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Affine algebraic Whitney strata admit distance exhaustions with finitely many stratified Morse points
Statement
Assume AC. Let be closed algebraic and let be a finite Whitney stratification by smooth locally closed complex algebraic strata. In every prescribed nonempty real open subset of the parameter space , there exists such that is a proper strongly plurisubharmonic exhaustion of , its restriction to each stratum has only nondegenerate critical points, there are finitely many such points in total, and at every critical point its ambient differential is nonzero on every limiting tangent space of another stratum approaching . Multiple critical points may have equal critical values; the Statement makes no unsupported distinct-value assertion. The same conclusion applies on any closed affine complex algebraic embedding of .
Facts & Assumptions
Given: the closed affine algebraic set , its finite algebraic Whitney stratification, and the Axiom of Choice.
The Axiom of Choice implies countable choice (AC implies DC implies countable choice, The Axiom of Choice), and under countable choice the published Morse-Sard theorem makes the critical value set of a smooth map of smooth manifolds null (Morse-Sard for smooth manifolds).
The published generic-fibre corollary gives, on each irreducible component, source dimension equal to image-closure dimension plus the generic fibre dimension (Image dimension and the generic fibre formula), and a zero-dimensional classical variety is finite (Zero-dimensional varieties are finite sets).
Algebraic conormal Jacobian charts and the terminating smooth-locus decomposition use the Jacobian criterion over the perfect field (Jacobian rank detects regularity at closed points), the openness and density of the regular locus (Dense regular loci on every component) and the holomorphic implicit function theorem (The holomorphic implicit function theorem), which give actual complex manifold charts on the dense regular loci.
The stratification is a finite Whitney stratification by smooth locally closed complex algebraic strata with the local analytic charts, conormal and limiting-tangent vocabulary of Finite complex algebraic Whitney stratification and control data; every stratum is a smooth complex manifold of some dimension , and Whitney condition (B) controls limiting tangent planes.
Proof
Given: the closed affine , the finite algebraic Whitney stratification and AC.
For a smooth stratum of complex dimension , its algebraic conormal bundle has complex dimension : on a Jacobian chart the independent differentials of local equations span the conormal fibres, of rank , giving a locally trivial algebraic bundle. On each irreducible component the closure of has dimension and its boundary has dimension at most , since a proper closed subset of an irreducible variety of dimension has dimension at most . Let be the finite union of these conormal boundaries. If a covector kills a limiting tangent plane at a point outside , then lies in that boundary: the orthogonal projections of onto the annihilators of are conormal covectors at the points and converge to the projection of onto , which is because kills . Thus every bad limiting-tangent covector lies in the complex algebraic set of complex dimension at most .
Consider the real critical incidence . Differentiation in surjects onto , since every real covector on extends to one on the ambient Euclidean space; concretely is the real normal bundle via with , and the smooth Gram-matrix charts of that normal bundle exhibit it as a smooth real manifold of dimension . In local stratum coordinates its tangent equation is , where is the Hessian of and is the surjective parameter derivative. The differential of from to has kernel ; since source and target have equal real dimension, it is surjective exactly where is invertible. Hence [F1] makes the parameters with a degenerate stratum critical point null, and a finite union over the strata preserves nullity.
Identify real ambient covectors with complex covectors by . The map from to the real cotangent bundle is a real smooth diffeomorphism, because is twice the real covector corresponding to . Therefore the inverse image of each smooth algebraic stratum of has real dimension at most , and its projection to the -coordinate is a smooth map whose source dimension is smaller than its target dimension , so every point is critical and [F1] makes the image null; a finite algebraic stratification of is obtained by successively taking each component's smooth locus and its lower-dimensional singular complement, which terminates because the dimension strictly decreases, and the finite union of the null images is null. Outside this null set, kills no forbidden limiting tangent space.
Finiteness of the critical set uses algebraic geometry rather than a finiteness claim for real analytic sets. Complexify the squared distance to on , where is obtained by conjugating the equations of . Its complex critical incidence over the parameter space is the algebraic incidence cut out by the two conormal conditions and ; it is isomorphic to the algebraic conormal bundle of , of complex dimension , equal to the parameter dimension, because the two gradient coefficients and are exactly the conormal vectors that uniquely determine for given . If an irreducible component projects dominantly, [F2] gives a nonempty open of parameters over which its fibres are zero-dimensional and hence finite by [F2]; if not, one avoids its proper closed image closure. The set of parameters with in this nonempty complex Zariski open is Euclidean open and dense. Indeed, a nonzero polynomial vanishing on its proper algebraic complement restricts to a nonzero polynomial in the real coordinates under the invertible substitution ; such a polynomial cannot vanish on any nonempty real open box. Thus the inverse image of the complement has empty interior. This inverse image involves complex conjugation, so no complex Zariski openness of the good real-parameter set is asserted. Therefore the prescribed nonempty real open subset meets it in a nonempty real open set, which cannot be contained in the null exceptional sets of steps 1.2 and 2.1; choose such a real parameter . Its real stratum critical points lie in the finite complex fibre over just constructed: at the real diagonal tangent vectors span over , and the complex differential of on them is the real differential of , so vanishing on the real form implies vanishing on the whole complex tangent.
Choose such an . The Euclidean square distance is bounded below and proper on the closed subset , and its ambient Levi form is the positive definite Euclidean Hermitian form, so its restriction to every positive-dimensional complex stratum is strongly plurisubharmonic and the sublevel sets exhaust ; on the singular variety the strong plurisubharmonicity statement is the stated inline verification for the concrete function , whose ambient complex Hessian is the identity. Steps 1.2, 2.1 and 3.1 give exactly the nondegeneracy, limiting-tangent and finiteness conclusions: on a zero-dimensional stratum the Hessian condition is vacuous because its tangent space is zero, and the ambient differential condition there is the step 2.1 exclusion, while the stratum contributes only its finitely many points, and the empty variety has no critical points. The argument works verbatim on any closed affine complex algebraic embedding of , since only the Euclidean structure of the ambient affine space is used. No stratified product theorem or complex-link identification is used to establish this exhaustion.
Depends on
- The Axiom of Choice
- AC implies DC implies countable choice
- Morse-Sard for smooth manifolds
- Image dimension and the generic fibre formula
- Zero-dimensional varieties are finite sets
- Jacobian rank detects regularity at closed points
- Dense regular loci on every component
- The holomorphic implicit function theorem
- Finite complex algebraic Whitney stratification and control data
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