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Finite etale schemes over a complete local ring and splitting

Statement

Assume AC. Let R be a Noetherian local ring which is complete and separated for its maximal ideal m, with residue field k, and let Y→Spec⁡R be a finite etale R-scheme. Then the reduction map Y(R)→Y(k) is a bijection. If in addition k has no nontrivial finite separable field extension, then every finite etale R-algebra of rank d is isomorphic to Rd as an R-algebra, and Y is a disjoint union of d copies of Spec⁡R.

Facts & Assumptions

Given: AC, a complete separated Noetherian local ring (R,m) with residue field k, and a finite etale R-scheme Y.

[F1]

Reduction A↦A/mA is an equivalence between finite etale R-algebras and finite etale k-algebras, for (R,m) complete and separated; more generally for a nilpotent ideal I in a commutative ring, reduction gives such an equivalence (Finite étale algebras over a complete local ring are determined by reduction, Finite étale algebras lift uniquely through nilpotent thickenings, both assuming AC).

[F2]

A module-finite commutative A-algebra D is finite etale over A if and only if D is finitely presented and flat as an A-module with ΩD/A=0; then D is finite projective locally free, its rank is locally constant and equals the number of geometric points in a fibre (Finite étale algebras have finite locally free underlying modules, assuming AC).

[F3]

At a point of a locally finite-type morphism whose stalk of relative differentials vanishes, the residue-field extension is finite separable; in particular a finite etale field extension L/k, viewed as Spec⁡L→Spec⁡k, has L/k finite separable (Unramified residue extensions are finite separable, assuming AC).

[F4]

A commutative Artinian ring is the product of its localizations at its finitely many maximal ideals, and a local Artinian ring which is a domain is a field; a regular local ring is a domain (An Artinian ring is canonically the finite product of its localizations at its maximal ideals, An Artinian integral domain is a field, regular local rings are domains and cohen macaulay).

[F5]

A smooth morphism has geometrically regular fibres, and an etale morphism is smooth (Étale morphism of schemes).

Proof

technique · direct. Everything is reduced to the lifting equivalence and the classification of finite etale algebras over the residue field
1.1F1algebra

Write Y=Spec⁡A with A a finite etale R-algebra. By [F1] the reduction functor A↦A⊗Rk=A/mA is an equivalence from finite etale R-algebras to finite etale k-algebras. An equivalence is fully faithful, so it induces bijections Hom⁡R-alg(A,R)⟶Hom⁡k-alg(A⊗Rk,k), natural in A; under the anti-equivalence of affine schemes these are the maps Y(R)→Y(k) given by reduction. Hence Y(R)→Y(k) is a bijection.

1.2F2F3F4F5givenalgebra

Assume now that k has no nontrivial finite separable extension, and let E be a finite etale k-algebra. As a finite-dimensional commutative k-algebra, E is Artinian, so E≅∏iEi with each Ei local Artinian by [F4]. Each Ei is a direct factor of E, hence finite etale over k; being etale over the field k it is smooth of relative dimension zero, so its only fibre is geometrically regular and in particular regular by [F5]. A regular local ring is a domain, and a local Artinian domain is a field by [F4], so Ei is a field; as a finite etale field extension of k it is finite separable over k by [F3], hence equals k. Therefore E≅kd for d=dim⁡kE, and every finite etale k-algebra is a product of copies of k.

2.1F1F2F3F4step 1.1step 1.2algebra∎

Let A be a finite etale R-algebra of rank d; by [F2] its rank equals the k-dimension of A⊗Rk, which is a finite etale k-algebra, so A⊗Rk≅kd by step 1.2. Since reduction is an equivalence by [F1], it is essentially surjective and reflects isomorphisms, so A≅Rd; consequently Y=Spec⁡A is the disjoint union of d copies of Spec⁡R. The complete Noetherian local hypotheses are exactly those stated, and AC is available for both the lifting equivalence [F1] and the classification suppliers [F2]-[F4].

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