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Free differentials imply regularity in characteristic zero

Statement

Assume the Axiom of Choice. Let k be a field of characteristic 0, let A be a finite-type k-algebra and let q∈Spec⁡A. If ΩA/k,q is a free Aq-module, then Aq is a regular local ring. No bound on the rank and no smoothness of A is assumed. (The statement fails in characteristic p>0: A=k[t]/(tp) at the origin has free rank-one differentials but a nonregular local ring.)

Facts & Assumptions

Given: A field k of characteristic 0, a finite-type k-algebra A, a prime q∈Spec⁡A, the local ring R=Aq with maximal ideal m=qAq, and the hypothesis that ΩA/k,q is a free R-module.

[F1]

Every algebra of finite type over a Noetherian ring is a Noetherian ring and A field has only the zero ideal and itself, hence is Noetherian: the field k is Noetherian, and a finite-type algebra over a Noetherian ring is Noetherian; hence A is Noetherian.

[F2]

Every quotient and every localisation of a Noetherian ring is Noetherian: every localization of a Noetherian ring is Noetherian; hence R is a Noetherian local ring.

[F3]

Finitely generated field extensions F(a1,…,ar): if A is generated as a k-algebra by x1,…,xn, then the residue field κ=R/m=Frac⁡(A/q) is generated as a field over k by the images of the xi, so κ/k is a finitely generated field extension.

[F5]

Finitely generated extensions of a perfect field are separably generated: a finitely generated field extension of a perfect field has a separating transcendence basis (Separating transcendence basis and separably generated extensions), hence is separably generated.

[F6]

Separable residue and the cotangent sequence of a local algebra: for a Noetherian local k-algebra R whose residue field is finitely generated and separably generated over k, the sequence 0→m/m2→ΩR/k⊗Rκ→Ωκ/k→0 is exact, the first map sending the class of x to dx⊗1.

[F7]

Kähler differentials commute with localization: Kähler differentials commute with localization: for a multiplicative subset U of a k-algebra B, U−1ΩB/k≅ΩU−1B/k compatibly with the universal derivations.

[F8]

dimension at most embedding dimension and embedding dimension and regular local ring: a nonzero Noetherian local ring satisfies dim⁡R≤edim⁡R<∞ and is regular when dim⁡R=edim⁡R.

[F9]

Nonzerodivisors from free differential summands in Noetherian local Q-algebras: if S is a nonzero Q-algebra, θ:ΩS/R′→S is S-linear and θ(df)=1, then f is not nilpotent, and f is a nonzerodivisor when S is a Noetherian local ring.

[F10]

Conormal exact sequence for an algebra quotient: for a ring map A′→P, an ideal I⊆P and B=P/I, the sequence I/I2→B⊗PΩP/A′→ΩB/A′→0 is exact, the first map sending the class of i to 1⊗di.

[F11]

quotient and lifting regularity across a regular element: if (S,n) is nonzero Noetherian local and x∈n is a nonzerodivisor, then dim⁡(S/(x))=dim⁡S−1, and S is regular whenever S/(x) is regular.

[F12]

The Krull intersection is the (1−a)-torsion submodule, and it vanishes in the Jacobson-radical case: in a Noetherian ring S, for an ideal I⊆J(S) and a finite module M one has ⋂nInM=0.

Proof

1.1F1F2F3F4F5F6F7F8given

Setup. By [F1] and [F2], R is a Noetherian local ring with residue field κ, and by [F3] the extension κ/k is finitely generated. Since k has characteristic 0, it is perfect by [F4], so by [F5] κ/k is separably generated; [F6] therefore gives the exact sequence 0→m/m2→ δ ΩR/k⊗Rκ→Ωκ/k→0 with δ([x])=dx⊗1. Moreover dim⁡R<∞ by [F8]. The identification ΩA/k,q≅ΩR/k of [F7] makes the hypothesis say that Ω:=ΩR/k is a free R-module; It is finitely generated: differentials of a finite list of k-algebra generators of A generate ΩA/k by the polynomial product rule, and localization preserves finite generation by [F7]. Thus its free rank is finite; fix a basis e1,…,er of Ω.

