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Embedded bands joining two framed spheres exist

Statement

Assume ACω. Let N be a connected smooth m-manifold with m≥2, let 1≤k≤m−1, and let S1,S2⊂N be disjoint compact embedded (k−1)-spheres with chosen trivializations of their normal bundles near chosen points xi∈Si. Then there are an embedded band β:Dk−1×I→N and a trivialization of the normal bundle of β such that β meets S1∪S2 exactly in the two end discs β(Dk−1×{0})⊆S1 and β(Dk−1×{1})⊆S2, meeting the spheres in the standard normal position along them, the interior of β is disjoint from S1∪S2, and the rank-(m−k) framing of β on each end disc matches the sphere-normal framing modulo the one normal direction tangent to the band. Either sign of that transverse band direction is allowed. For k=1 the band is an embedded arc joining x1 to x2 and meeting S1∪S2 only at its endpoints.

Facts & Assumptions

Given: A connected smooth m-manifold N with m≥2, an integer 1≤k≤m−1, disjoint compact embedded (k−1)-spheres S1,S2⊆N, points xi∈Si and trivializations of ν(Si) near xi.

[F1]

Smooth embeddings and Smooth manifolds and their smooth charts: a smooth embedding is an injective immersion that is a homeomorphism onto its image with the subspace topology; a smooth manifold is a boundaryless second-countable Hausdorff manifold with a smooth structure.

[F2]

A connected, locally path-connected space is path-connected, because its path components are open and Topological manifolds are locally compact and locally path connected: a connected locally path-connected space is path-connected, and a manifold is locally path-connected; hence N is path-connected.

[F3]

Embedded submanifolds and slice charts: for an embedded submanifold S⊆N and p∈S there is a chart φ:U→φ(U)⊆Rm with φ(S∩U)=φ(U)∩(Rk−1×{0}); so in a chart at a point of Si the sphere is a coordinate subspace of codimension m−k+1≥2.

[F4]

Puncturing a connected open subset of Rn preserves path-connectedness for n≥2: for n≥2, a nonempty, open, connected Ω⊆Rn has Ω∖{y} path-connected for every y∈Ω.

[F5]

The weak Whitney proper embedding theorem, Pullback of a riemannian metric as a tensor, Closed embedded submanifolds of complete Riemannian manifolds are complete, Riemannian distance on a connected manifold, Hopf–Rinow theorem, Length dominates endpoint distance and The exponential map scales geodesic time: assume ACω. A smooth a-manifold admits a proper embedding into some RL; pulling back the Euclidean metric gives a Riemannian metric; a closed embedded submanifold of a Euclidean space is complete in the induced metric; on a connected complete Riemannian manifold any two points are joined by a minimizing geodesic of length equal to their distance, and every piecewise C1 curve joining them has length at least that distance; a minimizing geodesic has constant speed on [0,1].

[F6]

Gram–Schmidt completes and orthonormalizes independent finite lists. A linear matrix ODE has a unique solution on a compact interval, smoothly dependent on its parameters. Gram–Schmidt turns every finite independent list into an orthonormal list with the same successive spans, Linear matrix ODEs have unique global solutions on a fixed interval, Smooth dependence of ODE solutions on parameters.

[F7]

The tubular neighbourhood theorem in a smooth ambient manifold and Tubular neighbourhoods of embedded submanifolds: assume ACω; a closed embedded submanifold of a smooth manifold has a tubular neighbourhood, i.e. a diffeomorphism onto an open neighbourhood of it from an open neighbourhood of the zero section of its normal bundle, restricting to the inclusion on the zero section.

[F8]

The Axiom of Countable Choice (ACω): ACω is assumed; it is used through the proper-embedding, tubular-neighbourhood and completeness suppliers of [F5] and [F7].

[F9]

The Euclidean tubular neighbourhood theorem: under Countable Choice, normal addition gives a diffeomorphism from a normal-bundle neighbourhood of an embedded Euclidean submanifold onto an ambient neighbourhood; inverse addition followed by bundle projection is a smooth retraction.

[F10]

Choice-free smooth inverse function theorem in Euclidean space: a smooth map with invertible derivative is a diffeomorphism on sufficiently small open neighbourhoods; this is choice-free.

Proof

technique · direct
1.1F1F2F3F4

The complement N∖(S1∪S2) is path-connected. Indeed, cover a path in N by finitely many slice charts for the embedded submanifold S1∪S2; in such a chart the sphere piece is contained in a coordinate subspace of codimension at least 2 by [F3], and the complement of such a subspace in a coordinate ball is path-connected: projecting to the quotient by the subspace leaves a punctured connected open subset of a Euclidean space of dimension at least two, which is path-connected by [F4], and lifting the quotient path with a linear interpolation of the remaining coordinates gives a path in the ball avoiding the subspace. Concatenating the finitely many chartwise paths and perturbing the finitely many junction points off the spheres gives a path in N∖(S1∪S2) between any two prescribed points outside the spheres.

2.1F5F8step 1.1given

Fix a proper Euclidean embedding of N from [F5] and its induced metric. Represent the given sphere-normal germs orthogonally for this metric, and choose yi along their first normal direction, with either transverse sign available. Take the endpoint arc germs in those directions, so they are orthogonal to TxiSi. By step 1.1 and [F5] applied to the connected manifold N∖(S1∪S2) — a proper embedding followed by a complete pullback metric and a minimizing geodesic — there is a smooth embedded arc from y1 to y2 whose image avoids S1∪S2: a length-minimizing geodesic is injective, since a self-intersection would shorten the curve below the minimal distance by [F5]. Take the endpoint germs in disjoint charts. Cut the embedded middle geodesic at its last encounter with the first germ and its first subsequent encounter with the second; these encounters exist on the compact germ segments. The intervening segment misses both germs, so prepending and appending the retained germ segments gives an embedded arc. Smooth its two junctions in small balls away from the spheres, retaining the prescribed germs at xi. This yields a smooth embedded arc γ:I→N with γ(0)=x1, γ(1)=x2, whose interior avoids S1∪S2 and whose tangent direction at xi is not tangent to Si.

