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Cyclotomic dot annihilators, finite-dimensional blocks, and finite root strings

Statement

Let k be any field and let Q satisfy (Q1)-(Q4) for a real symmetrizable Cartan datum with finite color set. For monic aj(u)∈k[u] of degree λj≥0, impose aν1(x1)e(ν)=0 and write Ra(β) for the resulting ordinary quotient. Then: every dot has a scalar-coefficient monic annihilator in each fixed block; every Ra(β) is finite dimensional over k; and, for fixed β and i, Ra(β+mαi)=0 for all sufficiently large m. Thus right-append induction has finite i-strings. In the standard homogeneous specialization aj(u)=uλj, every dot is nilpotent and these are statements about the induced graded algebra and graded functors. For an inhomogeneous monic specialization the assertions are ungraded; no graded highest-weight Grothendieck identification is included.

Facts & Assumptions

Given: A field k, a KLR datum Q for a real symmetrizable Cartan datum with finite color set I, monic polynomials aj∈k[u] of degrees λj≥0, and the quotient Ra(β) of The cyclotomic KLR quotient at a dominant integral weight for the monic specialization (aj).

[F1]

The KLR algebra Rn(Q) is generated by idempotents e(ν), dots xa and crossings τa subject to relations (1)-(7) of The quiver Hecke (KLR) algebra of a symmetrizable Cartan datum: in particular τa2e(ν)=Qνaνa+1(xa,xa+1)e(ν); for νa=νa+1 one has τaxa−xa+1τa=e(ν) and τaxa+1−xaτa=−e(ν); for νa≠νa+1 one has τaxa=xa+1τa and τaxa+1=xaτa; the xa commute, and the far commutation and braid relations hold. The polynomials Qij are homogeneous of degree −2bij for deg⁡u=2di, deg⁡v=2dj, and the two extremal coefficients of Qij are nonzero (Q3)-(Q4) (The quiver Hecke (KLR) algebra of a symmetrizable Cartan datum, The KLR grading and the diagrammatic multiplication).

[F2]

R(β) has the PBW basis of The PBW (monomial) basis theorem for KLR algebras: for a fixed reduced-expression system, the monomials τwx1a1⋯xnane(ν) with w∈Sn, ar≥0, ν∈In, and ∑rανr=β, form a k-basis of R(β); equivalently the monomials x1a1⋯xnanτwe(ν) form a basis.

[F3]

For a single color i, the subalgebra R(nαi) is the nil-Hecke algebra generated by k[x1,…,xn] and τ1,…,τn−1 with τa2=0, the braid and far commutation relations and the nil-Hecke dot moves; ∂w0=τi1⋯τi(n2) for a reduced expression of w0 is independent of the reduced expression, the element x1n−1x2n−2⋯xn−1∂w0 is a nonzero idempotent, and the monomials x1a1⋯xnanτw form a k-basis (Nil-Hecke idempotents and divided-power KLR projectives).

Proof

Proof technique: propagate one explicit first-strand annihilator to every position by the equal-colour mixed relations and a determinant elimination over k[x]/g, read finite-dimensionality off the PBW basis, then bound i-strings by an induction on the number of non-i letters.

1.1givenF1

The vacuum and the first-strand annihilator. At β=0, the sole word is empty and Ra(0)=k, since there is no first strand and no cyclotomic relation to impose. This block is finite dimensional of dimension 1, and its no-dot annihilator and nilpotence assertions are vacuous. The first-strand computation now concerns only nonempty words in positive-height blocks. Let g1:=∏j∈Iaj∈k[u], monic of degree Λ:=∑j∈Iλj. For every nonempty ν and every positive-height block, aν1(x1)e(ν)=0 by definition of the quotient, and g1 is divisible by aν1, so g1(x1)e(ν)=0 for all such ν: the monic polynomial g1 with scalar coefficients annihilates the first dot x1 in every positive-height block, with the convention that a zero corner satisfies the identity trivially.

