circle γ, and K=σ(T).

1.1

First Cb(K) is Banach in the supremum norm. If (fm) is Cauchy, then (fm(ζ)) converges for every ζ; call the limit f(ζ). Fixing one sufficiently late index bounds f uniformly, and letting the other index tend pointwise to its limit in the Cauchy estimate gives fmf0. Thus f is continuous by [A7], proving completeness. Now let δ=dist(γ,K)>0, positive since the two compact sets are disjoint. For z,w on the circle, gzCb(K), gzδ1 and gzgwzwδ2, by subtracting the reciprocals pointwise. Thus tgγ(t)γ(t) is continuous, indeed uniformly continuous, into Cb(K) on [0,2π]. Step functions on successively finer equal subdivisions, with endpoint values as coefficients, approximate it uniformly, hence also in integral norm (error at most 2π times the uniform error); they show strong measurability and Bochner integrability by definition. Applying the bounded map ΦE:Cb(K)B(H) also proves continuity and Bochner integrability of the resolvent contour integrand, since ΦE(gz)=(zIT)1.

A2A3A5A7
1.2

The scalar Cauchy kernel of the contour is the indicator of the enclosed disc: for every ζCγ([0,2π]) one has c(ζ):=12πiγ(zζ)1dz=1 if ζλ<r and c(ζ)=0 if ζλ>r, by the Cauchy integral formula applied to f1 in the first case and Cauchy's theorem on the convex disc D(λ,ζλ) in the second.

A4
2.1

By step 1.1 and Bochner commutation, 12πiγ(zIT)1dz=ΦE(12πi02πgγ(t)γ(t)dt). For every ζK, evaluation uu(ζ) is bounded linear on Cb(K) with norm at most one; applying Bochner commutation once more identifies the function inside ΦE pointwise with cK. All contour integrals here include the derivative of the parametrization.

step 1.1A3A5A7
3.1

Evaluation on the spectrum: the closed disc D(λ,r) meets σ(T) only at λ, so for ζσ(T) the value c(ζ) is 1 exactly at ζ=λ and 0 otherwise; hence cσ(T)=1{λ} and the contour integral equals ΦE(1{λ})=E({λ}).

step 1.2step 2.1A5
4.1

To check the defining Riesz cycle conditions, choose R>r with K{λ} disjoint from D(λ,R): compactness gives such an R if this complement is nonempty, and any R>r works otherwise. Choose r<R1<R2<R, set U1=D(λ,R1) and U0={z:zλ>R2}, and define χ=1 on U1, χ=0 on U0. These are disjoint open neighborhoods of the respective spectral parts. The circle lies in U1K, has index one at λ, zero at the other spectral points and zero outside U1U0, by step 1.2. Thus it is a permitted cycle in the Riesz definition and χ=1 on it. Consequently P{λ}=12πiγ(zIT)1dz=E({λ}).

step 1.2step 3.1A1A6A7
4.2

The isolated spectral point is an eigenvalue. Indeed 1{λ} is a nonzero continuous function on K because the singleton is clopen there, so isometry of the continuous calculus gives 1{λ}(T)=1. Agreement of the calculi and step 3.1 identify this operator with E({λ}), which is therefore nonzero; since its range equals ker(TλI), that eigenspace is nonzero.

step 3.1A5A8
5.1

The spectral projection of the isolated eigenvalue λ is therefore exactly the Riesz projection computed from the resolvent (zIT)1 along a positively oriented circle separating λ from the rest of the spectrum.

step 4.1step 4.2A1

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