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Handle attachments are relative cell attachments up to homotopy

Statement

Let N be a smooth n-manifold with boundary, let k be an integer with 0≤k≤n, and let N′=N∪fhk be obtained from N by attaching a rounded k-handle along a smooth embedding f:Sk−1×Dn−k→∂N. Then the pair (N′,N) is homotopy equivalent, relative to N, to the pair obtained from N by attaching one k-cell along the core embedding f0=f∣Sk−1×{0}; equivalently, the map (N′,N)→(N∪f0Dk,N) induced by collapsing the handle on its core is a homotopy equivalence of pairs, with homotopy inverse the inclusion of the cell as the core.

Facts & Assumptions

[F1]

Attaching a smooth handle with corner rounding: Assume ACω. Let X be a smooth n-manifold with boundary, and let k be an integer with 0≤k≤n. Attach the handle of K handle core cocore attaching region and belt sphere by a smooth embedding h:Sk−1×Dn−k→∂X that extends to a neighborhood of the disk factor. Form the quotient of X⊔(Dk×Dn−k) identifying z with h(z) in the attaching region. The disk coordinates trivialize the normal bundle of the attaching sphere; this framing is part of the data. Use collars from Collar neighborhood theorem to give the seam its product smooth charts, then round the compact codimension-two corner. There is no corner to round when k=0 or k=n.

[F2]

K handle core cocore attaching region and belt sphere: For integers 0≤k≤n, the standard n-dimensional k-handle is Dk×Dn−k. Its core is Dk×{0}, its cocore is {0}×Dn−k, its attaching region is Sk−1×Dn−k, and its attaching sphere is Sk−1×{0}. The outgoing region is Dk×Sn−k−1 and the belt sphere is {0}×Sn−k−1. Here Dj is the closed unit disk, D0 is a point, and S−1=∅.

[F3]

Cell attachment by a characteristic map: For a space X, an attaching map f:Sn−1→X, and n≥1, attach an n-cell by the pushout X∪fDn=(X⊔Dn)/(z∼f(z) for z∈Sn−1). The quotient map restricted to Dn is its characteristic map; its image is the closed cell and the image of D˚n is the open cell. For n=0, use S−1=∅, so X∪fD0=X⊔{∗}.

[F4]

Cofibration and homotopy extension property: A continuous map i:A→X has the homotopy extension property (HEP), or is an unbased cofibration, if for every target Z, continuous f:X→Z, and continuous h:A×I→Z satisfying h(a,0)=f(i(a)), there is a continuous H:X×I→Z with H(x,0)=f(x) and H(i(a),t)=h(a,t). No uniqueness is required.

[A1]

Handle retraction. There is a continuous homotopy Ht:Dk×Dn−k→Dk×Dn−k, t∈[0,1], with H0=id, Ht the identity on the attaching region Sk−1×Dn−k for every t, and H1 mapping onto (Sk−1×Dn−k)∪(Dk×{0}). Explicitly, with r=∣u∣, let η(r):=min⁡(2r,1) and χ continuous with χ(r)=0 for r≤1/2, χ(r)=1 for r≥3/4 and 0≤χ≤1, and put Ht(u,v):=(u νt(r)/r, v ψt(r)) with νt(r):=(1−t)r+t η(r) and ψt(r):=(1−t)+t χ(r), the ratio at u=0 read as νt(r)/r≤2. Then u νt(r)/r has norm (1−t)r+tη(r)≤1, so Ht takes values in the handle and is continuous; for r=1 one has η(1)=1=χ(1), so Ht(u,v)=(u,v) and Ht is the identity on the attaching region. At t=1 the first coordinate u η(r)/r has norm η(r), which equals 2r∈[0,1] for r≤1/2 and 1 for r≥1/2, and the second coordinate v χ(r) vanishes for r≤1/2; hence the image lies in the union, the values with r≤1/2 cover Dk×{0} and the values with r≥3/4 cover Sk−1×Dn−k. This is Wall's handle retraction.

Proof

Given: The objects and hypotheses in the statement.

1.1F1F2F3A1construct

Write hk=Dk×Dn−k for the handle and N′=N∪fhk for the rounded attachment, so that the attaching region Sk−1×Dn−k is identified with its image under f in ∂N and the core Dk×{0} is attached to ∂N along the sphere f0(Sk−1×{0})=f(Sk−1×{0}). Let q:N′→N∪f0Dk be the map that is the identity on N and carries the handle by H1 of [A1], and let i:N∪f0Dk→N′ be the identity on N and the characteristic map of the cell onto the core. Both are well defined and continuous: H1 is the identity on the attaching region, which is glued to N, and the cell is attached by exactly the restriction of f to the core sphere.

2.1F3A1step 1.1algebra

The composite q∘i is homotopic to the identity of N∪f0Dk relative to N. On N it is the identity; on the cell it is the radial map x↦x ν1(∣x∣)/∣x∣, which fixes the boundary sphere Sk−1 and is homotopic to the identity of Dk relative to Sk−1 through x↦x ((1−s)+s ν1(∣x∣)/∣x∣). Gluing this cell-fixing homotopy with the constant homotopy on N gives the claim.

2.2F1A1step 1.1algebra

The composite i∘q is homotopic to the identity of N′ relative to N. On N it is the identity and off the handle it is unchanged, while on the handle it is given by H1; the homotopy Ht of [A1] glues with the constant homotopy on N because Ht is the identity on the attaching region for every t. Corner rounding is a diffeomorphism supported in a collar of the seam and does not affect this homotopy.

3.1F1F2F4step 2.1step 2.2algebra∎

Steps 2.1 and 2.2 exhibit q and i as homotopy inverses of pairs relative to N; in particular (N′,N) is homotopy equivalent, relative to N, to (N∪f0Dk,N), and q induces a homotopy equivalence of pairs. The homotopy extension property of the cell inclusion is not needed for these explicit homotopies, which are already defined on the whole space and fixed on N. The endpoint cases are included: for k=0 the handle is the n-disk and the cell is a point, so the attaching region is empty and the radial contraction of the disk to its centre realizes the homotopy; for k=n the attaching region is all of Sn−1 and the core is the whole disk Dn, and the radial homotopy of [A1] fixes its boundary sphere.

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