1.2F1givenalgebra

Equal-colour exchange. Suppose a one-variable polynomial f satisfies f(xa)e(ν)=0 on a block with νa=νa+1=j; write x=xa, y=xa+1 and put κa:=−τa. Then κa2=τa2=Qjj(x,y)=0 because Qjj:=0 (Q1), and from the equal-colour dot moves κax=yκa−e and κay=xκa+e one computes κaf(x)=f(y)κa+∂f and κaf(x)κa=f(y)κa2+∂fκa=∂fκa, where ∂f:=(f(y)−f(x))/(x−y)∈k[x,y] is the divided difference and f(y) is the same one-variable polynomial evaluated at y. Applying the identity (x−y)κafκae(ν)=(saf−f)κae(ν)=(κaf−∂f−fκa)e(ν) to a module on which f(x)e(ν) acts as zero, the terms containing f vanish and give ∂fe(ν)M=0, whence f(y)e(ν)M=(f(x)+(x−y)∂f)e(ν)M=0. Hence f(xa+1)e(ν) also annihilates the module, where ∂f=(saf−f)/(x−y) is the divided difference of [F3] with the sign convention of the polynomial representation. For any multivariate polynomial H in the commuting dots on an equal-colour corner, the same relations give κaH=(saH)κa+∂aH. If He(ν)=0, then (xa−xa+1)κaHκae(ν)=(κaH−∂aH−Hκa)e(ν) implies ∂aHe(ν)=0; multiplying the defining divided-difference equation also gives (saH)e(ν)=0. Thus this closure applies to each polynomial produced by the iterated differences, not just the initial one-variable annihilator.

1.3F1algebra

Unequal-colour exchange. Let f∈k[u] be monic of degree d and suppose f(xa)e(ν′)=0 for every word ν′ in the current block; this is the global position annihilator supplied by the induction below. Fix ν with νa=j≠l=νa+1 and write x=xa, y=xa+1. Since saν is another word in that same block, f(x)e(saν)=0, and the dot slides give τaf(x)τae(ν)=f(y)Qjl(x,y)e(ν)=0. Put m=−alj and let cy be the coefficient of ym in Qjl(x,y). By (Q3), positivity of the dot degrees excludes all higher y-powers and any x factor in that coefficient, while (Q4) makes cy∈k×; thus Qjl(x,y)=cyym+∑b<mqb(x)yb. The algebra k[y][x]/(f(x)) is free of rank d on 1,x,…,xd−1. Multiplication by Qjl has matrix cyymI+∑b<mTbyb, so its determinant ρ(y)=Res⁡x(f(x),Qjl(x,y)) has degree dm and leading coefficient cyd. The adjugate identity, applied to 1 in that free algebra, gives a polynomial B(x,y) with QjlB≡ρ(modf), hence ρ=Af(x)+BQjl for a polynomial A(x,y). Therefore h(y):=cy−df(y)ρ(y) is monic of degree d(1−alj) and annihilates the ν corner: both f(x)f(y) and f(y)Qjl in its displayed polynomial-ideal expression vanish there. If d=0 the block is already zero; if m=0, (Q3) makes Qjl=cy and f(y) itself annihilates that corner. Only the actual nonzero extremal scalar is inverted, so the argument works over every stated field.

2.1step 1.1step 1.2step 1.3

Global monic position annihilators. Step 1.1 supplies a single monic g1 with scalar coefficients annihilating x1 on every word corner. Suppose a monic ga annihilates xa on all word corners of a fixed block. Across an equal-colour pair, step 1.2 shows that ga(xa+1) vanishes; across an unequal pair (j,l), step 1.3 applies because ga also vanishes on the adjacent swapped word, and supplies a monic hjl in the next dot. The finite product ga+1:=ga∏j≠lhjl is monic with scalar coefficients and annihilates xa+1 on every corner, whichever adjacent pair occurs. This is a constructive finite product over the finite colour set, and the same formulas can be used simultaneously for every block of the given length. The resulting degree bounds depend on the fixed position and length, as well as the Cartan datum and the initial annihilator degree. Induction gives genuine global position annihilators; a finite product over positions also gives one annihilator for every dot of a fixed block.

3.1F2step 2.1

Finite-dimensionality. Fix β with ∣β∣=n and let ga be a monic annihilator of xa on Ra(β) as in step 2.1, of degree da. By the PBW basis [F2], each corner e(ν)Ra(β)e(ν′) is spanned by the classes of τwx1m1⋯xnmne(ν); using ga(xa)=0, any exponent ma≥da is reduced to a k-linear combination of smaller powers of xa (the x's commute), so every element of the corner is a combination of the finitely many classes with 0≤ma<da. Since Iβ is finite and Sn is finite, Ra(β) is finite dimensional over k.

