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Riesz spectral projection properties

Statement

Assume the Axiom of Choice (The Axiom of Choice). Let X be a nonzero complex Banach space, let TB(X), and let Eσ(T) be clopen in the spectrum, with Riesz projection P:=PEB(X) (Riesz spectral projection). Then:

  1. P2=P and PT=TP; consequently the range and the kernel of P are closed T-invariant subspaces and X=ran(P)ker(P);
  2. if ran(P){0}, then the restriction Tran(P) has spectrum E;
  3. if ker(P){0}, then the restriction Tker(P) has spectrum σ(T)E;
  4. if one of these spectral parts is empty, the corresponding summand is the zero subspace and no spectrum is assigned to the zero operator on it under the normalized nonzero-algebra convention of Unital Banach algebra.

Facts & Assumptions

Given: An assumed Axiom of Choice, a nonzero complex Banach space X, a bounded operator TB(X), a clopen subset E of the spectrum σ(T)=σB(X)(T), the locally constant germ χE, and P=χE(T).

[L1]

The calculus is linear, multiplicative and unital: (fg)(T)=f(T)g(T), 1(T)=1, id(T)=T, and for nowhere vanishing h, h(T)1=(1/h)(T) (Holomorphic functional calculus homomorphism, Holomorphic functional calculus).

[L2]

χE2=χE and χEid=idχE as germs near σ(T) (Riesz spectral projection).

[L3]

For a bounded idempotent P on a normed space the range and kernel are closed and X=ran(P)ker(P) (A closed subspace is complemented exactly when it is the range of a bounded projection).

[L4]

The spectrum σB(X)(T) consists exactly of those μC for which Tμ1 is not invertible in B(X) (Spectrum and resolvent set in a Banach algebra, A bounded linear operator between normed spaces).

Proof

technique · direct
1.1

Idempotence and commutation: P2=χE(T)χE(T)=(χEχE)(T)=χE(T)=P by [L1] and [L2]; PT=χE(T)id(T)=(χEid)(T)=(idχE)(T)=id(T)χE(T)=TP by [L1] and [L2].

L1L2
2.1

The splitting: by [step 1.1] the operator P is a bounded projection, so [L3] gives that ran(P) and ker(P) are closed with X=ran(P)ker(P); since T commutes with P, both summands are T-invariant.

step 1.1L3
2.2

Range spectrum, exclusion: assume ran(P){0}, as in claim 2, so its operator spectrum is defined. Let μE. Choose the neighbourhoods U1E, U0σ(T)E of the definition so that μU1 (possible since μE and E is compact). Then the germ h:=χE/(idμ) is holomorphic near σ(T): on U1 it is 1/(zμ) with μU1, and on U0 it is 0. By [L1], P=(Tμ)h(T)=h(T)(Tμ). The operator h(T) commutes with P, so it preserves ran(P); on that nonzero summand its restriction is a two-sided inverse of Tμ. Hence μσ(Tran(P)).

step 1.1L1
2.3

Kernel spectrum, exclusion: assume ker(P){0}, as in claim 3, so its operator spectrum is defined. Let μσ(T)E, that is, μE or μσ(T). Choose U0,U1 with μU0 when μE, and define q:=(1χE)/(idμ) on the complement part. Then 1P=(1χE)(T), and the same computation with 1χE in place of χE shows that Tμ has the restriction of q(T) as a two-sided inverse on ker(P). Hence μσ(Tker(P)).

step 1.1L1
3.1

Range spectrum, inclusion: continue under ran(P){0}. Let μE and suppose that Tran(P)μ were invertible on ran(P), with inverse S. Put H:=1χEidμ(T), a bounded operator because the germ is holomorphic near σ(T) (its numerator vanishes on U1E and μσ(T)E), and put V:=H+SP on X=ran(P)ker(P). Then (Tμ)V=(1P)+P=1 and V(Tμ)=1 by the same multiplicativity computation, so Tμ would be invertible on X, contradicting μEσ(T). Hence μσ(Tran(P)).

step 2.1step 2.2L1L4
3.2

Kernel spectrum, inclusion: continue under ker(P){0}. Symmetrically, if μσ(T)E and Tker(P)μ were invertible with inverse S, then the germ χEidμ, read as 1zμ on a neighbourhood of E avoiding μ and as 0 on a neighbourhood of σ(T)E, is holomorphic near σ(T). The operator V:=(χEidμ)(T)+S(1P) would be a two-sided inverse of Tμ on X, contradicting μσ(T). Hence μσ(Tker(P)).

step 2.1step 2.3L1L4
4.1

Claims 2 and 3 follow from [step 2.2], [step 3.1] and [step 2.3], [step 3.2] respectively; claim 1 was proved in [step 1.1] and [step 2.1]; claim 4 is the convention recorded in the statement, applied to an empty spectral part, and no spectrum is claimed for the zero operator.

step 1.1step 2.1step 2.2step 3.1step 3.2

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