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Spectral projection of an isolated eigenvalue agrees with the riesz projection
Example
Assume AC. Let be a bounded normal operator on a nonzero complex Hilbert space , let be an isolated point of , and let be such that the closed disc meets in alone; let , , be the positively oriented circle. Then the spectral projection of the singleton equals the Riesz spectral projection, where the contour integral is the Banach-algebra-valued integral of Riesz spectral projection (with resolvent , matching its convention , and not the opposite sign ), and where is the spectral PVM of Spectral projections and resolution of the identity.
Facts & Assumptions
is clopen in , so the Riesz spectral projection is defined and lies in ; it is an idempotent commuting with (Riesz spectral projection, Riesz spectral projection properties).
For the function is bounded Borel on and : and multiplying by , using multiplicativity of the Borel calculus, gives and (Borel functional calculus for bounded normal operators, Borel functional calculus for a bounded normal operator).
A bounded linear map between Banach spaces commutes with Bochner integration (Bounded linear maps commute with Bochner integration). Integrable simple approximations converging in integral norm define the Bochner integral (Bochner-integrable function); continuity and the required approximations for this contour are proved below, not inferred from the resolvent definition.
Scalar Cauchy facts: if is holomorphic on the disc and is the positively oriented circle with , then for ; and for a holomorphic on a convex domain and a closed rectifiable contour in it, (Cauchy's integral formula on a circle compactly contained in a disc of holomorphy, Cauchy's theorem on a convex complex domain).
For every bounded Borel one has and is linear and bounded, with (Bounded borel pvm integral, Borel functional calculus for a bounded normal operator, Hilbert space).
The spectrum is nonempty compact (Spectral theorem for bounded normal operators pvm form). A Banach space is complete in its norm, uniform limits of continuous scalar functions are continuous, and is Banach (Banach space, A uniform limit of continuous functions is continuous, so is closed in under the uniform metric, If (Y) is Banach then (\mathcal B(X,Y)) is Banach, Hilbert space).
AC is the declared choice hypothesis of this page from the construction item onward (The Axiom of Choice).
The continuous calculus is isometric, the Borel calculus agrees with it on continuous functions, and (Continuous functional calculus for bounded normal operators, Borel functional calculus for bounded normal operators, Spectral projections and resolution of the identity).
Verification
Given: A bounded normal , an isolated spectral point , a radius with , the circle , and .
First is Banach in the supremum norm. If is Cauchy, then converges for every ; call the limit . Fixing one sufficiently late index bounds uniformly, and letting the other index tend pointwise to its limit in the Cauchy estimate gives . Thus is continuous by [A7], proving completeness. Now let , positive since the two compact sets are disjoint. For on the circle, , and , by subtracting the reciprocals pointwise. Thus is continuous, indeed uniformly continuous, into on . Step functions on successively finer equal subdivisions, with endpoint values as coefficients, approximate it uniformly, hence also in integral norm (error at most times the uniform error); they show strong measurability and Bochner integrability by definition. Applying the bounded map also proves continuity and Bochner integrability of the resolvent contour integrand, since .
The scalar Cauchy kernel of the contour is the indicator of the enclosed disc: for every one has if and if , by the Cauchy integral formula applied to in the first case and Cauchy's theorem on the convex disc in the second.
By step 1.1 and Bochner commutation, . For every , evaluation is bounded linear on with norm at most one; applying Bochner commutation once more identifies the function inside pointwise with . All contour integrals here include the derivative of the parametrization.
Evaluation on the spectrum: the closed disc meets only at , so for the value is exactly at and otherwise; hence and the contour integral equals .
To check the defining Riesz cycle conditions, choose with disjoint from : compactness gives such an if this complement is nonempty, and any works otherwise. Choose , set and , and define on , on . These are disjoint open neighborhoods of the respective spectral parts. The circle lies in , has index one at , zero at the other spectral points and zero outside , by step 1.2. Thus it is a permitted cycle in the Riesz definition and on it. Consequently .
The isolated spectral point is an eigenvalue. Indeed is a nonzero continuous function on because the singleton is clopen there, so isometry of the continuous calculus gives . Agreement of the calculi and step 3.1 identify this operator with , which is therefore nonzero; since its range equals , that eigenspace is nonzero.
The spectral projection of the isolated eigenvalue is therefore exactly the Riesz projection computed from the resolvent along a positively oriented circle separating from the rest of the spectrum.
Depends on
- Spectral projections and resolution of the identity
- Riesz spectral projection
- Riesz spectral projection properties
- Bounded linear maps commute with Bochner integration
- Bochner-integrable function
- Cauchy's integral formula on a circle compactly contained in a disc of holomorphy
- Cauchy's theorem on a convex complex domain
- Borel functional calculus for bounded normal operators
- Bounded borel pvm integral
- Borel functional calculus for a bounded normal operator
- Continuous functional calculus for bounded normal operators
- Spectrum and resolvent of a bounded operator
- Hilbert space
- The Axiom of Choice
- Banach space
- A uniform limit of continuous functions is continuous, so $C(X,Y)$ is closed in $Y^{X}$ under the uniform metric
- If \(Y\) is Banach then \(\mathcal B(X,Y)\) is Banach
- Spectral theorem for bounded normal operators pvm form
Used by
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Sources
- Gerald Teschl, Mathematical Methods in Quantum Mechanics, 2nd ed., §4.1, Problem 4.1 and the resolvent convention, printed pp.113–115 (standard reference, not scraped)
- Theo Bühler and Dietmar Salamon, Functional Analysis, §5.7, printed pp.293–296 (standard reference, not scraped)