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Affine algebraic Whitney strata admit distance exhaustions with finitely many stratified Morse points

Statement

Assume AC. Let Z⊂CN be closed algebraic and let S be a finite Whitney stratification by smooth locally closed complex algebraic strata. In every prescribed nonempty real open subset of the parameter space CN, there exists a such that ϕa(z)=∥z−a∥2 is a proper strongly plurisubharmonic exhaustion of Z, its restriction to each stratum has only nondegenerate critical points, there are finitely many such points in total, and at every critical point p∈S its ambient differential is nonzero on every limiting tangent space of another stratum approaching p. Multiple critical points may have equal critical values; the Statement makes no unsupported distinct-value assertion. The same conclusion applies on any closed affine complex algebraic embedding of Z.

Facts & Assumptions

Given: the closed affine algebraic set Z⊆CN, its finite algebraic Whitney stratification, and the Axiom of Choice.

[F1]

The Axiom of Choice implies countable choice (AC implies DC implies countable choice, The Axiom of Choice), and under countable choice the published Morse-Sard theorem makes the critical value set of a smooth map of smooth manifolds null (Morse-Sard for smooth manifolds).

[F2]

The published generic-fibre corollary gives, on each irreducible component, source dimension equal to image-closure dimension plus the generic fibre dimension (Image dimension and the generic fibre formula), and a zero-dimensional classical variety is finite (Zero-dimensional varieties are finite sets).

[F3]

Algebraic conormal Jacobian charts and the terminating smooth-locus decomposition use the Jacobian criterion over the perfect field C (Jacobian rank detects regularity at closed points), the openness and density of the regular locus (Dense regular loci on every component) and the holomorphic implicit function theorem (The holomorphic implicit function theorem), which give actual complex manifold charts on the dense regular loci.

[F4]

The stratification is a finite Whitney stratification by smooth locally closed complex algebraic strata with the local analytic charts, conormal and limiting-tangent vocabulary of Finite complex algebraic Whitney stratification and control data; every stratum is a smooth complex manifold of some dimension s, and Whitney condition (B) controls limiting tangent planes.

Proof

Given: the closed affine Z, the finite algebraic Whitney stratification S and AC.

1.1givenF3F4construct

For a smooth stratum S of complex dimension s, its algebraic conormal bundle CS⊂T∗CN has complex dimension N: on a Jacobian chart the independent differentials of local equations span the conormal fibres, of rank N−s, giving a locally trivial algebraic bundle. On each irreducible component the closure of CS has dimension N and its boundary has dimension at most N−1, since a proper closed subset of an irreducible variety of dimension N has dimension at most N−1. Let D be the finite union of these conormal boundaries. If a covector λ kills a limiting tangent plane Q=lim⁡TpmS at a point outside S, then λ lies in that boundary: the orthogonal projections of λ onto the annihilators of TpmS are conormal covectors at the points pm and converge to the projection of λ onto Q⊥, which is λ because λ kills Q. Thus every bad limiting-tangent covector lies in the complex algebraic set D of complex dimension at most N−1.

1.2F1F4construct

Consider the real critical incidence IS={(a,z):z∈S, d(ϕa∣S)z=0}. Differentiation in a surjects onto Tz∗S, since every real covector on TzS extends to one on the ambient Euclidean space; concretely IS is the real normal bundle via (z,v)↦(a=z+v,z) with v⊥TzS, and the smooth Gram-matrix charts of that normal bundle exhibit it as a smooth real manifold of dimension 2s+(2N−2s)=2N. In local stratum coordinates its tangent equation is Hzv+Bzδa=0, where Hz is the Hessian of ϕa∣S and Bz is the surjective parameter derivative. The differential of (a,z)↦a from IS to CN has kernel {(0,v):Hzv=0}; since source and target have equal real dimension, it is surjective exactly where Hz is invertible. Hence [F1] makes the parameters with a degenerate stratum critical point null, and a finite union over the strata preserves nullity.

2.1F1F3step 1.1construct

Identify real ambient covectors with complex covectors by λ↦Re⁡λ. The map (a,z)↦(z,dϕa(z)) from CN×CN to the real cotangent bundle is a real smooth diffeomorphism, because dϕa(z) is twice the real covector corresponding to z−a‾. Therefore the inverse image of each smooth algebraic stratum of D has real dimension at most 2N−2, and its projection to the a-coordinate is a smooth map whose source dimension is smaller than its target dimension 2N, so every point is critical and [F1] makes the image null; a finite algebraic stratification of D is obtained by successively taking each component's smooth locus and its lower-dimensional singular complement, which terminates because the dimension strictly decreases, and the finite union of the null images is null. Outside this null set, dϕa kills no forbidden limiting tangent space.

3.1F2step 2.1step 1.2construct

Finiteness of the critical set uses algebraic geometry rather than a finiteness claim for real analytic sets. Complexify the squared distance to Fu,v(z,w)=∑k=1N(zk−uk)(wk−vk) on S×S‾, where S‾ is obtained by conjugating the equations of S. Its complex critical incidence over the parameter space CN×CN is the algebraic incidence cut out by the two conormal conditions w−v⊥TzS and z−u⊥TwS‾; it is isomorphic to the algebraic conormal bundle of S×S‾, of complex dimension 2N, equal to the parameter dimension, because the two gradient coefficients w−v and z−u are exactly the conormal vectors that uniquely determine (u,v) for given (z,w). If an irreducible component projects dominantly, [F2] gives a nonempty open of parameters over which its fibres are zero-dimensional and hence finite by [F2]; if not, one avoids its proper closed image closure. The set of parameters a with (a,aˉ) in this nonempty complex Zariski open is Euclidean open and dense. Indeed, a nonzero polynomial vanishing on its proper algebraic complement restricts to a nonzero polynomial in the real coordinates (x,y) under the invertible substitution (a,aˉ)=(x+iy,x−iy); such a polynomial cannot vanish on any nonempty real open box. Thus the inverse image of the complement has empty interior. This inverse image involves complex conjugation, so no complex Zariski openness of the good real-parameter set is asserted. Therefore the prescribed nonempty real open subset meets it in a nonempty real open set, which cannot be contained in the null exceptional sets of steps 1.2 and 2.1; choose such a real parameter a. Its real stratum critical points lie in the finite complex fibre over (a,aˉ) just constructed: at (z,zˉ) the real diagonal tangent vectors (t,tˉ) span TzS×TzˉS‾ over C, and the complex differential of F on them is the real differential of ϕa, so vanishing on the real form implies vanishing on the whole complex tangent.

4.1step 1.1step 1.2step 2.1step 3.1∎

Choose such an a. The Euclidean square distance is bounded below and proper on the closed subset Z, and its ambient Levi form is the positive definite Euclidean Hermitian form, so its restriction to every positive-dimensional complex stratum is strongly plurisubharmonic and the sublevel sets exhaust Z; on the singular variety the strong plurisubharmonicity statement is the stated inline verification for the concrete function ∥z−a∥2, whose ambient complex Hessian is the identity. Steps 1.2, 2.1 and 3.1 give exactly the nondegeneracy, limiting-tangent and finiteness conclusions: on a zero-dimensional stratum the Hessian condition is vacuous because its tangent space is zero, and the ambient differential condition there is the step 2.1 exclusion, while the stratum contributes only its finitely many points, and the empty variety has no critical points. The argument works verbatim on any closed affine complex algebraic embedding of Z, since only the Euclidean structure of the ambient affine space is used. No stratified product theorem or complex-link identification is used to establish this exhaustion.

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