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Compact leaves near a compact reference leaf are one-sheeted collar graphs
Statement
Assume . Let be a C² cooriented codimension-one foliation of a closed oriented three-manifold . Finite transversal control: (i) an intrinsically noncompact leaf in compact M meets a C² positive closed immersed transversal; (ii) saturation of a transversal is open; (iii) a compact nearby leaf through a sufficiently small base parameter of a compact leaf is a one-sheeted collar graph, preserving essential transported loops.
Facts & Assumptions
Given: A cooriented codimension-one foliation of a closed oriented smooth three-manifold , an intrinsically noncompact leaf , and a compact reference leaf of .
Leaves are connected intrinsic C² surfaces immersed in , with plaque charts (Leaves of a regular foliation, C¹ codimension-one regular foliations and transverse orientation). Compact leaves are embedded with their subspace topology (A compact C¹ foliation leaf is an embedded hypersurface). No ambient embeddedness is asserted for a noncompact leaf.
The sibling-pair items lem-fixed-transverse-fences-have-a-finite-crossing-word and lem-c2-plaque-transport-and-transverse-fences-preserve-c2-regularity supply the finite crossing word of a fixed finite transverse fence system and the transport of plaque data along fences; the sibling-pair item lem-finite-chart-surface-normal-forms-supply-jordan-disks-and-torsion-free-groups supplies a finite cellulation of a compact surface and a finite generator system of its fundamental group. Their exact uses are flagged in steps 1.2, 3.1 and 2.1 below.
A equation with nonzero normal derivative has a unique local root, which supplies the transverse coordinate functions and the local inverse-function statement in the collar (C² inverses and scalar return roots).
A Euclidean field has local flow boxes with derivative bounds on compact domains (C¹ Euclidean maximal flows, variational dependence and the finite C² upgrade).
The standing assumption is Countable Choice as recorded for this pair (The countable-choice principle used in the foliation pair).
Proof
Choose finitely many foliation boxes whose smaller cores cover . If met each core in only finitely many plaques, then the finitely many corresponding compact plaque squares would be intrinsically compact subsets of whose union contains ; their union would equal , making it compact, contrary to hypothesis. Hence one core meets infinitely many plaques of , so on its central vertical interval there are two distinct plaque points of with levels . By [F1] a finite piecewise leafwise path from to exists and its finitely many corners can be smoothed inside convex leaf charts to a leafwise path (stationary points are harmless). Patch a positive transverse field and a annihilating form near the compact path using finitely many box bumps, so that ; the local flow of exists with uniform bounds by [F4], and satisfies and on the compact parameter domain by the mean value estimate. With and one has and , so is positive transverse and runs from to a point slightly above level ; small keeps it below and inside the core. The straight box-coordinate segment from up to is positive transverse, and the two joins are smoothed by chartwise mollification whose added transverse derivative is made smaller than the common positive lower bound of the one-sided derivatives. The result is a closed positively transverse immersed curve crossing the plaque through , hence meeting .
The set of leaves meeting a fixed transversal is open and saturated: join any leaf point to a crossing by a finite leafwise path, transport a small open transversal interval along the finitely many boxes of that path by [F2], and note that the terminal union of plaques is an open neighbourhood all of whose leaves meet the original transversal; taking the union over eligible paths involves no selection. This proves clause (ii).
For clause (iii) fix a compact reference leaf and a finite system of connecting paths and generating loops for supplied by [F2]. Compactness of and of the finitely many involved boxes permits shrinking a chosen base transversal so that all generator holonomy maps and their inverses are defined on and the finitely many chart and connecting-path transports stay in a fixed tubular collar. All are increasing and fix . Let be a compact leaf meeting the base transversal at . If some , then the forward (or inverse) iterates form a strictly monotone sequence in converging to a fixed point ; the iterates remain defined in the common small domain, and since is intrinsically compact its inclusion is an ambient embedding and closed, so the limit point belongs to . A transverse interval meets an embedded leaf locally in an isolated point, contradicting the infinitely many distinct iterates converging to . Hence for every generator.
Choose finitely many local plaques along a finite tree of connecting paths from the basepoint to the covering boxes; continuing the plaque through along each tree path gives finitely many local sections over , contained in the collar after the uniform shrink. On overlaps the difference of the two paths is a based loop, expressed in the finite generator system, and its holonomy at fixes by step 2.1; ensuring the finitely many overlap relations by finite subdivision of their compact homotopies into boxes and shrinking once more using only these relations, the local sections agree on overlaps. They patch to a graph whose image is contained in the leaf through , is compact, and projects back to under the collar projection, so it is an embedding. Its image is open in that leaf by the leafwise inverse function theorem [F3] and closed in it by intrinsic compactness, so connectedness makes it the whole leaf; the graph is therefore diffeomorphic to , and a transported loop that were null in the leaf would project to a nullhomotopy of the original loop in , proving that essential transported loops stay essential.
This establishes the three clauses: clause (i) by step 1.1, clause (ii) by step 1.2 and clause (iii) by steps 2.1 and 3.1, with no finite-holonomy Reeb stability theorem and no product neighbourhood for all nearby leaves asserted, only the identification of the nearby leaves that are themselves compact; the construction uses finitely many boxes, paths and generators, hence only the standing countable choice from [F5].
Depends on
- The countable-choice principle used in the foliation pair
- Finite surface normal forms, Jordan disks, and torsion control
- Fixed transverse fences and their finite crossing words
- C² plaque transport and finite transverse fences preserve C² regularity
- C² inverses and scalar return roots
- C¹ Euclidean maximal flows, variational dependence and the finite C² upgrade
- Leaves of a regular foliation
- C¹ codimension-one regular foliations and transverse orientation
- A compact C¹ foliation leaf is an embedded hypersurface
Used by
- A nonzero limitwise-nullhomotopy class forces a compact boundary leaf Lemma
- A paired immersed cap sweep excludes a positive closed transversal Lemma
- A primitive pi torus collar has contracting longitude and exhausting plane caps Lemma
- A recurrent Pi-side leaf identifies a distinct accessibility boundary class Lemma
- Spherical leaf stability on a closed manifold needs only countable choice Lemma
Dependency tree · two levels
60 results within two dependency steps of this one, each drawn at its shortest distance from it. An arrow runs from a result to what uses it, so the chart reads left to right and ends at this result, which carries a heavier outline. Every node is a link to that result. Click elsewhere on the chart to enlarge it.
Sources
- S. P. Novikov, The Topology of Foliations (complete English translation) (standard reference, not scraped)
- Mark Brittenham, Foliations and the Topology of 3-Manifolds, classes 11-20 (standard reference, not scraped)