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Riesz spectral projection properties
Statement
Assume the Axiom of Choice (The Axiom of Choice). Let be a nonzero complex Banach space, let , and let be clopen in the spectrum, with Riesz projection (Riesz spectral projection). Then:
- and ; consequently the range and the kernel of are closed -invariant subspaces and
- if , then the restriction has spectrum ;
- if , then the restriction has spectrum ;
- if one of these spectral parts is empty, the corresponding summand is the zero subspace and no spectrum is assigned to the zero operator on it under the normalized nonzero-algebra convention of Unital Banach algebra.
Facts & Assumptions
Given: An assumed Axiom of Choice, a nonzero complex Banach space , a bounded operator , a clopen subset of the spectrum , the locally constant germ , and .
The calculus is linear, multiplicative and unital: , , , and for nowhere vanishing , (Holomorphic functional calculus homomorphism, Holomorphic functional calculus).
and as germs near (Riesz spectral projection).
For a bounded idempotent on a normed space the range and kernel are closed and (A closed subspace is complemented exactly when it is the range of a bounded projection).
The spectrum consists exactly of those for which is not invertible in (Spectrum and resolvent set in a Banach algebra, A bounded linear operator between normed spaces).
Proof
Idempotence and commutation: by [L1] and [L2]; by [L1] and [L2].
The splitting: by [step 1.1] the operator is a bounded projection, so [L3] gives that and are closed with ; since commutes with , both summands are -invariant.
Range spectrum, exclusion: assume , as in claim 2, so its operator spectrum is defined. Let . Choose the neighbourhoods , of the definition so that (possible since and is compact). Then the germ is holomorphic near : on it is with , and on it is . By [L1], . The operator commutes with , so it preserves ; on that nonzero summand its restriction is a two-sided inverse of . Hence .
Kernel spectrum, exclusion: assume , as in claim 3, so its operator spectrum is defined. Let , that is, or . Choose with when , and define on the complement part. Then , and the same computation with in place of shows that has the restriction of as a two-sided inverse on . Hence .
Range spectrum, inclusion: continue under . Let and suppose that were invertible on , with inverse . Put , a bounded operator because the germ is holomorphic near (its numerator vanishes on and ), and put on . Then and by the same multiplicativity computation, so would be invertible on , contradicting . Hence .
Kernel spectrum, inclusion: continue under . Symmetrically, if and were invertible with inverse , then the germ , read as on a neighbourhood of avoiding and as on a neighbourhood of , is holomorphic near . The operator would be a two-sided inverse of on , contradicting . Hence .
Claims 2 and 3 follow from [step 2.2], [step 3.1] and [step 2.3], [step 3.2] respectively; claim 1 was proved in [step 1.1] and [step 2.1]; claim 4 is the convention recorded in the statement, applied to an empty spectral part, and no spectrum is claimed for the zero operator.
Depends on
- Riesz spectral projection
- Holomorphic spectral mapping and composition
- A closed subspace is complemented exactly when it is the range of a bounded projection
- The Axiom of Choice
- Holomorphic functional calculus homomorphism
- Spectrum and resolvent set in a Banach algebra
- A bounded linear operator between normed spaces
- Holomorphic functional calculus
- Unital Banach algebra
Used by
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Sources
- Theo Bühler and Dietmar A. Salamon, Functional Analysis — Theorem 5.25(vi), printed p. 228 (standard reference, not scraped)
- Vahid Shirbisheh, Lectures on C-star Algebras, v2 — §2.5, printed pp. 48–50 (standard reference, not scraped)