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Transverse based homotopies give normal cobordisms
Statement
Assume AC (The Axiom of Choice) and let be a smooth real vector bundle of rank . Let be a compact smooth manifold without boundary and a based homotopy constant in the time variable on neighbourhoods of and .
(a) If is smooth on an open neighbourhood of its zero-section preimage and transverse to the zero section there, then is a compact neat embedded submanifold of with , where , and the normal bundle of in is identified with the pullback of along the base-coordinate map of ; thus is a compact normal cobordism between and .
(b) If is merely continuous with smooth and transverse to the zero section near their zero preimages, then for every closed with there is a based homotopy from to , fixed on and and pointwise on , which is smooth and transverse to the zero section near its own zero preimage; only a neighbourhood of the zero section is smoothed or perturbed, and the Thom basepoint need not be smooth.
Facts & Assumptions
Given: The compact source, the smooth rank- bundle with , and the homotopy as in (a) or (b).
Transverse preimages carry the pulled-back normal structure gives the preimage, its normal structure and its boundary behaviour for a map smooth and transverse near the zero preimage of a boundaryless target stratum, including the neat-boundary case.
Relative Whitney approximation for manifold-valued maps supplies, under countable choice, a smoothing of a continuous map that is smooth near a closed set, and a homotopy to it fixed on a neighbourhood of that set.
Relative Whitney approximation for Euclidean-valued maps supplies Euclidean approximations of a continuous map with arbitrarily small prescribed pointwise error.
A manifold bump for a compact set inside an open set supplies a smooth bump equal to on a compact set and supported in a prescribed open neighbourhood.
A smooth map between boundaryless manifolds admits a smooth finite-dimensional family , an open ball containing0, with and each parameter map a submersion (A tubular target produces a submersive finite-dimensional perturbation family).
Under countable choice, the parameters of a family whose evaluation map is transverse to an embedded submanifold for which the slice fails to be transverse form a null subset of the ball (Parametric transversality), and a null subset of a positive-dimensional ball has dense complement (A null set has dense complement in a positive-dimensional manifold).
Continuity is local on any open cover; maps on a finite closed cover agreeing on overlaps also paste to a continuous map (Continuity may be checked on any open cover, and on any finite closed cover; composites of continuous maps are continuous).
Under countable choice, The weak Whitney proper embedding theorem gives a proper smooth Euclidean embedding of any smooth manifold, and A closed Euclidean submanifold has a smooth neighborhood retraction gives a smooth retraction of an open neighbourhood of its closed image.
AC is The Axiom of Choice; it is used through [F1] for the smooth normal-bundle structure, and through [F2], [F3], [F5], [F6] and [F8], all of which require only countable choice.
Proof
In case (a), F1 makes closed and compact for every rank. The collars are constant in time. At their zero points the fibre differential has zero time component, so surjectivity of the full fibre differential is exactly surjectivity on the directions; hence the boundary restrictions are transverse as well. Apply F1 to the smooth neighbourhood of in : is neat, , and its specified normal isomorphism is the pullback of and restricts to the endpoint normal isomorphisms. This is the asserted compact normal cobordism.
For case (b), if , retain ; smoothness and transversality near the empty zero preimage are vacuous and is untouched. If , the zero stratum is clopen in by F1. For each , the inverse image of under the continuous time path is clopen in the connected interval, so it is either all of or empty. Thus , with clopen in compact , and lies in its complement. Extend constantly past both endpoints to . This map is smooth on endpoint time collars because are smooth near their whole zero preimages . Apply [F2] relative to the closed union of smaller extended endpoint collars to obtain a smooth map into and a homotopy fixed there. Restrict to and paste with the unchanged basepoint map on the clopen complement, using [F7]. This gives (b), fixes pointwise and all original basepoint values, and stays constant on smaller endpoint collars. Transversality to the rank-zero zero section, the entire smooth stratum, is automatic. This includes and ; empty was already covered by .
Now assume and . Choose so is constant in time on and . Choose open neighbourhoods of in where is smooth with values in . On the boundaryless source choose an open set containing its part of , disjoint from , with , and such that and . Such is obtained by intersecting with the open collar/central unions; it contains the interior zeros since collar zeros lie in . Set . The set is compact, unlike the entire interior part of . Choose a compact neighbourhood of and open with and compact. The bump in [F4] gives a smooth equal to one on a neighbourhood of , supported in . Its zero extension is smooth and vanishes near the endpoints and on .
