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Finite general position for a leafwise loop
Statement
Assume . Let be a surface, , and a continuous based loop. Then is based-homotopic to a regular immersed loop with finitely many transverse double points and no triple points. The homotopy fixes the basepoint throughout. For a foliation leaf, all maps and homotopies remain in that leaf with its intrinsic plaque topology.
Facts & Assumptions
Given: The surface, point, loop and countable choice in the statement.
For a leaf use the intrinsic topology generated by its plaques. Plaque coordinates give surface charts: on overlapping plaque components their transitions are the leaf-coordinate components of the given foliated atlas and are local diffeomorphisms. The leaf is the plaque-chain set of Leaves of a regular foliation; closed bounded Euclidean sets are compact (Heine-Borel in : with the Euclidean metric a subset of is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line).
equations with invertible differential have local inverses; equations have inverses (The Euclidean inverse function theorem, C² inverses and scalar return roots).
Sard's theorem holds for a Euclidean map of source and target dimensions when (Morse-Sard for Euclidean maps). Lower-dimensional images are null, finite or countable null unions are null, and a null set has dense complement (The image of a lower-dimensional manifold is null, Countable unions and subsets of manifold null sets are null, A null set has dense complement in a positive-dimensional manifold).
Smooth source-circle bumps with prescribed compact cores and supports exist (A manifold bump for a compact set inside an open set). A derivative bounded away from zero in one coordinate gives monotonicity and injectivity (The mean value theorem, as the case of Cauchy's: for continuous on with and differentiable on there is with ).
Countable choice is The countable-choice principle used in the foliation pair. No smooth atlas on the merely target is presumed: all target constructions use its actual coordinate changes.
Proof
Cover the compact image of by finitely many surface charts with convex coordinate disks, and subdivide the parameter circle finely enough that every segment maps into one such disk. Coordinate straight-line interpolation replaces each segment by its endpoint chord, through a homotopy fixing all segment endpoints. Near the base parameter, work in a chart centered at . Replace a sufficiently short central interval by a nonconstant straight segment through , with endpoints and for a fixed nonzero coordinate vector ; join those endpoints to the old endpoints in that same convex disk. Linear interpolation on this interval fixes its middle value throughout. Subdivide again if needed. This gives a based polygonal loop that is regular and straight on a fixed base collar; constant original loops are included by inserting this small based detour.
Vary the remaining finitely many vertices in small coordinate disks, fixing that entire base collar, to make every edge nonconstant and the incoming and outgoing tangent vectors at each other vertex noncollinear. Here is the finite genericity justification: for a fixed vertex and nonzero outgoing vector, varying its incoming neighboring vertex changes the incoming coordinate direction through an open subset of the plane, followed by an invertible coordinate-change differential. Collinearity is therefore a regular scalar equation in the joint vertex parameters, off the already excluded zero-edge locus; the zero-edge equations have codimension two. At a fixed base-collar endpoint the other neighboring vertex remains adjustable and gives the same scalar rank test. Insert an extra adjustable vertex if necessary so this holds at every corner. F2 makes these bad loci submanifolds of positive codimension; F3 makes their parameter images null. Choose arbitrarily small parameters outside their finite union. Each vertex movement and its edge-chord adjustment is a homotopy in a convex chart, still fixing the base collar.
Round the finitely many corners without losing regularity. In a vertex chart first make each incident edge exactly linear near the vertex: its Taylor remainder is with derivative , so a cutoff on an interval of length changes its derivative by and keeps it nonzero. If the two resulting directed velocities are , choose a smooth function on , zero and one on end collars, with . Define the replacement from the incoming endpoint by integrating . Since the integrals of and are both , the replacement reaches the outgoing endpoint and agrees with both straight edges on end collars. Its derivative never vanishes: noncollinearity excludes zero from the segment . Shrink the chart and interval so its image stays in the convex disk. Coordinate straight-line homotopy relative to the two endpoints realizes the replacement; no corner is rounded at the basepoint, where the fixed collar was already straight. The result is a regular loop , based-homotopic to .