1.2F1F2F6F7F8given

Induction claim. We prove by induction on the natural number d=dim⁡R the assertion: for every finite-type k-algebra A′ and prime q′ with Aq′′ Noetherian local of dimension d and ΩA′/k,q′ free over Aq′′, the ring Aq′′ is regular. The induction is over the two mutually exclusive cases for m/m2 analysed below; in the nonvanishing case a nonzerodivisor f∈m will be produced whose existence forces d≥1 and permits descent to dimension d−1, and in the vanishing case regularity is obtained directly, so the case d=0 is covered as well.

2.1F8F12step 1.1algebra

The case m/m2=0. Then m=m2, and since m⊆J(R) and R is Noetherian with M=R finite, the Krull intersection theorem [F12] gives m⊆⋂nmn=0. Hence m=0, so R=κ is a field of dimension 0 and embedding dimension 0; by [F8] it is regular.

2.2F6F9F11step 1.1algebra

The case m/m2≠0. Choose f∈m with nonzero class in m/m2; then δ([f])=df⊗1≠0 in Ω/mΩ by the injectivity of δ in step 1.1. Writing df=∑iaiei in the basis of step 1.1, some coefficient ai lies outside m and is therefore a unit of R; replacing ei by df and keeping the other ej gives a second basis df,ej (j≠i) of Ω, since ei=ai−1(df−∑j≠iajej) and the r elements are linearly independent by the unit coefficient. Define the R-linear map θ:Ω→R by θ(df)=1 and θ(ej)=0 for j≠i; the ring R is a Q-algebra because k has characteristic 0, so [F9] applies and shows that f is a nonzerodivisor in R. Since f∈m, [F11] then gives dim⁡(R/fR)=dim⁡R−1, so this case forces dim⁡R≥1.

3.1F10F11step 2.2algebra

The quotient R/fR. Since f is a nonzerodivisor in m, [F11] gives dim⁡(R/fR)=dim⁡R−1, and R/fR≠0. By [F10] applied to the ring map k→R, the ideal I=(f) and B=R/fR, the sequence (f)/(f2)→(R/fR)⊗RΩ→Ω(R/fR)/k→0 is exact, the first map sending the class of f to 1⊗df; the first term is generated by the class of f and its image is the cyclic submodule (R/fR)(df⊗1). Under the basis df,ej of step 2.2, the free module (R/fR)⊗RΩ splits as (R/fR)(df⊗1)⊕⨁j≠i(R/fR)(ej⊗1), so the cokernel is free of rank r−1; that is, Ω(R/fR)/k≅(R/fR)r−1 and (R/fR,m/fR) is a Noetherian local ring of dimension d−1 whose module of differentials at its maximal ideal is free.

4.1F7F11step 1.1step 1.2step 2.1step 2.2step 3.1∎

Regularity is lifted and the induction closes. Write f=a/s with a∈q and s∈A∖q, so fR=aR. Put A′=A/aA and let q′∈Spec⁡A′ be the prime with Aq′′≅R/fR; by [F7] the localization of ΩA′/k at q′ is Ω(R/fR)/k, which step 3.1 shows is free of rank r−1. By step 1.2, whose induction hypothesis applies in dimension d−1, the ring R/fR is regular; then [F11] applied to the nonzerodivisor f∈m makes R regular. Steps 2.1 and 2.2 exhaust the two possibilities for m/m2, and the induction runs down from the finite value dim⁡R of step 1.1, so every case is covered by steps 2.1, 3.1 and 4.1.

Remarks

The characteristic-zero hypothesis enters exactly twice: in the perfectness of k, which supplies the separating transcendence basis used by [F6], and in the unit-invertibility step in [F9] on the Q-algebra R. The statement fails for A=k[t]/(tp) in characteristic p, where ΩA/k is free of rank one on dt while the local ring at the origin is nonregular.

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