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A C1 map from R2 to R with an interval of critical values

Statement

There is a map F∈C1(R2,R) whose C1 critical-value set contains the interval [0,2]. In particular, that critical-value set is not Euclidean null.

Finite-stage picture

The rows show the retained intervals in the first two stages of K and C; the source and target branches carry the same binary labels. The diagram only illustrates those finite stages. The proof uses the exact interval lengths and coding estimates in step 1.1, not the drawing.

K0K1K2C0C1C2

Facts & Assumptions

Given: The Euclidean C1 critical-value convention in [F1] and the single-chart nullity convention in [F3].

[F1]

For a C1 map, critical points are exactly those where its total derivative does not map onto the target, and the critical-value set is their image (C1 critical loci and values for Euclidean maps).

[F2]

Compatible finite-order polynomial jets on a closed Euclidean set have a C1 extension with the prescribed Taylor polynomials (Whitney extension for finite-order Euclidean jets).

[F3]

For the single-chart atlas {(R,id⁡)}, manifold-nullity is exactly Euclidean nullity (Null subsets of a smooth manifold).

[F6]

The standard middle-thirds set C is contained in [0,1], each length-k digit cylinder lies in a closed interval of length 3−k, and binary sequences ϵj∈{0,1} correspond bijectively to its points by c=∑j=1∞2ϵj/3j (The Cantor middle-thirds set as the intersection of the sets Cn obtained by removing open middle thirds, The Cantor set is exactly the set of ∑k≥1ak3−k with every ak∈{0,2}, and this gives a bijection with {0,1}N).

[F7]

A convergent series is the limit of its partial sums, and convergent series add and scale termwise (Series, partial sums, convergence and the sum, divergence, and the tail series, Convergent series add and scale termwise).

[L1]

A null subset of R for a fixed smooth atlas has dense complement (A null set has dense complement in a positive-dimensional manifold).

Proof

1.1F4F5F6givenconstructalgebra

Put p=2/5, start with K0=[0,1], and replace each level-n closed interval [a,b] by its left and right closed subintervals of relative length p; let K be the intersection of the resulting finite unions. Each stage is closed, so K is closed. Every binary word ϵ1…ϵn determines a closed interval of length pn. For each infinite binary sequence these intervals are nested and their lengths tend to zero by [F5], so [F4] gives a unique point in their intersection. Conversely the two children of every interval are separated by a positive gap, so each point of K determines a unique branch at every level. The code map is therefore a bijection from binary sequences to K; the level-n interval for a code has left endpoint ∑j=1n(1−p)ϵjpj−1 and length pn, so the point differs from that partial sum by at most pn→0 and hence is x=∑j=1∞(1−p)ϵjpj−1. By [F6], matching these digits defines a bijection h:K→C by h(x)=∑j=1∞2ϵj/3j. If distinct x,y∈K first differ after a common prefix of length k, their source intervals are separated by at least (1−2p)pk=15(25)k, while their images lie in one target interval of length 3−k. Hence ∣h(x)−h(y)∣/∣x−y∣≤5(5/6)k. For every N, if k≤N the source gap is at least (1−2p)pN, so ∣x−y∣<(1−2p)pN forces k>N; thus the ratio tends to zero uniformly on K.

2.1F2step 1.1construct

For each a∈K prescribe the constant polynomial Pa(t)=h(a). For order r=1, the Whitney compatibility condition for ∣α∣=0 is exactly the estimate from step 1.1; for ∣α∣=1 both derivatives of these polynomials are zero, which is the required o(1) condition. Therefore [F2] supplies a map g∈C1(R,R) with g(a)=h(a) and g′(a)=0 for every a∈K.

3.1F1step 1.1step 2.1givenalgebra

Define F(x,y)=g(x)+g(y). For increments (u,v), subtracting the candidate linear map L(x,y)(u,v):=g′(x)u+g′(y)v leaves the sum of the one-variable remainders g(x+u)−g(x)−g′(x)u=o(∣u∣) and g(y+v)−g(y)−g′(y)v=o(∣v∣). Since ∣u∣+∣v∣≤2u2+v2, the total remainder is o(u2+v2); hence DF(x,y)=L(x,y), and this derivative is continuous because g′ is continuous. Thus F∈C1(R2,R). On K×K its derivative is the zero linear map R2→R, which is not onto, so [F1] makes every point there critical. Since h[K]=C by step 1.1, F(K×K)=C+C.

4.1F5F6F7step 3.1givenconstructalgebra

Fix u∈[0,1], set r0=u, and recursively define digits dj∈{0,1,2} and remainders rj∈[0,1]: if 0≤rj−1≤1/3, take (dj,rj)=(0,3rj−1); if 1/3<rj−1≤2/3, take (1,3rj−1−1); if 2/3<rj−1≤1, take (2,3rj−1−2). These exhaustive cases keep rj in [0,1] and give rj−1=(dj+rj)/3. At n=0, u=r0; substituting this recurrence proves by induction that u=∑j=1ndj/3j+rn/3n for every n. Since 0≤rn≤1 and (1/3)n→0 by [F5], the partial sums converge to u, hence represent it by [F7]. Apply this to u=t/2 for any t∈[0,2], and choose (ϵj,δj)=(0,0),(1,0),(1,1) when dj=0,1,2, respectively. By [F6], a=∑j=1∞2ϵj/3j and b=∑j=1∞2δj/3j lie in C, and [F7] gives a+b=∑j=1∞2dj/3j=2u=t. Thus [0,2]⊆C+C; the reverse inclusion follows from C⊆[0,1] in [F6]. Step 3.1 now shows [0,2]⊆CV⁡C1(F).

5.1F3L1step 4.1contradiction∎

If the critical-value set were Euclidean null, [F3] would make it null for the single-chart atlas of R, and [L1] would make its complement dense. Step 4.1 shows that its complement misses the nonempty open interval (0,2), a contradiction. Thus the critical-value set is not null.

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