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C² plaque transport and finite transverse fences preserve C² regularity

Statement

Let F be a codimension-one foliation of a smooth n-manifold M given by a C2 foliation atlas: charts φ=(x,t):U→Rn−1×R whose components and inverses are of class C2 and whose transitions have the form (x′,t′)=(g(x,t),h(t)) with g of class C2 and h a one-dimensional C2 local diffeomorphism of intervals.

(a) Every finite plaque transport between C2 local transversals is a C2 local diffeomorphism germ.

(b) A finite family of C2 traces agreeing on open overlap collars glues to a C2 trace, and if the parameter derivative of every piece has nonzero transverse component then the glued trace is transverse at every parameter, including its one-sided derivatives at parameter endpoints.

(c) Well-definedness of holonomy along leafwise loops and its invariance under leafwise homotopies relative to endpoints are supplied by the underlying C1 atlas.

These assertions concern the regularity of specified compatible pieces; they do not assert the existence of a polycycle fence or of an extremal cycle.

Facts & Assumptions

Given: A C2 foliation atlas for F, a finite plaque transport between C2 local transversals, and finitely many C2 traces on open intervals that agree on open overlap collars.

[F1]

A C2 foliation atlas as in the statement is a C1 foliation atlas in the sense of C¹ codimension-one regular foliations and transverse orientation: every chart and its inverse is of class C1, and on every overlap the transition has the form (x′,t′)=(g(x,t),h(t)) with h a one-dimensional C1 local diffeomorphism.

[F2]

For a transversely oriented C1 codimension-one foliation, plaque transport along leafwise loops defines a homomorphism into C1 transverse germs that is independent of the foliation chart chain and invariant under leafwise homotopies relative to endpoints (Holonomy of a C¹ foliation is a representation into C¹ transverse germs).

[F3]

A C2 map between open subsets of Rm with invertible derivative at a point has a C2 local inverse there (C² inverses and scalar return roots).

Proof

technique · direct
1.1F1F2given

By [F1] the given atlas is a C1 foliation atlas. The chart-chain and homotopy argument of [F2] does not require transverse orientation: compose the transverse coordinate changes along a finite subdivision; a common refinement preserves the composite, and a finite rectangle subdivision of a leafwise homotopy changes paths only inside plaques, where transverse transport is unchanged. These statements use finite compact covers; they apply to germs of either orientation. Under the library concatenation convention, transport on the reversed loop gives the homomorphism. Thus clause (c) holds for the given atlas.

1.2F1given

Let φ=(x,t):U→Rn−1×R be a chart of the given C2 atlas, let T,T′ be C2 local transversals through points p,p′ of one common plaque of U, and parametrize T near p and T′ near p′ by C2 curves γ:J→U and γ′:J′→U with γ(0)=p, γ′(0)=p′, (t∘γ)′(0)≠0 and (t∘γ′)′(0)≠0. The plaques of U are the level sets of t, so the plaque transport between T and T′ matches points with equal t-coordinate.

1.3given

Let I1,…,Im⊆R be open intervals covering a compact parameter interval [a,b], and let γi:Ii→M be C2 traces that agree on Ii∩Ij for all i,j (in particular on a collar neighbourhood of every seam), so that γ(θ):=γi(θ) for θ∈Ii is a well-defined map on ⋃iIi⊇[a,b]. At a parameter interior to some Ii the glued map coincides on an open neighbourhood with the C2 map γi, hence is C2 there; at a parameter endpoint of [a,b], restriction of any γi whose interval contains that endpoint gives continuous one-sided derivatives of orders one and two, so γ is C2 on [a,b] in the one-sided sense.

2.1F3step 1.2

The function s↦t(γ′(s)) is C2 with nonzero derivative at 0, so by [F3] it has a C2 local inverse s=σ(z) near z=t(p′); likewise θ↦t(γ(θ)) has nonzero derivative at 0 and is a C2 local diffeomorphism. The single-chart transport written in the parameters of T and T′ is therefore Θ:=σ∘t∘γ near θ=0, it is C2 as a composite of C2 maps, and Θ′(0)=(t∘γ)′(0)/(t∘γ′)′(0)≠0. Hence the piece is a C2 local diffeomorphism germ.

2.2step 1.3given

At every parameter the derivative of the glued trace equals the derivative of a piece defined on a neighbourhood of that parameter, and by hypothesis that derivative has nonzero transverse component in a foliation chart; consequently the glued trace is transverse to F at every parameter, and at the endpoints its one-sided derivative equals the one-sided derivative of any piece containing that endpoint, so transversality persists there as well. This is clause (b).

3.1F1step 2.1

Suppose a plaque transport meets the transversals T0,…,Tm successively and the piece from Ti−1 to Ti lies in the chart Ui. Inside Ui step 2.1 exhibits that piece as a C2 local diffeomorphism germ with nonzero derivative. If two consecutive pieces are computed in different charts, then on their common domain the transverse coordinates are related by the transition function h, which is a C2 diffeomorphism by the atlas hypothesis, and composition with h and with its inverse preserves both C2 regularity and the nonvanishing of the derivative. A finite composition of C2 local diffeomorphism germs with nonzero derivative is again such a germ, so every finite plaque transport between C2 local transversals is a C2 local diffeomorphism germ, which is clause (a).

4.1step 1.1step 3.1step 2.2∎

Clause (a) is step 3.1, clause (b) is step 2.2, and clause (c) is step 1.1; the argument used finitely many charts, finitely many pieces and local C2 inverses only, so no choice principle is invoked.

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