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Spherical leaf stability on a closed manifold needs only countable choice

Statement

Assume ACω. For a closed connected oriented smooth three-manifold with C² cooriented foliation, one compact leaf homeomorphic to S2 forces every leaf to be a compact sphere in this topological sense, and all leaves are C2 diffeomorphic to the given compact leaf. Consequently a nonzero Π leaf excludes every spherical leaf and every sphere universal-cover alternative.

Facts & Assumptions

Given: A closed connected oriented smooth three-manifold M with a C2 cooriented codimension-one foliation F, and one compact leaf B0 homeomorphic to the sphere S2. Let S denote the union of compact leaves C2 diffeomorphic to this actual reference leaf.

[F1]

A noncompact leaf of a compact C2 foliation meets a positive closed transversal supplies a positive closed transversal through a noncompact leaf avoiding a specified finite family of compact leaves. Compact leaves near a compact reference leaf are one-sheeted collar graphs supplies open transversal saturation and the graph description of compact leaves near a fixed compact reference leaf.

[F2]

The sibling-pair item lem-finite-chart-surface-normal-forms-supply-jordan-disks-and-torsion-free-groups supplies finite cellulations and normal forms of compact C2 surfaces, including the sphere; the in-pair vanishing-cycle and fence items use it for finite generator systems. Its use here is only through the finite overlap relations of a compact sphere leaf.

[F3]

The Mayer-Vietoris sequence computes the singular homology of a union from the homology of two open subsets and their intersection (Mayer–Vietoris sequence in singular homology).

[F4]

A C2 Euclidean field has C2 flow boxes and local flows with uniform derivative bounds on compact domains (C¹ Euclidean maximal flows, variational dependence and the finite C² upgrade), and C2 equations with nonzero normal derivative have unique local C2 roots (C² inverses and scalar return roots).

[F6]

Smooth metrics exist by Every smooth vector bundle admits a smooth bundle metric. Strongly convex neighborhoods exist and nonempty finite intersections are contractible by Existence of geodesically convex neighborhoods. The finite-chain proof of A co-oriented closed transversal detects nonvanishing rational homology of a compact leaf, steps 1.2–2.1, gives the span obstruction. For C² curves and compact leaves the same proof works: the diagonal pullbacks have largest source-minus-target dimension one, so C² Sard (Morse-Sard for Euclidean maps) suffices. Smooth finite simplex approximations are unchanged; C² plaque-chart perturbations prepare the leaf cycles. Signed endpoints of the compact C¹ one-manifold pullbacks cancel in finite interval charts.

[F5]

The standing assumption is Countable Choice ACω as recorded for this pair (The countable-choice principle used in the foliation pair).

Proof

technique · direct
1.1F2F4givenconstruct

Local spherical stability is finite: cover the compact sphere leaf B0 by finitely many foliation boxes, choose finitely many connecting paths and the finite overlap relations among them, and use that every based loop of the sphere is contractible; finite compact homotopy transport makes all overlap transports the identity on one common short transversal, so the local plaque data patch to a compact plaque graph for every sufficiently small transverse parameter, producing a saturated product neighbourhood of B0. Every leaf in these product charts is C2 diffeomorphic to the actual reference leaf. Thus the union S of compact leaves C2 diffeomorphic to B0 is nonempty, open and saturated; the argument uses only the trivial fundamental group of the sphere homeomorphism type, not a differentiable classification theorem.

1.2F3F6construct

Choose a smooth metric by F6 and a finite subcover from its family of strongly convex neighborhoods. Every nonempty finite intersection contracts along unique minimizing connectors. Induct on the cover size: the intersection of its last member with the preceding union is a union of fewer such sets with contractible finite intersections, so it has finite-dimensional rational homology by the same induction. Mayer–Vietoris F3 then gives finite-dimensional homology for the full union. In particular H2(M;Q) is finite-dimensional, using the countable-choice metric and convexity suppliers.

2.1F1step 1.1

Let x∈S‾ and let A be the leaf through x. If A were intrinsically noncompact, then for every finite collection of spherical leaves B1,…,Bn the in-pair item F1 would construct a positive closed transversal through A avoiding all Bi. Its saturation F1 is open and contains A, so it contains x and hence some spherical leaf B arbitrarily near x; this B meets the transversal while every chosen Bi misses it.

3.1F1F6step 1.2step 2.1

The transversal in step 2.1 misses the chosen Bi and meets B, so F6 gives [B] outside their rational span. By step 1.2 finitely many spherical-leaf classes form a basis of the subspace spanned by all such classes. Apply step 2.1 to that finite family; a further sphere class outside their span is impossible. Hence A is compact.

4.1F1step 1.1step 3.1

Keep the compact limiting leaf A fixed as reference in F1. Because x∈S‾, spherical leaves meet its base transversal at parameters arbitrarily near zero: a foliation box projects nearby plaque points onto that transversal. A sufficiently near compact sphere is a one-sheeted collar graph over A, hence C² diffeomorphic to A. Thus A is C² diffeomorphic to B0, and x∈S. This uses one collar radius for fixed A, rather than uncontrolled radii for varying spheres. Therefore S is closed as well as nonempty and open, and connectedness gives S=M.

5.1F1F2F5step 4.1∎

If the foliation admitted a spherical leaf, step 4.1 would make every leaf a compact sphere, and a compact sphere leaf is simply connected, so every loop in it is null-homotopic in its own leaf and no leaf can carry a nonzero limitwise-nullhomotopy (Π) class; thus a nonzero Π leaf excludes every spherical leaf. The sphere universal-cover alternative is excluded finitely as well: a compact simply connected oriented covering surface has a finite cover of its leaf, χ multiplies by the degree, and orientable finite normal forms give 2=d(2−2g), forcing genus g=0 and degree d=1, so a sphere universal cover means an actual sphere leaf; alternatively a circle of sphere leaves would make M a sphere bundle over a circle whose monodromy patched by a finite C2 path yields a positive closed transversal, contradicting the no-transversal hypothesis. All covers, paths and relations used are finite, hence only the standing countable choice from [F5] is consumed.

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