3.1F5F6step 2.1constructalgebra

Trivialize the arc-normal bundle explicitly. In the Euclidean embedding of [F5], let P(t) be the smooth orthogonal projection onto the complement of Tγ in TN∣γ. Solve U′=[P′,P]U, U(0)=I by [F6]. The commutator is skew symmetric, so UTU=I; differentiating P2=P gives [[P′,P],P]=P′, and uniqueness gives UP(0)UT=P(t). Transporting one initial basis thus gives a smooth trivialization of the rank-(m−1) normal bundle. In this trivialization the endpoint tangent disks determine ordered (k−1)-frames. Any two such frames with k−1<m−1 can be joined smoothly: complete each to an orthonormal basis by [F6], choose the sign of a remaining vector to give determinant one, and join the two full bases by finitely many plane rotations aligning successive columns. Each rotation fixes the columns already aligned; at the last one-dimensional stage determinant one forces the remaining entry to be one. Restrict to the first k−1 columns and reparametrize the rotation paths to be stationary at their ends. This proves the exact path-connectivity instance locally, including complement rank one, and gives a smooth plane field Ptband with the prescribed endpoint planes. For k=1 the list is empty and the plane field is zero.

4.1F3F5F9F10step 3.1construct

Construct the arc tube directly, including its endpoints. In the proper embedding of [F5], the closed submanifold N⊂RL has a smooth ambient tubular retraction r by The Euclidean tubular neighbourhood theorem (inverse normal addition followed by projection). Extend the smooth embedded arc slightly past its endpoints, and on its normal bundle in TN put Φ(t,z)=r(γ(t)+z). At z=0 its derivative is (s,z)↦sγ˙(t)+z, an isomorphism onto Tγ(t)N. The inverse-function theorem and compactness give a tube of uniform positive radius on [0,1]: otherwise a sequence of collisions with fibre radii tending to zero would converge to two points of the arc; injectivity makes their parameters equal, contradicting the local inverse there. Thus restricting this tube to the plane field Pband gives a smooth embedded band β0, and by steps 2.1 and 3.1 its end disks are tangent to S1 and S2 at x1 and x2 along the planes P0 and P1. Choose a slice chart at xi straightening the transverse central arc germ to (0,s,0); this follows by taking the sphere coordinates and the transverse arc as coordinate axes and applying [F10]. Write the sphere as {(a,b,c):b=0,c=0}, where a∈Rk−1, b∈R is the inward transverse coordinate and c∈Rm−k. With s≥0 the inward band parameter, write the band germ as (a(u,s),b(u,s),c(u,s)). At (u,s)=(0,0) the derivative of (a,b) is invertible, ∂sb>0, and all u-derivatives of b,c vanish. Rescale b so that ∂sb(0,0)=1, and choose the chart so that ∂sc(0,0)=0. For a smooth cutoff χ(s) equal to one near 0 and zero outside a short end collar, replace this germ by (a(u,s),(1−χ(s))b(u,s)+χ(s)s,(1−χ(s))c(u,s)). This changes the transverse coordinate as well as the remaining normal coordinates. On the end disk both normal coordinates now vanish, and near it the band has the product form (a(u,s),s,0). Choose the collar short and then the disk radius sufficiently small: the modified (a,b) projection is uniformly C1 close on a convex parameter box to its invertible derivative at the centre. Indeed b(u,0),c(u,0)=O(∣u∣2), and the cutoff derivative is bounded once the collar is fixed. The projection is therefore injective with invertible derivative (integrate its derivative along line segments to obtain a positive lower Lipschitz bound). Also ∂sbnew>0 throughout the end collar and bnew(u,0)=0, so its interior misses the sphere. Outside that collar compactness and shrinking the disk radius keep the band away from both spheres. The two adjustments take place in disjoint end charts; shrinking them keeps each disjoint from the compact remainder of the band. Thus the adjusted band is embedded, has its end disks exactly in the spheres in standard normal position, and otherwise misses them.

5.1F3F7step 4.1given

The normal bundle of the band restricts over the end disk in Si to the normal directions of Si modulo the single normal direction used by the band; the trivializations of ν(Si) given in the statement frame these remaining directions near xi, and a framing of the band's normal bundle defined on each end disk can be extended over the whole band because the band is a disk bundle over an interval and its normal bundle has a global frame obtained by completing the plane field to a frame of ν(γ). The remaining prescribed end frames can be placed in the same frame component by choosing the sign of the transverse endpoint germ, or the orientation of a freely chosen end disk coordinate: reversing the transverse tangent reverses the induced normal-frame component. In the interval trivialization their comparison matrices then lie in the same component of GL(m−k,R) and can be joined by a smooth matrix path. On each contractible end disk first interpolate its comparison map to its value at the centre, retain the original map on the end collar, and use that matrix path in between. The resulting smooth block gauge on the whole band agrees exactly with both prescribed end frames. Thus its normal framing matches the given sphere framings modulo the one normal direction used by the band.

6.1step 2.1step 4.1step 5.1given∎

For k=1 the plane field of step 3.1 is a field of 0-planes, the band of step 4.1 is the embedded arc γ itself, and its two end discs are the points x1,x2; the final clause of the statement is therefore exactly the arc assertion established in step 2.1. In both cases the constructed band and its framing satisfy all the clauses of the statement.

Depends on

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