3.2F1step 1.2step 2.1

Nilpotence in the standard homogeneous case. Suppose aj(u)=uμj for monic powers, so x1 is killed by x1Λ with Λ=max⁡jμj. If xaN=0 on a block and the colours are equal, the computation of step 1.2 with f(u)=uN gives xa+1N=0 (both f(x) and ∂f=yN−xNx−y=−∑r=0N−1xN−1−ryr kill the module). If the colours differ j≠l, write Qjl(x,y)=c yq+xH(x,y) with q:=−alj≥0 and c≠0, using (Q3)-(Q4); the identity κaxNκa=yNQjl(x,y) gives c yN+q=−x yNH(x,y) on the module, and raising this identity of commuting polynomials in x,y to the Nth power kills the right side (xN=0), so yN(N+q)=0. Starting from x1Λ=0 and iterating over positions, every dot xa is nilpotent, with an exponent obtained by the finitely many displayed transformations.

3.3F3step 1.2step 2.1

All-i tails vanish. Fix a prefix length ℓ. For each of the finitely many prefixes w∈Iℓ, choose the explicit scalar monic position annihilator gw for xℓ+1 on the block wi supplied by step 2.1, of degree dw, and put d=max⁡wdw. On the word widw+1, the first-ℓ+1-strand embedding carries the cyclotomic relations and gw(xℓ+1)e(wi) into the same relations in Ra(ℓ+dw+1), so that polynomial vanishes on the longer corner. The general equal-colour polynomial calculation of step 1.2 then shows successively that ∂ℓ+dw⋯∂ℓ+1gw(xℓ+1) vanishes there. For the sign convention ∂a=(sa−1)/(xa−xa+1), direct subtraction of the generating functions ∏j(1−zjt)−1 gives ∂r⋯∂1z1s=(−1)rhs−r(z1,…,zr+1), where ht is the complete homogeneous polynomial, h0=1 and ht=0 for t<0. Applied with r=dw, this length-dw chain sends the monic leading term to (−1)dw and every lower term to 0. Thus the vanishing polynomial is the unit (−1)dwe(widw+1), and that word corner is zero. No full longest-permutation alternator is substituted for this shorter chain. Further suffix extension shows every word with d+1 consecutive i's starting at position ℓ+1 is zero; the case dw=0 already has gw=1 and the corner zero.

4.1step 3.3

Finite i-strings. Fix i. For a word w over I let #i(w) be the number of letters equal to i. Claim: for every b≥0 there is an integer Lb such that every word with at most b letters different from i and ∣w∣≥b+Lb is zero in the quotient. For b=0: an all-i word of length ≥L0:=d+1, where d is a uniform annihilator degree at prefix length 0 from step 2.1, is zero by step 3.3. Assume Lb−1; put k:=Lb−1, ℓ:=b−1+k, and let m be an all-i tail bound at prefix length ℓ obtained from step 3.3 (a finite maximum over the finitely many prefixes of length ℓ). Set Lb:=k+m−1 and let w have at most b non-i letters and ∣w∣≥b+Lb=ℓ+m. If the prefix of length ℓ contains at least k letters i it has at most b−1 non-i letters and length ℓ=(b−1)+Lb−1, so it is zero by the induction hypothesis and w=0. Otherwise the prefix contains at most k−1 letters i and therefore at least ℓ−(k−1)=b non-i letters. It already contains all the at most b non-i letters of w, so every remaining letter is i; there are at least m remaining positions, and the tail is zero by step 3.3; in both cases w=0.

5.1step 3.1step 3.2step 4.1∎

Conclusion. Fix β and put b=∑j≠iβj. For every integer m≥max⁡(0,Lb−βi), a word of weight β+mαi has exactly b non-i letters and length b+βi+m≥b+Lb, so step 4.1 makes every such word corner zero. Hence Ra(β+mαi)=0 for all sufficiently large m, giving finite right-append i-strings. Step 3.1 gives finite dimensionality of every block, and step 3.2 gives nilpotence of every dot in the standard homogeneous specialization. The monic inhomogeneous branch is ungraded throughout. The global annihilator, determinant normalization and tail argument use only finite polynomial computations and units already provided by (Q4), with no new hypotheses.

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