There is a uniform source separation scale for this immersion, stable under sufficiently small perturbations. Indeed cover the parameter circle by finitely many small intervals on which a target-coordinate projection of has derivative of one sign bounded away from zero. F4 gives injectivity on those intervals for all close maps. A Lebesgue scale for that finite cover excludes all coincidences with source distance below . Choose nested closed base collars inside the fixed straight interval, with the diameter of below . Keep the entire fixed. The compact pair configurations with distance at least contain at most one parameter in ; triple configurations with all pair distances at least also contain at most one. Thus each relevant pair has at least one fully adjustable parameter outside , and each triple has at least two.
Build one finite parameter family using source bumps supported off , independent two-coordinate target translations in the actual surface charts, and composition of these translation factors. For each possible pair or triple coincidence choose disjoint source intervals around its adjustable parameters, with bumps equal to one there and target-chart margins containing their compact images. Finitely many configuration neighborhoods cover the compact pair and triple coincidence sets. At , moving one adjustable image spans the two normal directions to the pair diagonal; moving two adjustable images spans the four normal directions to the triple diagonal, even when the third image is fixed. These are transverse-to-diagonal assertions, not a false full submersion claim for all values of a family with a fixed branch. Uniform smallness and the finite compact covers preserve the rank tests near all possible coincidences. Off those neighborhoods the original value configurations miss the closed diagonals by a positive margin, so small perturbations produce no new incidences there. Every member remains immersed and retains the separation estimate of step 4.1.
In a common target chart, the pair difference equation has two independent parameter derivatives. F2 makes its total zero set a manifold of dimension , where is the parameter dimension. Critical values of its parameter projection are null by F3; at a regular parameter, elementary linear algebra identifies projection regularity with surjectivity of the two-source-parameter difference derivative. The slice coincidences are therefore transverse isolated pairs. The corresponding triple difference equation has four independent parameter derivatives; its zero manifold has dimension , so its parameter image is null by F3 and good slices have no triples. These statements are applied on open separated-configuration neighborhoods; their finite or countable coordinate covers are covered by F3's null-union clause. If desired also exclude another branch hitting the fixed image : outside the fixed base collar the same adjustable-value equation has source dimension one and target codimension two, giving zero-manifold dimension and a null parameter image; the fixed straight collar has only its specified preimage of . Choose one arbitrarily small parameter outside these null exceptional sets. No unsupported four-direction rank test using only one moved branch is used.
For this parameter the double-pair set is closed in the compact separated pair configuration space and discrete by step 6.1, hence finite; no near-diagonal coincidence exists by step 4.1. The loop is regular and has no triple image. The homotopy fixes every point of , in particular the basepoint , and joins to this final loop. Composing it with the based homotopies of steps 1.1–3.1 proves the statement. The source bumps all vanish near the basepoint; their cores were never required to cover that fixed collar. Target chart operations stay in , hence in the given leaf when is a leaf. All chart and parameter families are finite; only the explicitly cited Sard/null machinery inherits countable choice.
Depends on
- The countable-choice principle used in the foliation pair
- Leaves of a regular foliation
- C² inverses and scalar return roots
- The Euclidean inverse function theorem
- Morse-Sard for Euclidean maps
- A manifold bump for a compact set inside an open set
- The image of a lower-dimensional $C^1$ manifold is null
- Countable unions and subsets of manifold null sets are null
- A null set has dense complement in a positive-dimensional manifold
- Heine-Borel in $\mathbb{R}^n$: with the Euclidean metric a subset of $\mathbb{R}^n$ is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line
- The mean value theorem, as the case $g(x) = x$ of Cauchy's: for $f$ continuous on $[a,b]$ with $a < b$ and differentiable on $(a,b)$ there is $c \in (a,b)$ with $f(b) - f(a) = f'(c)(b-a)$
Used by
- A compressible leaf yields a vanishing cycle Lemma
- A null-homotopic closed transversal yields a vanishing cycle Lemma
- A saddle polycycle has a smooth transverse family on either adjacent annulus Lemma
- Compatible arbitrary pi fence reduction Lemma
- Fixed transverse fences and their finite crossing words Lemma
Dependency tree · two levels
76 results within two dependency steps of this one, each drawn at its shortest distance from it. An arrow runs from a result to what uses it, so the chart reads left to right and ends at this result, which carries a heavier outline. Every node is a link to that result. Click elsewhere on the chart to enlarge it.
Sources
- S. P. Novikov, The Topology of Foliations (complete English translation) (standard reference, not scraped)
- Mark Brittenham, Foliations and the Topology of 3-Manifolds, classes 11–20 (standard reference, not scraped)