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TheoremStatement: Literature-sourcedProof: AI-adaptedPipeline-generatedaudited 2026-09-22
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Holomorphic functional calculus homomorphism

Statement

Assume the Axiom of Choice (The Axiom of Choice). Let A be a unital complex Banach algebra and let aA. Write f(a) for the holomorphic functional calculus value of Holomorphic functional calculus, with the contour independence of Holomorphic functional calculus is contour independent in force. Let f,g be holomorphic on open sets Uf,UgσA(a) and let α,βC. Then:

  1. (αf+βg)(a)=αf(a)+βg(a), computed on UfUg;
  2. (fg)(a)=f(a)g(a), computed on UfUg;
  3. 1(a)=1 for the constant function 1, and id(a)=a for the coordinate function id(z)=z, computed on any open set containing σA(a);
  4. for every polynomial p(z)=k=0nckzk one has p(a)=k=0nckak, the sum in the Banach algebra A;
  5. if h is holomorphic and nowhere zero on UhσA(a), then h(a) is invertible with h(a)1=(1/h)(a), where 1/h is holomorphic on Uh.

Thus ff(a) is a unital algebra homomorphism from the algebra of germs of functions holomorphic near σA(a) to A, and it reproduces polynomials and reciprocals of nonvanishing functions.

Facts & Assumptions

Given: An assumed Axiom of Choice, a unital complex Banach algebra A, an element aA, an open set UσA(a), a holomorphic f:UC, and an admissible cycle Γ in UσA(a) with index 1 on σA(a) and index 0 outside U.

[L1]

f(a)=12πiΓf(z)R(z,a)dz, independent of the admissible cycle, and the chain integral is additive over sums of contours with the norm bound ΓhdzL(Γ)supΓh for continuous h (Holomorphic functional calculus, Holomorphic functional calculus is contour independent, Banach algebra valued contour integral, Contour integral commutes with bounded linear maps).

[L9]

The spectrum is contained in the closed disc of radius a (Spectrum is nonempty compact and norm bounded).

[L2]

Resolvent identity: R(w,a)R(z,a)=(R(w,a)R(z,a))/(zw) for distinct w,zρA(a); all resolvents and the element a commute with one another (Resolvent identity, Spectrum and resolvent set in a Banach algebra).

[L3]

Cauchy formula on a cycle: if g is holomorphic on an open Ω and Γ is a cycle with trace in Ω null-homologous in Ω, then n(Γ,p)g(p)=12πiΓg(ζ)/(ζp)dζ for every pΩΓ (Cauchy's integral formula for a null-homologous cycle).

[L4]

Vanishing Cauchy theorem: if h is holomorphic on an open Ω and Γ is a cycle with trace in Ω null-homologous in Ω, then Γhdz=0 (Cauchy's theorem for a null-homologous cycle).

[L5]

Nested cycles: for compact KU with U open there are cycles β,γ with traces in UK, disjoint, with n(β,)=n(γ,)=1 on K, n(γ,w)=1 for wβ and n(β,z)=0 for zγ; each is a finite chain of directed line segments whose boundary function vanishes, although its constituent contours need not be closed (Admissible cycle around a compact plane set).

[L6]

For a cycle Γ and 0Γ, Γz1dz=2πin(Γ,0) by the definition of index (Integration over a complex chain and the index of a chain). For n1, the function zn1 has the primitive zn/n on C{0}, so its integral over Γ vanishes (The integral of a continuous derivative over a cycle is zero). Also Γcdz=0 for every constant c, by summing endpoint increments over the cycle (The contour integral of a constant c is c times the endpoint displacement, Complex chains, their traces, and cycles).

[L7]

y<1 implies (1y)1=n0yn with the series converging in norm, and every convergent series on a compact C contour may be integrated termwise: if hNh uniformly on the trace then ΓhNdzΓhdz by the norm bound of [L1] (Neumann series).

Proof

technique · direct
1.1

Linearity: for a common admissible cycle Γ in UfUg one has (αf+βg)(a)=12πiΓ(αf(z)+βg(z))R(z,a)dz=αf(a)+βg(a), because the chain integral is C-linear in the integrand.

L1algebra
1.2

Unit law, cycle choice: choose r>a and apply [L5] to the compact closed disc K={z:zr} inside C. It gives a finite polygonal cycle Γr whose trace lies outside K and whose index is 1 on K. Since σA(a)K and the constant function 1 is entire, Γr is admissible for its calculus value; by contour independence [L1], 1(a) may be computed on Γr.

