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Etale commutativity of the maximal-order resolution step

Statement

Assume AC (The Axiom of Choice).

In the setting of Step 1 of Canonical resolution of marked ideals, let φ ⁣:X′→X be an etale morphism (Étale morphism of schemes) and let (Xi)0≤i≤m be the canonical resolution of the maximal-order marked ideal (J,E,μ) constructed in Step 1. Then: (1) the induced sequence φ∗(Xi)0≤i≤m is an extension of the canonical resolution (Xj′)0≤j≤m′ of φ∗(J,E,μ); (2) for every x′∈supp⁡(φ∗(Ji,Ei,μ)) the invariants agree: inv⁡(x′)=inv⁡(φi(x′)),ν(x′)=ν(φi(x′)),ρ(x′)=ρ(φi(x′)).

Facts & Assumptions

Given: A maximal-order marked ideal (J,E,μ) on the smooth finite-type K-scheme X, its canonical resolution (Xi)0≤i≤m from Step 1 of Canonical resolution of marked ideals, and an étale morphism φ ⁣:X′→X.

[A1]

The Axiom of Choice: AC is assumed for the canonical-resolution consumer clauses and their cited AC-dependent construction suppliers.

[F1]

Canonical resolution of marked ideals: the resolution is constructed via the splitting sequence si0>⋯>sik of maximal numbers of divisors of E through the support; between consecutive indices, contained boundary strata are blown up directly in Step 1aa, and the remaining generically nonzero restrictions to the strata Hαs are resolved by lower-dimensional induction. In the non-boundary case, Step 1ba first removes isolated codimension-one support components directly; only the remaining codimension-at-least-two support is reduced to a hypersurface of maximal contact V(u) and lower-dimensional induction.

[F2]

The coefficient ideal controls the support after restriction, Smooth base change of multiple test blow-ups: étale base change of the marked ideal commutes with restriction to the strata and with multiple test blow-ups, and preserves supports; invariant equality for the lower-dimensional canonical sequences is provided by induction.

[F3]

Glueing of homogenized ideals along etale neighbourhoods, Refined maximal-contact statement via the coefficient ideal: the reduced problem on a hypersurface of maximal contact is independent of the choice of tangent direction, and the inverse image of a hypersurface of maximal contact is again one.

[F4]

Canonical resolutions with invariants of a marked ideal: inv⁡ and (inv⁡,ρ) have closed superlevel loci, the centers are the maxima of (inv⁡,ρ), and (inv⁡,ν) gives the descent comparison. Equality of all invariant values for the induced sequence follows once the centers and the reductions agree stage by stage.

[F5]

Smooth base change of multiple test blow-ups: étale morphisms are smooth, so the order/SNC calculation used in that supplier preserves orders of ideals and hence supports.

Proof

1.1A1F1F5

The splitting sequence of the pullback. Let s0′>⋯>sk′′ be the corresponding sequence of maximal divisor counts for the canonical resolution of φ∗(J,E,μ); since φ is flat, the inverse image of E has the same intersection pattern, so sj′≤si-values at corresponding stages. We prove by induction on the pairs (l,l′) of the two splitting sequences that the induced sequence φ∗(Xi) agrees with the canonical sequence of the pullback up to extension and that the invariants correspond.

2.1A1F2F4step 1.1

Case 1: the étale image misses the strata. If s(φ∗(Xil))<sil, then the centers blown up in (Xi)il≤i≤il+1 lie in strata that do not meet the image of φ, so their inverse images are empty and the induced morphisms are isomorphisms; the equality of marked ideals and invariants with the pullback at stage il is inherited from stage l.

3.1A1F1F2step 2.1

Case 2: the strata meet the image. If s(φ∗(Xil))=sil>0, the strata of the pullback are the inverse images of the strata of X. First apply the contained-stratum Step 1aa: whether a component is contained in the support is detected by its coefficient-ideal restriction support, so this condition pulls back. Such a component is a regular SNC boundary stratum; its blowup and controlled division commute with the étale base change, and both sides assign the same count/infinity primary value and the auxiliary values ν=0, ρ=∅. No induction is applied to its zero restricted ideal. After these contained components are removed, [F2] makes every retained restricted ideal generically nonzero: an identically zero component restriction would have whole marked support and hence would still be in the contained branch. Now φ∗(Jil∣Hαs)=Jjl′′∣(H′)αs; the resolution process is reduced on both sides to the restrictions, so by the inductive hypothesis in lower dimension (the strata have dimension <dim⁡X) the canonical resolutions correspond and the invariants satisfy inv⁡(x′)=inv⁡(φ(x′)), as do ν and ρ.

4.1A1F1F2F3step 3.1

Case 3: the non-boundary case. If s(φ∗(Xik))=sik=0, first apply Step 1ba of [F1]. Its codimension-one support components are regular and isolated; étale pullback preserves their codimension and their local equation J=(uμ). Their labelled Cartier-center blowups divide by uμ and give the unit ideal near them. Thus this branch corresponds on both sides, with an inserted isomorphism only when a center has empty inverse image. The remaining support has codimension at least two. Only now apply Step 1bb: its maximal-contact hypersurface has a generically nonzero restricted ideal, so the lower-dimensional canonical-resolution induction applies. Its inverse image is a hypersurface of maximal contact by [F3], and the induction gives matching centers and invariants; [F3] gives independence of the direction. The codimension-one branch carries the same top encoded invariant on both sides, and all other points receive the values from their later unchanged lifts as in the proposition's successive assignment.

5.1A1F4step 2.1step 3.1step 4.1∎

Conclusion. Combining the preceding cases over the finitely many elements of the splitting sequence, φ∗(Xi) is an extension of the canonical resolution of the pullback and the invariants agree on all supports; this proves (1) and (2).

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