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Holomorphic functional calculus homomorphism
Statement
Assume the Axiom of Choice (The Axiom of Choice). Let be a unital complex Banach algebra and let . Write for the holomorphic functional calculus value of Holomorphic functional calculus, with the contour independence of Holomorphic functional calculus is contour independent in force. Let be holomorphic on open sets and let . Then:
- , computed on ;
- , computed on ;
- for the constant function , and for the coordinate function , computed on any open set containing ;
- for every polynomial one has , the sum in the Banach algebra ;
- if is holomorphic and nowhere zero on , then is invertible with , where is holomorphic on .
Thus is a unital algebra homomorphism from the algebra of germs of functions holomorphic near to , and it reproduces polynomials and reciprocals of nonvanishing functions.
Facts & Assumptions
Given: An assumed Axiom of Choice, a unital complex Banach algebra , an element , an open set , a holomorphic , and an admissible cycle in with index on and index outside .
, independent of the admissible cycle, and the chain integral is additive over sums of contours with the norm bound for continuous (Holomorphic functional calculus, Holomorphic functional calculus is contour independent, Banach algebra valued contour integral, Contour integral commutes with bounded linear maps).
The spectrum is contained in the closed disc of radius (Spectrum is nonempty compact and norm bounded).
Resolvent identity: for distinct ; all resolvents and the element commute with one another (Resolvent identity, Spectrum and resolvent set in a Banach algebra).
Cauchy formula on a cycle: if is holomorphic on an open and is a cycle with trace in null-homologous in , then for every (Cauchy's integral formula for a null-homologous cycle).
Vanishing Cauchy theorem: if is holomorphic on an open and is a cycle with trace in null-homologous in , then (Cauchy's theorem for a null-homologous cycle).
Nested cycles: for compact with open there are cycles with traces in , disjoint, with on , for and for ; each is a finite chain of directed line segments whose boundary function vanishes, although its constituent contours need not be closed (Admissible cycle around a compact plane set).
For a cycle and , by the definition of index (Integration over a complex chain and the index of a chain). For , the function has the primitive on , so its integral over vanishes (The integral of a continuous derivative over a cycle is zero). Also for every constant , by summing endpoint increments over the cycle (The contour integral of a constant c is c times the endpoint displacement, Complex chains, their traces, and cycles).
implies with the series converging in norm, and every convergent series on a compact contour may be integrated termwise: if uniformly on the trace then by the norm bound of [L1] (Neumann series).
Proof
Linearity: for a common admissible cycle in one has , because the chain integral is -linear in the integrand.
Unit law, cycle choice: choose and apply [L5] to the compact closed disc inside . It gives a finite polygonal cycle whose trace lies outside and whose index is on . Since and the constant function is entire, is admissible for its calculus value; by contour independence [L1], may be computed on .
Coordinate identity: for every admissible cycle and the function one has the pointwise identity on , hence by [L6] and [L1].
Nested cycles: apply [L5] to the compact set and the open set ; this produces cycles with disjoint traces in , both admissible for and for , with for every and for every .
First Cauchy integral: for each fixed the scalar function is holomorphic on , and is a cycle with trace in that is null-homologous in because its index vanishes outside by admissibility; [L3] gives .
Second Cauchy integral: for each fixed the function is holomorphic on , a neighbourhood of ; and is null-homologous in , because for every by admissibility and by the nesting; hence [L4] gives .
Unit law, value: the compact trace of lies in the open set , so . Hence uniformly on the trace. Integrating termwise by [L7], [L6] gives and for . Thus and .
The double integral: the function is continuous on the compact product ; the two-dimensional tagged Riemann sums of over refined partitions of and converge in , by the uniform-continuity mesh estimate underlying the Banach-valued contour integral in [L1] applied in both variables, so the two iterated integrals and exist and agree.
Coordinate law, value: combining [step 1.3] with [step 2.3] gives .
Splitting the double integral: by the resolvent identity [L2], for , , so the double integral of [step 3.1] splits into the sum of the iterated integrals of and of ; the first inner integral over equals by [step 2.1], and the second inner integral over equals by [step 2.2].
Multiplicativity: using [step 4.1], ; here each resolvent factor commutes with the scalar coefficient in front of it. This is claim 2.
Inverse compatibility: for holomorphic and nowhere zero on the reciprocal is holomorphic on and there; by [step 5.1] and [step 2.3], and symmetrically , so is invertible with ; this is claim 5.
Polynomials and conclusion: a constant function is , so its calculus value is by [step 1.1] and [step 2.3]; the coordinate function has value by [step 3.2]; multiplicativity [step 5.1], linearity [step 1.1] and induction on the degree therefore assemble for every polynomial, which is claim 4. Claims 1, 2, 3 and 5 were proved in [step 1.1], [step 5.1], [step 2.3], [step 3.2] and [step 6.1].
Depends on
- Holomorphic functional calculus is contour independent
- Resolvent identity
- Contour integral commutes with bounded linear maps
- Cauchy's integral formula for a null-homologous cycle
- Admissible cycle around a compact plane set
- The Axiom of Choice
- Holomorphic functional calculus
- Banach algebra valued contour integral
- Neumann series
- Cauchy's theorem for a null-homologous cycle
- The integral of a continuous derivative over a cycle is zero
- The contour integral of a constant c is c times the endpoint displacement
- Spectrum is nonempty compact and norm bounded
- Spectrum and resolvent set in a Banach algebra
- Complex chains, their traces, and cycles
- Integration over a complex chain and the index of a chain
Used by
- Riesz spectral projection Definition
- Holomorphic spectral mapping and composition Theorem
- Riesz spectral projection properties Theorem
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Sources
- Theo Bühler and Dietmar A. Salamon, Functional Analysis — Theorem 5.25(ii)–(iii), printed pp. 228–230 (standard reference, not scraped)
- Vahid Shirbisheh, Lectures on C-star Algebras, v2 — Theorem 2.5.2 and Exercise 2.5.3, printed pp. 47–48 (standard reference, not scraped)