Apply [F8] to the smooth total space to obtain a proper embedding . Its image is closed, so [F8] supplies a smooth retraction on an open neighbourhood ; set , with . The relative approximation [F3] is applied on to with closed protected set . It is smooth near by step 1.3. Define the compact relevant buffer . It misses because ; thus lies in the open set . Choose a positive continuous error function on smaller than half the distance of to , and uniformly small enough that every error ball over lies in ; compactness of supplies this uniform bound. Empty complements or empty require only any fixed positive bound. Then [F3] gives smooth with this error, equal to on a neighbourhood of .
On set for . Its distance from is bounded by the prescribed error, so the whole segment stays in ; over it stays in . Define the alteration by on and off . These are an open cover and agree on overlaps, so [F7] gives a continuous homotopy. It fixes , the endpoints and every original basepoint value, since the compact support lies in and away from them. Put on with the same extension. It is smooth on a neighbourhood of , where , and has no zeros in . Every zero of with time in therefore lies in : outside it is an original zero in , and inside the buffer it is excluded. For times outside , the approximation equals wherever it acts by the protected set , so there and collar zeros remain smooth and transverse. No claim that all interior-time zeros form a compact set was used.
The compact set lies in . If it is empty, is already transverse near every zero, all of which are protected collar zeros. Otherwise choose a compact neighbourhood of inside and choose an open with and compact, and use [F4] to obtain a smooth equal to one near , supported in . Its support is consequently compact and contained in . Choose an open containing with . Apply [F5] to the smooth to obtain , with and each parameter map submersive. Shrink its ball to one centred at zero. Since and , parameter submersivity forces positive parameter dimension.
Set on . It is smooth even at . On its derivative in parameter directions is , surjective by the actual parameter-map assertion of [F5]; thus its evaluation is submersive and transverse to . The compact central buffer contains no zero of . By continuity of the family and compactness of , there is a ball about0 within such that for every and ; if is empty any sufficiently small ball suffices. This bound also holds along for . The old buffer is unchanged since is supported inside .
Apply [F6] to . Its bad parameters form a null set, whose complement is dense in the positive-dimensional ball. Hence choose a good parameter inside the genuinely small ball , not merely somewhere in . Define on all of and on the open complement of ; the formulas agree because there. Near the support boundary inside both formulas are the same smooth formula; near the boundary of the compact containment leaves an open region where the map is exactly . This proves continuity and smooth extension where needed, without inferring smoothness merely from a limiting equality.
On , the good slice is smooth and transverse. Every central zero lies in , since is zero-free and off the only central zeros were in ; here . A zero with lies outside and is an unchanged collar zero, smooth and transverse. Thus is smooth and transverse near its entire zero preimage. The family , extended by off , gives a homotopy fixed on , endpoints and all original basepoint values, with support compactly contained in the interior-time smooth stratum. Concatenate it with step 3.1; [F7] on the two closed auxiliary-parameter halves gives the asserted alteration from . Constant endpoint collars persist after shrinking them to miss the compact supports.
The preceding construction proves case (b) for all ranks, including empty zero preimages, empty bases and the rank-zero clopen branch. No compactness of was assumed: all safety bounds concerned images of fixed compact source subsets, and approximation and perturbation suppliers apply to arbitrary smooth targets. Step 1.1 then supplies the normal cobordism. AC is inherited exactly through the countable-choice smoothing, family and transversality suppliers [A1]; finite compact-neighbourhood and bump arguments add no further choice. The Thom basepoint was never treated as a smooth target point.
Depends on
- Transverse preimages carry the pulled-back normal structure
- Relative Whitney approximation for manifold-valued maps
- Relative Whitney approximation for Euclidean-valued maps
- A manifold bump for a compact set inside an open set
- A tubular target produces a submersive finite-dimensional perturbation family
- Parametric transversality
- A null set has dense complement in a positive-dimensional manifold
- Continuity may be checked on any open cover, and on any finite closed cover; composites of continuous maps are continuous
- The weak Whitney proper embedding theorem
- A closed Euclidean submanifold has a smooth neighborhood retraction
- The Axiom of Choice
Used by
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Sources
- Stanford Math 215B notes, Lectures 14–15, Theorems 138–139 (standard reference, not scraped)
- Marco Gualtieri, Topology I, Part10 (standard reference, not scraped)
- Lee, Introduction to Smooth Manifolds, tubular neighborhoods (standard reference, not scraped)