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Complex algebraic morphisms admit compatible finite smooth stratifications
Statement
Assume AC. Let be one morphism of reduced separated complex algebraic varieties of finite type (Classical algebraic prevarieties, regular maps, and varieties), and prescribe finitely many closed algebraic subsets of each. There are finite partitions of and into irreducible smooth locally closed algebraic strata such that every prescribed subset is a union of strata, every stratum closure is a union of strata of no larger dimension with its boundary of strictly smaller dimension, and each source stratum maps surjectively and smoothly onto one target stratum. On analytic spaces each such restriction is a submersion. The source may be empty. This assertion imposes no Whitney condition, conical control or topological triviality.
Facts & Assumptions
Given: AC, one morphism of reduced separated complex algebraic varieties of finite type, and finite lists of closed algebraic subsets of and of .
Classical varieties and their open, closed and locally closed subvarieties have finite affine covers and finitely many irreducible components, and their Zariski topology is Noetherian (Classical varieties have finite irreducible decompositions).
In an irreducible variety, a nonempty open subset is dense and has the same dimension, and every proper closed subvariety has strictly smaller dimension (Nonempty opens preserve irreducible dimension).
For a reduced finite-type scheme over the perfect field the regular locus is open and meets every irreducible component in a dense open subset; for finite-type -schemes regularity is equivalent to smoothness over in the locally standard smooth sense (Dense regular loci on every component, Regular equals smooth over a perfect field, Smooth morphisms via local standard smooth presentations, Standard smooth presentations and locally standard smooth maps).
Let be irreducible classical varieties over an algebraically closed field of characteristic with smooth, and let be a morphism. There is a dense open such that is a smooth morphism; and if is dominant, there is a nonempty open over whose closed points the fibres of are nonempty and smooth of pure dimension (Generic smoothness over a dense target open).
A morphism of smooth classical complex varieties is smooth at a closed point exactly when its differential is surjective there (The submersion criterion between smooth varieties). A locally standard smooth presentation of a smooth complex variety near a point has defining equations with an invertible Jacobian minor, so the holomorphic implicit function theorem exhibits holomorphic charts of the stratum near the point (The holomorphic implicit function theorem, Standard smooth presentations and locally standard smooth maps); a holomorphic map of full rank onto its target has locally constant rank near the point and the holomorphic constant rank theorem exhibits it locally as a linear projection (The holomorphic constant-rank theorem).
Every nonempty irreducible finite-type complex variety is analytically connected, and analytic and Zariski closures of locally closed algebraic subsets agree (Irreducible complex varieties are analytically connected). Its local proof supplies the finite normalization, holomorphic covering, bounded-extension and polynomial-factor arguments; connectedness is not inferred from the local charts.
AC is inherited from the suppliers above; it is used only through the regular-locus, generic-smoothness tangent-space and connectedness suppliers (The Axiom of Choice).
Proof
We record a partition construction. Let be a reduced separated complex algebraic variety of finite type and let be a finite list of closed subsets of . There is a finite partition of into irreducible smooth locally closed strata such that every member of is a union of strata and every stratum is open dense in its own irreducible closure. If take the empty partition. Otherwise let be the irreducible components of , finitely many by [F1]. Remove from its nonsmooth locus, the other components , and every with and . Each removed set is closed, and each is proper in the irreducible ; by [F3] and [F2] the nonsmooth locus has smaller dimension, and by [F2] the other removed sets do too, so the result is a nonempty dense open subset of and is contained in or disjoint from every . The are pairwise disjoint and open in , because their complement is the finite union of the removed closed sets and the sets with . The remainder is closed and meets each in a proper closed subset, so by [F2]. Partition by the same construction with replaced by the restrictions of all members of and of all to , and iterate. The dimension of the remainder strictly decreases at every round, so the recursion terminates; because each round respects the restricted lists, every member of is a union of strata and every stratum is open dense in its irreducible closure. The closure of a stratum emitted in a recursion round is a component of that round's closed remainder; it meets no earlier stratum and no other stratum emitted in that round, and the added component restrictions make it a union of subsequent strata. Thus this partition also has the frontier property.
Now construct the target strata in rounds on a closed residual subvariety , starting with ; at each stage keep finite lists of prescribed closed subsets of and of , initially the given lists and later those lists enlarged by the restrictions of the closures of all previously emitted strata. Apply step 1.1 to with the maintained source list, obtaining a finite partition into irreducible smooth locally closed strata . Fix an irreducible component of and remove from it its nonsmooth locus, the other components of , and every maintained target prescribed closed subset not containing ; by [F1] this leaves a nonempty dense open subset . For each the image is irreducible and lies in a component of , so its closure in is an irreducible closed subset of some component. If that closure is not , then its intersection with is a proper closed subset, and we remove it from ; if the closure equals , then is dominant, is smooth and irreducible, and [F4] supplies a dense open subset of over which is smooth, with nonempty fibres over the closed points after shrinking to lie in the image. There are finitely many , so intersecting with all the supplied dense opens contained in the images produces a nonempty dense open such that every whose image closure is not has no point over , while every whose image closure is maps smoothly and onto .