L1L5L9algebra
1.3

Coordinate identity: for every admissible cycle Γ and the function id(z)=z one has the pointwise identity zR(z,a)=1+aR(z,a) on Γ, hence id(a)=12πiΓdz+a12πiΓR(z,a)dz=0+a1(a) by [L6] and [L1].

L1L6algebra
1.4

Nested cycles: apply [L5] to the compact set K:=σA(a) and the open set UfUg; this produces cycles β,γ with disjoint traces in (UfUg)σA(a), both admissible for f and for g, with n(γ,w)=1 for every wβ and n(β,z)=0 for every zγ.

L5algebra
2.1

First Cauchy integral: for each fixed wβ the scalar function g is holomorphic on Ug, and γ is a cycle with trace in Ug that is null-homologous in Ug because its index vanishes outside Ug by admissibility; [L3] gives 12πiγg(z)zwdz=n(γ,w)g(w)=g(w).

step 1.4L3
2.2

Second Cauchy integral: for each fixed zγ the function wf(w)zw is holomorphic on Uf{z}, a neighbourhood of β; and β is null-homologous in Uf{z}, because n(β,p)=0 for every pUf by admissibility and n(β,z)=0 by the nesting; hence [L4] gives 12πiβf(w)zwdw=0.

step 1.4L4algebra
2.3

Unit law, value: the compact trace of Γr lies in the open set {z>r}, so q:=maxzΓra/z<1. Hence R(z,a)=1z(1a/z)1=n0anzn1 uniformly on the trace. Integrating termwise by [L7], [L6] gives Γrz1dz=2πin(Γr,0)=2πi and Γrzn1dz=0 for n1. Thus 12πiΓrR(z,a)dz=1 and 1(a)=1.

step 1.2L6L7algebra
3.1

The double integral: the function H(w,z):=f(w)g(z)R(w,a)R(z,a) is continuous on the compact product β×γ; the two-dimensional tagged Riemann sums of H over refined partitions of β and γ converge in A, by the uniform-continuity mesh estimate underlying the Banach-valued contour integral in [L1] applied in both variables, so the two iterated integrals 12πiβ(12πiγHdz)dw and 12πiγ(12πiβHdw)dz exist and agree.

step 1.4step 2.1L1algebra
3.2

Coordinate law, value: combining [step 1.3] with [step 2.3] gives id(a)=a1=a.

step 1.3step 2.3algebra
4.1

Splitting the double integral: by the resolvent identity [L2], R(w,a)R(z,a)=(R(w,a)R(z,a))/(zw) for wβ, zγ, so the double integral of [step 3.1] splits into the sum of the iterated integrals of f(w)g(z)R(w,a)/(zw) and of f(w)g(z)R(z,a)/(zw); the first inner integral over γ equals g(w)R(w,a) by [step 2.1], and the second inner integral over β equals 0 by [step 2.2].

step 2.1step 2.2step 3.1L2algebra
5.1

Multiplicativity: using [step 4.1], f(a)g(a)=12πiβf(w)R(w,a)(12πiγg(z)zwdz)dw12πiγg(z)R(z,a)(12πiβf(w)zwdw)dz=12πiβf(w)g(w)R(w,a)dw=(fg)(a); here each resolvent factor commutes with the scalar coefficient in front of it. This is claim 2.

step 2.1step 2.2step 4.1L1
6.1

Inverse compatibility: for h holomorphic and nowhere zero on UhσA(a) the reciprocal 1/h is holomorphic on Uh and h(1/h)=1 there; by [step 5.1] and [step 2.3], h(a)(1/h)(a)=1(a)=1 and symmetrically (1/h)(a)h(a)=1, so h(a) is invertible with h(a)1=(1/h)(a); this is claim 5.

step 2.3step 5.1algebra
7.1

Polynomials and conclusion: a constant function zc is c1, so its calculus value is c1(a)=c1 by [step 1.1] and [step 2.3]; the coordinate function has value a by [step 3.2]; multiplicativity [step 5.1], linearity [step 1.1] and induction on the degree therefore assemble p(a)=k=0nckak for every polynomial, which is claim 4. Claims 1, 2, 3 and 5 were proved in [step 1.1], [step 5.1], [step 2.3], [step 3.2] and [step 6.1].

step 1.1step 2.3step 3.2step 5.1step 6.1

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