Emit the target strata of this round and, for every whose image closure in equals , the source stratum , which is nonempty. It is open in because is open in and , hence it is an irreducible smooth locally closed subvariety of , and it maps smoothly and onto as the restriction of the map of step 2.1. Every source point over lies in exactly one such stratum, because the partition and their intersections with are exactly the emitted pieces; those with other image closures have empty intersection by step 2.1. Within the round, closures behave as in step 1.1: the closure of meets in the union of the strata with , since is open in the closed set .
Put ; it is closed and has by [F2], since each component of lost a dense open subset. Enlarge both lists by the closures of the emitted strata, restrict to and , and repeat steps 2.1 and 3.1. The target dimension strictly decreases each round, so after finitely many rounds the emitted strata partition and . Every emitted stratum is open dense in its irreducible closure: a target stratum is open dense in , while a source stratum is a nonempty open subset of and has the same irreducible closure. For source strata the within-round frontier property follows from steps 1.1 and 3.1; closures lie in and meet no source stratum over another . Target closures likewise meet no other target stratum of the round. Each closure lies in the current closed residual and hence meets no earlier stratum. Finally the maintained lists contain these closures in every later round, forcing every later stratum to be contained in or disjoint from each closure. Consequently is a union of strata, and every stratum has : indeed is an irreducible closed subset of with , equality would give , and then and , being dense opens of the irreducible , would meet, contradicting disjointness of strata. Thus every stratum closure is a union of strata of no larger dimension and its boundary has strictly smaller dimension. Every prescribed subset is a union of strata by the invariance maintained in steps 1.1 and 2.1, and the empty source contributes no source strata.
Finally let be one emitted restriction onto a target stratum. Zero-dimensional smooth strata are locally single points: they are zero-dimensional Noetherian varieties, hence finite sets of closed points, so their analytic charts and maps to a zero-dimensional target require no implicit-function or constant-rank theorem. A standard smooth presentation with no equations already gives open coordinate charts. In the remaining positive-dimensional cases, the stratum is a smooth complex variety by construction, so by [F3] it is locally standard smooth over ; the defining equations of a standard smooth presentation near a point have an invertible Jacobian minor, and [F5] turns them into holomorphic charts of near that point, with holomorphic transition maps. Similarly carries holomorphic charts. The map is a morphism of classical varieties, so in these charts its components are restrictions of regular functions on affine charts, hence locally polynomial quotients with nonvanishing denominators in the ambient coordinates and therefore holomorphic in the chart parameters. At every point the differential of is surjective by the smoothness of the restriction and the criterion of [F5]; since surjectivity onto a target of dimension is the nonvanishing of some minor, the rank stays full on a neighbourhood, and the holomorphic constant rank theorem exhibits the map near each point as a linear projection in suitable holomorphic coordinates. Hence the restriction is a submersion of complex manifolds, in particular a submersion of the underlying real smooth manifolds. No properness or topological triviality is used, and AC is inherited exactly through the cited suppliers.
Each emitted source and target piece is nonempty and irreducible, so [F6] proves its analytic connectedness. Its analytic closure is its algebraic closure by [F6]; therefore the algebraic frontier bookkeeping of step 4.1 is the analytic frontier condition as well. Combined with step 5.1 this produces finite connected smooth analytic strata with the required frontier and submersion restrictions, while preserving all algebraic compatibility and dimension conclusions.
Scope note
Whitney regularity is a separate additional input: this lemma only produces smooth frontier partitions compatible with the prescribed closed subsets and the morphism. A single stratification reused on repeated objects of a finite cyclic diagram with prescribed supports may require infinitely many strata, so the lemma deliberately treats one morphism and finitely many prescribed sets, not an unrestricted diagram contract.
Depends on
- Standard smooth presentations and locally standard smooth maps
- The Axiom of Choice
- Classical algebraic prevarieties, regular maps, and varieties
- Smooth morphisms via local standard smooth presentations
- Classical varieties have finite irreducible decompositions
- Nonempty opens preserve irreducible dimension
- Irreducible complex varieties are analytically connected
- The submersion criterion between smooth varieties
- Generic smoothness over a dense target open
- The holomorphic constant-rank theorem
- The holomorphic implicit function theorem
- Dense regular loci on every component
- Regular equals smooth over a perfect field
Used by
Dependency tree · two levels
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Sources
- Mark Goresky, Lecture Notes on Sheaves and Perverse Sheaves, version of June 26, 2026 (standard reference, not scraped)